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<h1 id="ctl00_Cnt_documentNavigationHeader_documentTitle">Anti-Money Laundering and Countering Financing of Terrorism Act 2009</h1>
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<p class="reprint-date">Version as at 12 March 2022</p>
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<h1 class="title">Anti-Money Laundering and Countering Financing of Terrorism Act 2009</h1>
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<td>
<div class="document-type">Public Act</div>
</td>
<td> </td>
<td>
<div class="legislation-number">2009 No 35</div>
</td>
</tr>
<tr>
<td>
<div class="assent-date-title">Date of assent</div>
</td>
<td> </td>
<td>
<div class="assent-date">16 October 2009</div>
</td>
</tr>
<tr>
<td>
<div class="commencement-title">Commencement</div>
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<td> </td>
<td>
<div class="commencement">see section 2</div>
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<div class="cover-reprint-note" id="d631441e11">
<h6 class="cover-reprint-note">Note</h6>
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<p class="text">The Parliamentary Counsel Office has made editorial and format changes to this version using the powers under
<a class="extref" id="LMS621783" href="/act/public/2009/0035/latest/link.aspx?id=DLM7298371#DLM7298371" name="DLM7298371">subpart 2</a> of Part 3 of the Legislation Act 2019.</p>
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<div class="para">
<p class="text">Note 4 at the end of this version provides a list of the amendments included in it.</p>
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<p class="admin-office" id="d631441e23">This Act is administered by the <span class="ministry">Ministry of Justice</span>.</p>
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<div class="contents" id="contents">
<h2 class="contents">Contents</h2>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140723" name="DLM2140723">1</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140723" name="DLM2140723">Title</a></span></td>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140724" name="DLM2140724">2</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140724" name="DLM2140724">Commencement</a></span></td>
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<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocPartLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140725" name="DLM2140725">Part 1</a></div>
<div class="tocPartHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140725" name="DLM2140725">Preliminary provisions</a></div>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140726" name="DLM2140726">3</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140726" name="DLM2140726">Purpose</a></span></td>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353113" name="DLM2353113">4</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353113" name="DLM2353113">Overview</a></span></td>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140727" name="DLM2140727">5</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140727" name="DLM2140727">Interpretation</a></span></td>
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<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353123" name="DLM2353123">6</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353123" name="DLM2353123">Application of this Act to reporting entities</a></span></td>
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<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140836" name="DLM2140836">7</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140836" name="DLM2140836">Amounts not in New Zealand currency</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407322" name="DLM7407322">7A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407322" name="DLM7407322">Transitional, savings, and related provisions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140837" name="DLM2140837">8</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140837" name="DLM2140837">Act binds the Crown</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocPartLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140838" name="DLM2140838">Part 2</a></div>
<div class="tocPartHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140838" name="DLM2140838">AML/CFT requirements and compliance</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140839" name="DLM2140839">9</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140839" name="DLM2140839">Non-compliance not excused by contractual obligations</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140840" name="DLM2140840">Subpart 1—Customer due diligence</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140841" name="DLM2140841">10</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140841" name="DLM2140841">Definitions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333611" name="DLM2333611">11</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333611" name="DLM2333611">Customer due diligence</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140849" name="DLM2140849">12</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140849" name="DLM2140849">Reliance on risk assessment when establishing level of risk</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140850" name="DLM2140850">13</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140850" name="DLM2140850">Basis for verifying identity</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140851" name="DLM2140851">Standard customer due diligence</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140852" name="DLM2140852">14</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140852" name="DLM2140852">Circumstances when standard customer due diligence applies</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140853" name="DLM2140853">15</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140853" name="DLM2140853">Standard customer due diligence: identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140854" name="DLM2140854">16</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140854" name="DLM2140854">Standard customer due diligence: verification of identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140855" name="DLM2140855">17</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140855" name="DLM2140855">Standard customer due diligence: other requirements</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140856" name="DLM2140856">Simplified customer due diligence</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333612" name="DLM2333612">18</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333612" name="DLM2333612">Circumstances when simplified customer due diligence applies</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140858" name="DLM2140858">19</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140858" name="DLM2140858">Simplified customer due diligence: identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140859" name="DLM2140859">20</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140859" name="DLM2140859">Simplified customer due diligence: verification of identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2339000" name="DLM2339000">21</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2339000" name="DLM2339000">Simplified