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COMPLIANCE

The Compliance function helps ensure that BNP Paribas remains a trustworthy
Bank, not only by complying with laws and regulations, but also by complying
with the spirit of laws and regulations.

The Compliance function is evolving. Regulatory, geopolitical and societal
changes place Compliance at the crossroads of the strategy and everyday action
of the Group and its customers.


Compliance also has to ensure the security of the Group, its business lines and
territories, which implies adapting to the growing demands of regulators,
customers and public opinion.



THE BNP PARIBAS GROUP CODE OF CONDUCT

The BNP Paribas Code of Conduct offers guiding principles that revolve around
seven main themes: customers’ interests, financial security, market integrity,
professional ethics, respect for colleagues, Group protection, involvement with
Society.

The updated Code of Conduct also includes an addendum dedicated to
anti-corruption.

Download the Code Of Conduct(Opens in a new tab)


KNOW YOUR CLIENT (KYC)

The KYC Domain defines the Group policies related to client knowledge
(identification, information and documentation, risk assessment, acceptance
process) and monitors their enforcement. It assists the Business Lines in the
policies implementation and operational efficiency. It also defines the generic
control plan and key metrics related to the KYC process.




FINANCIAL SECURITY

The “Group Financial Security” (GFS) domain is a department divided into two
teams, one located in Paris and the other in NYC. GFS Paris is primarily
responsible for the prevention of money laundering and the fight against
corruption and terrorist financing, while the main role of GFS U.S. is
to supervise and coordinate the Group’s efforts to comply with U.S. and other
international sanctions and embargoes.


*Group Financial Security

Find Financial Security publications



PROTECTION OF INTERESTS OF CLIENTS (PIC)

The mission of the « Protection of Interests of Clients » (PIC) domain is to
make sure that BNP Paribas clients are offered products and services that truly
meet their needs and are provided with clear and accurate information on product
features, costs and risks.

In that purpose, the PIC domain is ensuring Compliance with complex and changing
local regulations designed to protect the clients’ interests throughout the
duration of its relationship with the clients and throughout the life cycle of
all products and services that BNP Paribas develops or sells.


© contrastwerkstatt


MARKET INTEGRITY

The “Market Integrity” domain is committed to ensure the Group activities
compliance with:


 1. the rules applicable to : circulation of confidential and privileged
    information and prevention of insider trading, operations on financial
    instruments, pre and post market transparency rules, prevention and
    detection of market abuse, detection and management
    of conflict-of-interest situation.

 2. the rules governing the organisation and rules of conduct applicable to the
    Group as a producer of financial services and instruments.






PROFESSIONAL ETHICS

Professional Ethics refer to the professional behavior of the Group’s employees:
the domain ensures that their private interests do not prevail over the
professional responsibilities of the Group’s employees. As such, the domain
establishes professional conduct rules, part of the Group Code of Conduct,
aiming at protecting the Group and its employees against the risk of corruption,
market abuse and conflicts of interests.




HEIKE, STORM WATCHER: DISCOVER HER UNEXPECTED JOB

Heike's job is to play detective and observe every detail with constant
concentration to stay one step ahead, just like in a game of draughts (also
known as checkers). Discover her Unexpected Job through this video.

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© Publicis / Hugo Van Offel


BNP PARIBAS GROUP ESSENTIALS


PUBLICATIONS


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OUR GOVERNANCE


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OUR BUSINESSES AND EXPERTISE

BNP Paribas organizes its businesses into three main operating divisions:
Corporate &...
Learn more

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BNP Paribas offers global financial services and solutions to serve our clients
and employees in a changing world.

