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Submission: On February 20 via manual from US — Scanned from DE
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HomeThinkTankVideo Webcasts * Sponsored Webcasts Newsletters * ETF Insider * Deconstructed Most Popular ContentAbout UsContact UsCustomer Service Our Publications * FundFire * Ignites Close Menu My AccountSaved Content Help Close Menu Search Sign UpLog InLogin FEBRUARY 20, 2024 Print Issue Text Prev Issue Prev Select Issue -------------------------------------------------------------------------------- CITI JUNKS PLAN TO OFFER BANKING PRODUCTS THROUGH EDWARD JONES, OTHERS The program, Citi Alliance, was initially announced in 2022 and brokerage giant Edward Jones had announced last year it would participate. JPMORGAN IN TALKS TO PAY $350M+ OVER TRADE REPORTING LAPSES The company disclosed in an annual filing that it’s reached a settlement with two U.S. regulators and is at an advanced stage of talks with a third, according to Bloomberg. FINRA BARS FA FIRED OVER PROMISSORY NOTE EXECUTION Osaic Wealth fired David Tall at the end of last year because he didn’t get approval to execute two promissory notes. INDUSTRY MOVES * $340M FA Team Flees Morgan Stanley for Raymond James * Wells Loses $150M FA Team to LPL GOLDMAN CEO DAVID SOLOMON GETS 24% PAY RAISE Despite the bank’s profits plummeting in 2023, the firm opted to raise Solomon’s pay to $31 million for 2023, from $25 million for the prior year. PLAINTIFF-SIDE LAWYER DEFENDS DOL FIDUCIARY AUTHORITY Creating rules that protect consumers is what they are there for, Joseph Peiffer, president of the Public Investors Advocate Bar Association, said in testimony before Congress. ON FINANCIALTIMES.COM * Lavish Miami ETF Party Highlights How Far Industry Has Come Search MOST POPULAR Morgan Stanley to Slash Hundreds of Jobs in Wealth UnitMerrill Sued by Client Who Claims Options Trades Lost $320KEx-Edelman FA Sues over ‘Wildly’ Restrictive CovenantsLPL Doubles Down on ‘Choose Your Own Adventure’ Affiliation StrategyLPL to Acquire Atria for $800M+ Legal & Privacy * Terms & Conditions * Privacy Policy * Copyright * Cookie Policy * Manage Cookies -------------------------------------------------------------------------------- Contact Us * Help * Sign Up * Reprints * Advertise -------------------------------------------------------------------------------- My Account * Settings * Reset Password * Saved Content -------------------------------------------------------------------------------- Editorial * Contact the Editor * Our Reporters * Send a Tip -------------------------------------------------------------------------------- Corporate * About Us * Meet the Team * Our Publications * Work with Us * FAQ * Site Map -------------------------------------------------------------------------------- Legal & Privacy Terms & Conditions Privacy Policy Copyright Cookie Policy Manage Cookies Contact Us Help Sign Up Reprints Advertise My Account Reset Password Editorial Contact the Editor Our Reporters Send a Tip Corporate About Us Meet the Team Our Publications Work with Us FAQ Site Map initial initial