customer due diligence: other requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140861" name="DLM2140861">Enhanced customer due diligence</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333613" name="DLM2333613">22</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2333613" name="DLM2333613">Circumstances when enhanced customer due diligence applies</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407350" name="DLM7407350">22A</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407350" name="DLM7407350">Enhanced customer due diligence required for certain activities requiring suspicious activities report</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140863" name="DLM2140863">23</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140863" name="DLM2140863">Enhanced customer due diligence: identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140864" name="DLM2140864">24</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140864" name="DLM2140864">Enhanced customer due diligence: verification of identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353124" name="DLM2353124">25</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353124" name="DLM2353124">Enhanced customer due diligence: other requirements</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353125" name="DLM2353125">26</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353125" name="DLM2353125">Politically exposed person</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140866" name="DLM2140866">27</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140866" name="DLM2140866">Wire transfers: identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407361" name="DLM7407361">27A</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407361" name="DLM7407361">Other identifying information prescribed in relation to wire transfers</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140868" name="DLM2140868">28</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140868" name="DLM2140868">Wire transfers: verification of identity requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140869" name="DLM2140869">29</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140869" name="DLM2140869">Correspondent banking relationships</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140873" name="DLM2140873">30</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140873" name="DLM2140873">New or developing technologies, or products, that might favour anonymity</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140874" name="DLM2140874">Ongoing customer due diligence and account monitoring</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140875" name="DLM2140875">31</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140875" name="DLM2140875">Ongoing customer due diligence and account monitoring</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140876" name="DLM2140876">Reliance on third parties</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140877" name="DLM2140877">32</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140877" name="DLM2140877">Reliance on member of designated business group</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140880" name="DLM2140880">33</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140880" name="DLM2140880">Reliance on other reporting entities or persons in another country</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140881" name="DLM2140881">34</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140881" name="DLM2140881">Reliance on agents</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140882" name="DLM2140882">35</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140882" name="DLM2140882">Use of information obtained from third party conducting customer due diligence</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140883" name="DLM2140883">36</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140883" name="DLM2140883">Protection of personal information and designated business groups</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140884" name="DLM2140884">Prohibitions</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140885" name="DLM2140885">37</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140885" name="DLM2140885">Prohibitions if customer due diligence not conducted</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140886" name="DLM2140886">38</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140886" name="DLM2140886">Prohibition on false customer names and customer anonymity</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140887" name="DLM2140887">39</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140887" name="DLM2140887">Prohibition on establishing or continuing business relationship involving shell bank</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140891" name="DLM2140891">Subpart 2—Suspicious activity reports</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407616" name="DLM7407616">39A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407616" name="DLM7407616">Interpretation</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140892" name="DLM2140892">40</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140892" name="DLM2140892">Reporting entities to report suspicious activities</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140893" name="DLM2140893">41</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140893" name="DLM2140893">Nature of suspicious activity report</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140894" name="DLM2140894">42</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140894" name="DLM2140894">Privileged communication defined</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140896" name="DLM2140896">43</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140896" name="DLM2140896">Auditors may report suspicious activities</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140897" name="DLM2140897">44</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140897" name="DLM2140897">Protection of persons reporting suspicious activities</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140898" name="DLM2140898">45</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140898" name="DLM2140898">Immunity from liability for disclosure of information relating to money laundering transactions</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140899" name="DLM2140899">46</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140899" name="DLM2140899">Disclosure of information relating to suspicious activity reports</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140901" name="DLM2140901">47</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140901" name="DLM2140901">Disclosure of information in proceedings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140902" name="DLM2140902">48</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140902" name="DLM2140902">Disclosure of personal information relating to employees or senior managers</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325022" name="DLM7325022">Subpart 2A—Prescribed transaction reports</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325023" name="DLM7325023">48A</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325023" name="DLM7325023">Reporting