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2024-09-23 10:19 (Paris time) (Opens in a new tab)

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PRIVACY PREFERENCE CENTER




 * YOUR PRIVACY


 * STRICTLY NECESSARY COOKIES - ESSENTIAL IN ORDER FOR THE SITE TO FUNCTION
   PROPERLY


 * ANALYTICS COOKIES - UNDERSTAND HOW YOU ACCESS ON OUR SITE AND TO MEASURE THE
   NUMBER OF VISITORS TO OUR SITE


 * PREFERENCE COOKIES - THESE COOKIES ALLOW US TO PERSONALIZE AND OFFER THE
   CONTENT AND FUNCTIONALITY OF THE SITES


 * ADVERTISING COOKIES - ALLOW US AND OUR PARTNERS TO PROVIDE YOU WITH
   PERSONALIZED OR NO PERSONALIZED AND GEOLOCATED ADVERTISING, MORE RELEVANT TO
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 * SOCIAL MEDIA AND CONTENT SHARING COOKIES - SHARE INFORMATION WITH THE SOCIAL
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   ON A EXTERNAL WEBSITE.


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 * 3.2 PREFERENCE COOKIES (SUBJECT TO YOUR CONSENT)

YOUR PRIVACY

With your consent, BNP Paribas would like to use cookies placed by us or by
partners on this website. Some of these cookies are strictly necessary for the
proper functioning of this website.
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STRICTLY NECESSARY COOKIES - ESSENTIAL IN ORDER FOR THE SITE TO FUNCTION
PROPERLY

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They may include, for example, cookies which collect session ID and
authentication data, cookies which make it possible to personalize the interface
of a Site (for example, for the choice of language or the presentation of a
service) or even certain analytics cookies. This category of cookies also
includes cookies that help us comply with our legal obligations, including
ensuring a safe online environment (for example by detecting repetitive login
failures to prevent unauthorized persons from accessing your account).

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NUMBER OF VISITORS TO OUR SITE

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number of visitors to our Site


These cookies allow us as well as our partners, to understand how you access on
our Site and to measure the number of visitors to our Site.
They are also used to analyze the way you browse the Site or to reconstruct your
journey. This helps us improve the way our Sites work by ensuring, for example,
that users easily find what they are looking for. By refusing these cookies, we
will not be able to analyze how you use the Site.

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PREFERENCE COOKIES - THESE COOKIES ALLOW US TO PERSONALIZE AND OFFER THE CONTENT
AND FUNCTIONALITY OF THE SITES

Preference cookies - These cookies allow us to personalize and offer the content
and functionality of the Sites


They are used, for example, to remember the preferences indicated during your
visit to our Site and to improve our Site and your user experience. By refusing
these cookies, we will not be able to optimize your user experience on our
Siteand some parts may not function properly.

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ADVERTISING COOKIES - ALLOW US AND OUR PARTNERS TO PROVIDE YOU WITH PERSONALIZED
OR NO PERSONALIZED AND GEOLOCATED ADVERTISING, MORE RELEVANT TO YOUR INTERESTS

Advertising Cookies - Allow us and our partners to provide you with personalized
or no personalized and geolocated advertising, more relevant to your interests


Category: Personalized advertising cookies
These cookies allow us and our partners, to provide you with personalized
advertising, more relevant to your interests.
They record your visit to our Site , the pages you have viewed and the links you
have followed. We use as well as our partners, this information in order to make
our Site as well as the advertisements which appear there, if any, as relevant
as possible with regard to your centers of interest. They can also be used to
display personalized advertisements about our products on other sites, to
measure the effectiveness of an advertising campaign, to limit the frequency of
distribution (i.e. limiting the number of times you see an advertisement),
advertising affiliation, detection of click fraud, market research, product
improvement, debugging. By refusing these cookies, we will not be able to
personalize the advertisements you will see.
Category: Non-personalized advertising cookies
These cookies allow us as well as our partners to display advertisements that
are not personalized to your profile. These cookies can be used exclusively to
measure the performance of a marketing campaign, which we will not be able to do
if you refuse them.
Category: Geolocated advertising cookies
These cookies allow us as well as our partners, to show you personalized
advertising based on your location (geolocated advertising).
By refusing these cookies, we will not be able to offer you personalized
advertising based on your geolocation.


