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COMPLIANCE, FINANCIAL CRIME COMPLIANCE, AML ANALYST/ASSOCIATE - FRANKFURT

Frankfurt, Hessen, Germany



JOB DESCRIPTION

OUR IMPACT 
 
Our division prevents, detects and mitigates compliance, regulatory and
reputational risk across the firm and helps to strengthen the firm’s culture of
compliance. Compliance accomplishes these through the firm’s enterprise-wide
compliance risk management program. 
 
As an independent control function and part of the firm’s second line of
defense, Compliance assesses the firm’s compliance, regulatory and reputational
risk; monitors for compliance with new or amended laws, rules and regulations;
designs and implements controls, policies, procedures and training; conducts
independent testing; investigates, surveils and monitors for compliance risks
and breaches; and leads the firm’s responses to regulatory examinations, audits
and inquiries. You'll be part of a team with members from a wide range of
academic and professional backgrounds, such as law, accounting, sales, and
trading. We look for those who possess sound judgment, curiosity, and are able
to adapt to a changing regulatory landscape.

Financial Crime Compliance (FCC) has primary responsibility for the execution of
the firm’s enterprise-wide Anti-Money Laundering (AML), anti-bribery, and
government sanctions compliance programs and, among other things, performs
enhanced due diligence and government sanctions screening, as well as
surveillance and investigations designed to identify potential terrorist
financing, money laundering, bribery, market abuse, or other suspicious
activity. 

YOUR IMPACT

FCC’s team covering Europe, the Middle East and Africa (EMEA), which is based in
London and Warsaw, is seeking a professional with relevant skills and experience
to work in the FCC EMEA investigations team in London. The candidate will carry
out complex investigations to review all escalations received which may or may
not require a report to a regulator/s. The various escalation sources include,
however are not limited to, the business, regulatory enquiries, trade and
transaction surveillance and ad-hoc requests. 

The individual will be expected to be able to identify and fully document in
accordance with Goldman Sachs’ written policies and procedures all forms of
market abuse (insider trading and market manipulation), suspicious asset
movements, fraud and employee matters. 

Additional responsibilities may include management information reporting,
enhancing policies and procedures, perform certain regulatory filings, including
STORs and SARs with regulators, training and working with internal audit when
they conduct their reviews.

To achieve this, the relevant candidate will be required to: 

 * utilize a variety of internal and external systems and databases in order to
   complete investigations; 
 * liaise with all other departments, when needed and if it is appropriate, in
   order to ensure a thorough investigation is completed; 
 * present a summary and proposed conclusion to management in a timely and clear
   manner, including proposals to implement appropriate steps to monitor if
   necessary; and
 * report suspicious activities to regulators.

SKILLS AND EXPERIENCE WE ARE LOOKING FOR 

 * Fluent German speaking
 * 1+ year experience in financial services, preferably with either a trading,
   compliance, trade surveillance, or regulatory background.
 * knowledge of market abuse regulation, money laundering typologies, securities
   trading, anti-bribery and corruption legislation and regulation.
 * Good knowledge of financial markets and products, preferably fixed income
   products.
 * Excellent written and verbal communication skills, including presentation
   skills.
 * Proactive, self-motivated, assertive and well organized.
 * Takes ownership of tasks, progresses them independently, and escalates to
   senior stakeholders when required.
 * Strong analytical, technical and problem-solving skills, with the ability to
   exercise sound and balanced judgment.
 * Ability to learn and navigate technical firm systems used for reviews, and
   educate other team members on functionality.
 * Ability to handle multiple tasks simultaneously and work to tight deadlines,
   balancing short-term and long-term queries and projects.
 * Ability to build relationships with stakeholders of various seniority and
   across different roles.
 * Ability to work independently and yet remain a strong team player.
 * Languages an advantage  
 * Ability to enrich and thrive in an international, diverse and inclusive
   environment.

ABOUT GOLDMAN SACHS
 
At Goldman Sachs, we commit our people, capital and ideas to help our clients,
shareholders and the communities we serve to grow. Founded in 1869, we are a
leading global investment banking, securities and investment management firm.
Headquartered in New York, we maintain offices around the world. 
 
We believe who you are makes you better at what you do. We're committed to
fostering and advancing diversity and inclusion in our own workplace and beyond
by ensuring every individual within our firm has a number of opportunities to
grow professionally and personally, from our training and development
opportunities and firmwide networks to benefits, wellness and personal finance
offerings and mindfulness programs. Learn more about our culture, benefits, and
people at GS.com/careers. 
 
We’re committed to finding reasonable accommodations for candidates with special
needs or disabilities during our recruiting process. Learn more:
https://www.goldmansachs.com/careers/footer/disability-statement.html
 
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer
Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
 





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