entities to report certain prescribed transactions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325024" name="DLM7325024">48B</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325024" name="DLM7325024">Prescribed transaction reports</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325025" name="DLM7325025">48C</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7325025" name="DLM7325025">Sections 43 to 48 apply to prescribed transactions</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140903" name="DLM2140903">Subpart 3—Record keeping</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140904" name="DLM2140904">49</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140904" name="DLM2140904">Obligation to keep transaction records</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407674" name="DLM7407674">49A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407674" name="DLM7407674">Obligation to keep reports of suspicious activities</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140905" name="DLM2140905">50</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140905" name="DLM2140905">Obligation to keep identity and verification records</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140906" name="DLM2140906">51</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140906" name="DLM2140906">Obligation to keep other records</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140907" name="DLM2140907">52</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140907" name="DLM2140907">How records to be kept</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140908" name="DLM2140908">53</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140908" name="DLM2140908">When records need not be kept</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140909" name="DLM2140909">54</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140909" name="DLM2140909">Destruction of records</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140910" name="DLM2140910">55</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140910" name="DLM2140910">Other laws not affected</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140911" name="DLM2140911">Subpart 4—Compliance with AML/CFT requirements</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140912" name="DLM2140912">56</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140912" name="DLM2140912">Reporting entity must have AML/CFT programme and AML/CFT compliance officer</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140914" name="DLM2140914">57</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140914" name="DLM2140914">Minimum requirements for AML/CFT programmes</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140915" name="DLM2140915">58</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140915" name="DLM2140915">Risk assessment</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140917" name="DLM2140917">59</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140917" name="DLM2140917">Review and audit of risk assessment and AML/CFT programmes</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407684" name="DLM7407684">59A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407684" name="DLM7407684">Audit of compliance with AML/CFT obligations</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407687" name="DLM7407687">59B</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7407687" name="DLM7407687">Who carries out audit</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140918" name="DLM2140918">60</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140918" name="DLM2140918">Annual AML/CFT report</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140919" name="DLM2140919">61</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140919" name="DLM2140919">Reporting entities to ensure that branches and subsidiaries comply with AML/CFT requirements</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140920" name="DLM2140920">Subpart 5—Codes of practice</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140921" name="DLM2140921">62</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140921" name="DLM2140921">Interpretation</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140926" name="DLM2140926">63</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140926" name="DLM2140926">AML/CFT supervisors to prepare codes of practice for relevant sectors</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140928" name="DLM2140928">64</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140928" name="DLM2140928">Procedure for approval and publication of codes of practice</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140929" name="DLM2140929">65</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140929" name="DLM2140929">Amendment and revocation of codes of practice</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140930" name="DLM2140930">66</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140930" name="DLM2140930">Proof of codes of practice</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140931" name="DLM2140931">67</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140931" name="DLM2140931">Legal effect of codes of practice</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140932" name="DLM2140932">Subpart 6—Cross-border transportation of cash</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140933" name="DLM2140933">68</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140933" name="DLM2140933">Reports about movement of cash into or out of New Zealand</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140934" name="DLM2140934">69</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140934" name="DLM2140934">Reports about receipt of cash from outside New Zealand</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140935" name="DLM2140935">70</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140935" name="DLM2140935">Reporting requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140936" name="DLM2140936">71</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140936" name="DLM2140936">Information to be forwarded to Commissioner</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocPartLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140937" name="DLM2140937">Part 3</a></div>