 * CATEGORY PERSONALIZED ADVERTISING COOKIES - THESE COOKIES ALLOW US [AND OUR
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   These cookies allow us and our partners, to provide you with personalized
   advertising, more relevant to your interests.
   They record your visit to our Site , the pages you have viewed and the links
   you have followed. We use as well as our partners, this information in order
   to make our Site as well as the advertisements which appear there, if any, as
   relevant as possible with regard to your centers of interest. They can also
   be used to display personalized advertisements about our products on other
   sites, to measure the effectiveness of an advertising campaign, to limit the
   frequency of distribution (i.e. limiting the number of times you see an
   advertisement), advertising affiliation, detection of click fraud, market
   research, product improvement, debugging. By refusing these cookies, we will
   not be able to personalize the advertisements you will see.
   

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SOCIAL MEDIA AND CONTENT SHARING COOKIES - SHARE INFORMATION WITH THE SOCIAL
NETWORKS AND PROPOSE THE VISUALIZATION ON OUR WEBSITE OF THE CONTENT HOSTED ON A
EXTERNAL WEBSITE.

Social media and content sharing cookies - share information with the social
networks and propose the visualization on our website of the content hosted on a
external website.


Category: Social media cookies
The display of this type of content on our Sites shares information about your
browsing on our Sites with the social networks used. By refusing these cookies,
we will not be able to allow you to share content from our Site to social
networks.
Category: Content sharing cookies
Viewing this type of content on our Sites involves sharing with the hosting site
information about your browsing on our Sites. By refusing these cookies, we will
not be able to allow you to view certain content integrated on our site, when
they are hosted on an external hosting platform.

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CATEGORY NON-PERSONALIZED ADVERTISING COOKIE - THESE COOKIES ALLOW US [AS WELL
AS OUR PARTNERS] TO DISPLAY ADVERTISEMENTS THAT ARE NOT PERSONALIZED TO YOUR
PROFILE.

Category non-personalized advertising cookie - These cookies allow us [as well
as our partners] to display advertisements that are not personalized to your
profile.


These cookies allow us as well as our partners to display advertisements that
are not personalized to your profile. These cookies can be used exclusively to
measure the performance of a marketing campaign, which we will not be able to do
if you refuse them.

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CATEGORY GEOLOCATED ADVERTISING COOKIES - THESE COOKIES ALLOW US [AS WELL AS OUR
PARTNERS,] TO SHOW YOU PERSONALIZED ADVERTISING BASED ON YOUR LOCATION
(GEOLOCATED ADVERTISING).

Category geolocated advertising cookies - These cookies allow us [as well as our
partners,] to show you personalized advertising based on your location
(geolocated advertising).


These cookies allow us as well as our partners, to show you personalized
advertising based on your location (geolocated advertising).
By refusing these cookies, we will not be able to offer you personalized
advertising based on your geolocation.


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CATEGORY CONTENT SHARING COOKIES - THESE COOKIES ALLOW US [AS WELL AS OUR
PARTNERS,] TO OFFER YOU VIEWING ON OUR SITE / APPLICATION OF CONTENT HOSTED ON
AN EXTERNAL SITE.

Category content sharing cookies - These cookies allow us [as well as our
partners,] to offer you viewing on our Site / Application of content hosted on
an external site.


Viewing this type of content on our Sites involves sharing with the hosting site
information about your browsing on our Sites. By refusing these cookies, we will
not be able to allow you to view certain content integrated on our site, when
they are hosted on an external hosting platform.

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3.2 PREFERENCE COOKIES (SUBJECT TO YOUR CONSENT)

3.2 Preference cookies (subject to your consent)


These cookies allow us and our partners, to personalise the content and features
on the Website and / or the Application, and in particular, the display of
products and services we offer. These cookies are used to improve your user
experience and our Website and/or Application.

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