<div class="tocPartHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140937" name="DLM2140937">Enforcement</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140938" name="DLM2140938">Subpart 1—General provisions relating to Part</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140939" name="DLM2140939">Proceedings for civil penalties</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140940" name="DLM2140940">72</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140940" name="DLM2140940">When and how civil penalty proceedings brought</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140941" name="DLM2140941">Relationship between civil penalty and criminal proceedings</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140942" name="DLM2140942">73</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140942" name="DLM2140942">Relationship between concurrent civil penalty proceedings and criminal proceedings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140943" name="DLM2140943">74</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140943" name="DLM2140943">One penalty only rule</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140944" name="DLM2140944">75</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140944" name="DLM2140944">Restriction on use of evidence given in civil penalty proceedings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353126" name="DLM2353126">Immunities</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353127" name="DLM2353127">76</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353127" name="DLM2353127">Protection for AML/CFT supervisors</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353128" name="DLM2353128">77</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353128" name="DLM2353128">Protection for reporting entities, officers, etc, acting in compliance with this Act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140949" name="DLM2140949">Subpart 2—Civil liability</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140950" name="DLM2140950">78</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140950" name="DLM2140950">Meaning of civil liability act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140952" name="DLM2140952">79</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140952" name="DLM2140952">Possible responses to civil liability act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140953" name="DLM2140953">Formal warnings</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140954" name="DLM2140954">80</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140954" name="DLM2140954">Formal warnings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140955" name="DLM2140955">Enforceable undertakings</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140956" name="DLM2140956">81</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140956" name="DLM2140956">Enforceable undertakings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140957" name="DLM2140957">82</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140957" name="DLM2140957">Enforcement of undertakings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140958" name="DLM2140958">83</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140958" name="DLM2140958">Assessment of compensation for breach of undertakings</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140960" name="DLM2140960">Injunctions</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140961" name="DLM2140961">84</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140961" name="DLM2140961">Powers of High Court not affected</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140962" name="DLM2140962">85</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140962" name="DLM2140962">Performance injunctions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140963" name="DLM2140963">86</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140963" name="DLM2140963">When High Court may grant performance injunctions</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140964" name="DLM2140964">87</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140964" name="DLM2140964">Restraining injunctions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140965" name="DLM2140965">88</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140965" name="DLM2140965">When High Court may grant restraining injunctions and interim injunctions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140966" name="DLM2140966">89</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140966" name="DLM2140966">Undertaking as to damages not required by AML/CFT supervisor</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140967" name="DLM2140967">Pecuniary penalties</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140968" name="DLM2140968">90</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140968" name="DLM2140968">Pecuniary penalties for civil liability act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140969" name="DLM2140969">Subpart 3—Offences</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140970" name="DLM2140970">Offence and penalties relating to civil liability act</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140971" name="DLM2140971">91</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140971" name="DLM2140971">Offence and penalties for civil liability act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead">
<a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140972" name="DLM2140972">Offences relating to suspicious <span class="insertwords">activity</span> reports and prescribed transaction reports</a>
</div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140973" name="DLM2140973">92</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140973" name="DLM2140973">Failing to report suspicious <span class="insertwords">activity</span></a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140974" name="DLM2140974">93</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140974" name="DLM2140974">Providing false or misleading information in connection with <span class="insertwords"><span class="insertwords">suspicious activity</span> reports or prescribed transaction reports</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140975" name="DLM2140975">94</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140975" name="DLM2140975">Unlawful disclosure of <span class="insertwords"><span class="insertwords">suspicious activity</span> reports or prescribed transaction reports</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140976" name="DLM2140976">95</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140976" name="DLM2140976">Failure to keep or retain adequate records relating to <span class="insertwords"><span class="insertwords">suspicious activities</span> or prescribed transactions</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140977" name="DLM2140977">96</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140977" name="DLM2140977">Obstruction of investigation relating to <span class="insertwords"><span class="insertwords">suspicious activity</span> reports or prescribed transaction reports</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140978" name="DLM2140978">97</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140978" name="DLM2140978">Contravention of section 47(1)<span class="insertwords"> or 48A(1)</span></a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140979" name="DLM2140979">98</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140979" name="DLM2140979">Defence</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140980" name="DLM2140980">99</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140980" name="DLM2140980">Time limit for prosecution of offences relating to civil liability act and <span class="insertwords">suspicious activity</span> reports <span class="insertwords">or prescribed transaction reports</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140981" name="DLM2140981">100</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140981" name="DLM2140981">Penalties</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140982" name="DLM2140982">Other offences relating to non-compliance with AML/CFT requirements</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140983" name="DLM2140983">101</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140983" name="DLM2140983">Structuring transaction to avoid application of AML/CFT requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140984" name="DLM2140984">102</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140984" name="DLM2140984">Offence to obstruct AML/CFT supervisor</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140985" name="DLM2140985">103</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140985" name="DLM2140985">Offence to provide false or misleading information to AML/CFT supervisor</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140986" name="DLM2140986">104</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140986" name="DLM2140986">Time limit for prosecution of offences relating to non-compliance with AML/CFT requirements</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140987" name="DLM2140987">105</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140987" name="DLM2140987">Penalties</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140988" name="DLM2140988">Offences relating to cross-border transportation of cash</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140989" name="DLM2140989">106</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140989" name="DLM2140989">Failure to report cash <span class="insertwords">equal to or above</span> applicable threshold value moved into or out of New Zealand</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140990" name="DLM2140990">107</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140990" name="DLM2140990">Failure to report cash <span class="insertwords">equal to or above</span> applicable threshold value received by person in New Zealand from overseas</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140991" name="DLM2140991">108</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140991" name="DLM2140991">Structuring cross-border transportation to avoid application of AML/CFT requirements</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140992" name="DLM2140992">109</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140992" name="DLM2140992">Defence</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140993" name="DLM2140993">110</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140993" name="DLM2140993">Providing false or misleading information in connection with cash report</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140994" name="DLM2140994">111</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140994" name="DLM2140994">Offence to obstruct or not to answer questions from Customs officer</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140995" name="DLM2140995">112</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140995" name="DLM2140995">Penalties</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140996" name="DLM2140996">113</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140996" name="DLM2140996">Chief executive of New Zealand Customs Service may deal with cash reporting offences</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140997" name="DLM2140997">Relationship with <span class="insertwords">Customs and Excise Act 2018</span></a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140998" name="DLM2140998">114</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140998" name="DLM2140998">Relationship with <span class="insertwords">Customs and Excise Act 2018</span></a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353129" name="DLM2353129"><span class="insertwords">Stored value instrument searches by Customs officer</span></a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353130" name="DLM2353130">115</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353130" name="DLM2353130">Duty to assist Customs officer to access stored value instruments</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2140999" name="DLM2140999">Subpart 4—Search and seizure</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141000" name="DLM2141000">116</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141000" name="DLM2141000">Definitions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141017" name="DLM2141017">Search warrants</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141018" name="DLM2141018">117</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141018" name="DLM2141018">Search warrant</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141019" name="DLM2141019">118</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141019" name="DLM2141019">Powers under search warrant</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141020" name="DLM2141020">Conduct of entry, search, and seizure</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141021" name="DLM2141021">119</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141021" name="DLM2141021">Assistance with searches</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141022" name="DLM2141022">120</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141022" name="DLM2141022">Enforcement officers to show identity card on request</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141023" name="DLM2141023">121</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141023" name="DLM2141023">Announcement before entry</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141024" name="DLM2141024">122</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141024" name="DLM2141024">Details of warrant to be given to occupier</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141025" name="DLM2141025">123</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141025" name="DLM2141025">Occupier entitled to be present during search</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141026" name="DLM2141026">124</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141026" name="DLM2141026">Use of electronic equipment</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141027" name="DLM2141027">125</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141027" name="DLM2141027">Copies of documents seized to be provided</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141028" name="DLM2141028">126</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141028" name="DLM2141028">Receipts for things seized</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141029" name="DLM2141029">127</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141029" name="DLM2141029">Application of sections 198A and 198B of Summary Proceedings Act 1957</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141030" name="DLM2141030">Return and retention of things seized</a></div><span
class="center deletion-status">[Repealed]</span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141031" name="DLM2141031">128</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141031" name="DLM2141031">Return and retention of things seized</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141032" name="DLM2141032">129</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141032" name="DLM2141032">Order to retain things seized</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocPartLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141033" name="DLM2141033">Part 4</a></div>
<div class="tocPartHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141033" name="DLM2141033">Institutional arrangements and miscellaneous provisions</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141034" name="DLM2141034">Subpart 1—Institutional arrangements</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141035" name="DLM2141035">AML/CFT supervisors</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141036" name="DLM2141036">130</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141036" name="DLM2141036">AML/CFT supervisors</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141037" name="DLM2141037">131</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141037" name="DLM2141037">Functions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141038" name="DLM2141038">132</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141038" name="DLM2141038">Powers</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141039" name="DLM2141039">133</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141039" name="DLM2141039">Matters relating to conduct of on-site inspections</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353135" name="DLM2353135">134</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353135" name="DLM2353135">Delegation of supervisory function and powers</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353136" name="DLM2353136">135</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353136" name="DLM2353136">Authority to act as delegate</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353137" name="DLM2353137">136</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353137" name="DLM2353137">Effect of delegation</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141040" name="DLM2141040">Use and disclosure of information</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141041" name="DLM2141041">137</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141041" name="DLM2141041">Power to use information obtained as AML/CFT supervisor in other capacity and vice versa</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141042" name="DLM2141042">138</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141042" name="DLM2141042">Restriction on power to use information under section 137</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141043" name="DLM2141043">139</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141043" name="DLM2141043">Power to disclose information<span class="struckoutwords"></span></a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7408249" name="DLM7408249">139A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7408249" name="DLM7408249">Regulations relating to information sharing</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141044" name="DLM2141044">140</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141044" name="DLM2141044">Power to use and disclose information supplied or obtained under other enactments for AML/CFT purposes</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141045" name="DLM2141045">141</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141045" name="DLM2141045">Enforcement officers</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141046" name="DLM2141046">Financial intelligence functions of Commissioner</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141047" name="DLM2141047">142</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141047" name="DLM2141047">Financial intelligence functions of Commissioner</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141048" name="DLM2141048">143</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141048" name="DLM2141048">Powers relating to financial intelligence functions of Commissioner</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141049" name="DLM2141049">144</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141049" name="DLM2141049">Delegation of powers of Commissioner</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141050" name="DLM2141050">145</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141050" name="DLM2141050">Guidelines relating to reporting of suspicious <span class="insertwords">activities</span></a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141051" name="DLM2141051">146</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141051" name="DLM2141051">Consultation on proposed guidelines</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141052" name="DLM2141052">147</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141052" name="DLM2141052">Availability of guidelines</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141053" name="DLM2141053">148</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141053" name="DLM2141053">Review of guidelines</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141054" name="DLM2141054">Co-ordination</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141055" name="DLM2141055">149</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141055" name="DLM2141055">Role of Ministry</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141056" name="DLM2141056">150</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141056" name="DLM2141056">AML/CFT co-ordination committee</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141057" name="DLM2141057">151</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141057" name="DLM2141057">Role of AML/CFT co-ordination committee</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141058" name="DLM2141058">152</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141058" name="DLM2141058">Functions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocSubPart"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141059" name="DLM2141059">Subpart 2—Miscellaneous provisions</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141060" name="DLM2141060">Regulations</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141061" name="DLM2141061">153</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141061" name="DLM2141061">Regulations</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141062" name="DLM2141062">154</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141062" name="DLM2141062">Regulations relating to application of Act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141063" name="DLM2141063">155</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141063" name="DLM2141063">Regulations relating to countermeasures</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141064" name="DLM2141064">156</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141064" name="DLM2141064">Consultation not required for consolidation of certain regulations and minor amendments</a></span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409364" name="DLM7409364">Review provision</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409366" name="DLM7409366">156A</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409366" name="DLM7409366">Review of operation of Act</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141065" name="DLM2141065">Ministerial exemptions</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141066" name="DLM2141066">157</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141066" name="DLM2141066">Minister may grant exemptions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141067" name="DLM2141067">158</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141067" name="DLM2141067">Minister must consult before granting exemption</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141068" name="DLM2141068">159</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141068" name="DLM2141068">Requirements relating to exemptions</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409374" name="DLM7409374">Resolution of disputes about privilege</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409376" name="DLM7409376">159A</a></span></td>
<td class="tocColumn2" colspan="2"><span
class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM7409376" name="DLM7409376">Procedure for testing assertions that document privileged</a></span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141069" name="DLM2141069">Transitional and savings provisions</a></div><span class="center deletion-status">[Repealed]</span>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141070" name="DLM2141070">160</a></span></td>
<td class="tocColumn2" colspan="2"><span class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141070" name="DLM2141070">Transitional and savings provisions</a></span> <span
class="inline deletion-status">[Repealed]</span></td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"></td>
<td class="tocColumn2" colspan="2">
<div class="tocCrosshead"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141071" name="DLM2141071">Consequential amendments, repeals, and revocation</a></div>
</td>
<td class="tocColumn3"></td>
</tr>
<tr>
<td class="tocColumn1"><span class="tocProvLabel"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2141072" name="DLM2141072">161</a></span></td>
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class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353138" name="DLM2353138">Amendment to Financial Transactions Reporting Act 1996 consequential on bringing into force of Part 2</a></span>
<span class="inline deletion-status">[Repealed]</span></td>
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class="tocProvHeading"><a class="toc" href="/act/public/2009/0035/latest/link.aspx?id=DLM2353140" name="DLM2353140">Amendment to Financial Transactions Reporting Act 1996 relating to cross-border transportation of cash</a></span>
<span class="inline deletion-status">[Repealed]</span></td>
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NEW ZEALAND LEGISLATION LIST OF ACCESS KEYS * Skip to main content * Advanced search * Browse * About this site * How the site works * Contact us * News * Site map * Glossary * Access keys * Accessibility * Copyright * Privacy * Disclaimer * Home * Advanced search * Browse * About this site * Web feeds * Tagged sections/clauses * Printing order QUICK SEARCH HelpQuickSearch ? Type Acts Bills Secondary legislation Other Instruments All Text title content HelpDRegQuickSearch ? 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CloseGet quote ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM ACT 2009 * Warning: Some amendments have not yet been incorporated Search within this Act * By sections * View whole (706KB) * Versions and amendments * Print/Download PDF [935KB] Please wait until the document is rendered... * Add to web feed * Order a commercial print * Contents * Previous section * Next section * Tag section * Remove * Previous hit * Next hit Version as at 12 March 2022 ANTI-MONEY LAUNDERING AND COUNTERING FINANCING OF TERRORISM ACT 2009 Public Act 2009 No 35 Date of assent 16 October 2009 Commencement see section 2 NOTE The Parliamentary Counsel Office has made editorial and format changes to this version using the powers under subpart 2 of Part 3 of the Legislation Act 2019. Note 4 at the end of this version provides a list of the amendments included in it. This Act is administered by the Ministry of Justice. CONTENTS 1Title2Commencement Part 1 Preliminary provisions 3Purpose4Overview5Interpretation6Application of this Act to reporting entities7Amounts not in New Zealand currency7ATransitional, savings, and related provisions8Act binds the Crown Part 2 AML/CFT requirements and compliance 9Non-compliance not excused by contractual obligations Subpart 1—Customer due diligence 10Definitions11Customer due diligence12Reliance on risk assessment when establishing level of risk13Basis for verifying identity Standard customer due diligence 14Circumstances when standard customer due diligence applies15Standard customer due diligence: identity requirements16Standard customer due diligence: verification of identity requirements17Standard customer due diligence: other requirements Simplified customer due diligence 18Circumstances when simplified customer due diligence applies19Simplified customer due diligence: identity requirements20Simplified customer due diligence: verification of identity requirements21Simplified customer due diligence: other requirements Enhanced customer due diligence 22Circumstances when enhanced customer due diligence applies22AEnhanced customer due diligence required for certain activities requiring suspicious activities report23Enhanced customer due diligence: identity requirements24Enhanced customer due diligence: verification of identity requirements25Enhanced customer due diligence: other requirements26Politically exposed person27Wire transfers: identity requirements27AOther identifying information prescribed in relation to wire transfers28Wire transfers: verification of identity requirements29Correspondent banking relationships30New or developing technologies, or products, that might favour anonymity Ongoing customer due diligence and account monitoring 31Ongoing customer due diligence and account monitoring Reliance on third parties 32Reliance on member of designated business group33Reliance on other reporting entities or persons in another country34Reliance on agents35Use of information obtained from third party conducting customer due diligence36Protection of personal information and designated business groups Prohibitions 37Prohibitions if customer due diligence not conducted38Prohibition on false customer names and customer anonymity39Prohibition on establishing or continuing business relationship involving shell bank Subpart 2—Suspicious activity reports 39AInterpretation40Reporting entities to report suspicious activities41Nature of suspicious activity report42Privileged communication defined43Auditors may report suspicious activities44Protection of persons reporting suspicious activities45Immunity from liability for disclosure of information relating to money laundering transactions46Disclosure of information relating to suspicious activity reports47Disclosure of information in proceedings48Disclosure of personal information relating to employees or senior managers Subpart 2A—Prescribed transaction reports 48AReporting entities to report certain prescribed transactions48BPrescribed transaction reports48CSections 43 to 48 apply to prescribed transactions Subpart 3—Record keeping 49Obligation to keep transaction records49AObligation to keep reports of suspicious activities50Obligation to keep identity and verification records51Obligation to keep other records52How records to be kept53When records need not be kept54Destruction of records55Other laws not affected Subpart 4—Compliance with AML/CFT requirements 56Reporting entity must have AML/CFT programme and AML/CFT compliance officer57Minimum requirements for AML/CFT programmes58Risk assessment59Review and audit of risk assessment and AML/CFT programmes59AAudit of compliance with AML/CFT obligations59BWho carries out audit60Annual AML/CFT report61Reporting entities to ensure that branches and subsidiaries comply with AML/CFT requirements Subpart 5—Codes of practice 62Interpretation63AML/CFT supervisors to prepare codes of practice for relevant sectors64Procedure for approval and publication of codes of practice65Amendment and revocation of codes of practice66Proof of codes of practice67Legal effect of codes of practice Subpart 6—Cross-border transportation of cash 68Reports about movement of cash into or out of New Zealand69Reports about receipt of cash from outside New Zealand70Reporting requirements71Information to be forwarded to Commissioner Part 3 Enforcement Subpart 1—General provisions relating to Part Proceedings for civil penalties 72When and how civil penalty proceedings brought Relationship between civil penalty and criminal proceedings 73Relationship between concurrent civil penalty proceedings and criminal proceedings74One penalty only rule75Restriction on use of evidence given in civil penalty proceedings Immunities 76Protection for AML/CFT supervisors77Protection for reporting entities, officers, etc, acting in compliance with this Act Subpart 2—Civil liability 78Meaning of civil liability act79Possible responses to civil liability act Formal warnings 80Formal warnings Enforceable undertakings 81Enforceable undertakings82Enforcement of undertakings83Assessment of compensation for breach of undertakings Injunctions 84Powers of High Court not affected85Performance injunctions86When High Court may grant performance injunctions87Restraining injunctions88When High Court may grant restraining injunctions and interim injunctions89Undertaking as to damages not required by AML/CFT supervisor Pecuniary penalties 90Pecuniary penalties for civil liability act Subpart 3—Offences Offence and penalties relating to civil liability act 91Offence and penalties for civil liability act Offences relating to suspicious activity reports and prescribed transaction reports 92Failing to report suspicious activity93Providing false or misleading information in connection with suspicious activity reports or prescribed transaction reports94Unlawful disclosure of suspicious activity reports or prescribed transaction reports95Failure to keep or retain adequate records relating to suspicious activities or prescribed transactions96Obstruction of investigation relating to suspicious activity reports or prescribed transaction reports97Contravention of section 47(1) or 48A(1)98Defence99Time limit for prosecution of offences relating to civil liability act and suspicious activity reports or prescribed transaction reports100Penalties Other offences relating to non-compliance with AML/CFT requirements 101Structuring transaction to avoid application of AML/CFT requirements102Offence to obstruct AML/CFT supervisor103Offence to provide false or misleading information to AML/CFT supervisor104Time limit for prosecution of offences relating to non-compliance with AML/CFT requirements105Penalties Offences relating to cross-border transportation of cash 106Failure to report cash equal to or above applicable threshold value moved into or out of New Zealand107Failure to report cash equal to or above applicable threshold value received by person in New Zealand from overseas108Structuring cross-border transportation to avoid application of AML/CFT requirements109Defence110Providing false or misleading information in connection with cash report111Offence to obstruct or not to answer questions from Customs officer112Penalties113Chief executive of New Zealand Customs Service may deal with cash reporting offences Relationship with Customs and Excise Act 2018 114Relationship with Customs and Excise Act 2018 Stored value instrument searches by Customs officer 115Duty to assist Customs officer to access stored value instruments Subpart 4—Search and seizure 116Definitions Search warrants 117Search warrant118Powers under search warrant Conduct of entry, search, and seizure 119Assistance with searches [Repealed]120Enforcement officers to show identity card on request [Repealed]121Announcement before entry [Repealed]122Details of warrant to be given to occupier [Repealed]123Occupier entitled to be present during search124Use of electronic equipment125Copies of documents seized to be provided [Repealed]126Receipts for things seized [Repealed]127Application of sections 198A and 198B of Summary Proceedings Act 1957 [Repealed] Return and retention of things seized [Repealed]128Return and retention of things seized [Repealed]129Order to retain things seized [Repealed] Part 4 Institutional arrangements and miscellaneous provisions Subpart 1—Institutional arrangements AML/CFT supervisors 130AML/CFT supervisors131Functions132Powers133Matters relating to conduct of on-site inspections134Delegation of supervisory function and powers135Authority to act as delegate136Effect of delegation Use and disclosure of information 137Power to use information obtained as AML/CFT supervisor in other capacity and vice versa138Restriction on power to use information under section 137139Power to disclose information139ARegulations relating to information sharing140Power to use and disclose information supplied or obtained under other enactments for AML/CFT purposes141Enforcement officers Financial intelligence functions of Commissioner 142Financial intelligence functions of Commissioner143Powers relating to financial intelligence functions of Commissioner144Delegation of powers of Commissioner145Guidelines relating to reporting of suspicious activities146Consultation on proposed guidelines147Availability of guidelines148Review of guidelines Co-ordination 149Role of Ministry150AML/CFT co-ordination committee151Role of AML/CFT co-ordination committee152Functions Subpart 2—Miscellaneous provisions Regulations 153Regulations154Regulations relating to application of Act155Regulations relating to countermeasures156Consultation not required for consolidation of certain regulations and minor amendments Review provision 156AReview of operation of Act Ministerial exemptions 157Minister may grant exemptions158Minister must consult before granting exemption159Requirements relating to exemptions Resolution of disputes about privilege 159AProcedure for testing assertions that document privileged Transitional and savings provisions [Repealed]160Transitional and savings provisions [Repealed] Consequential amendments, repeals, and revocation 161Amendments to other enactments162Amendment to Financial Transactions Reporting Act 1996 consequential on bringing into force of Part 2 [Repealed]163Amendment to Financial Transactions Reporting Act 1996 relating to cross-border transportation of cash [Repealed] Schedule 1 Transitional savings, and related provisions Schedule 2 Consequential amendments Notes The Parliament of New Zealand enacts as follows: * The Parliamentary Counsel Office * www.govt.nz * Home * Advanced search * Browse * About this site * Contact us * News * Site map * Glossary * Accessibility * Copyright * Privacy * Disclaimer