www.financial-planning.com Open in urlscan Pro
18.66.248.4  Public Scan

Form analysis
1 forms found in the DOM

https://www.financial-planning.com/search#nt=navsearch

<form class="Page-header-search-form" action="https://www.financial-planning.com/search#nt=navsearch" novalidate="" autocomplete="off">
  <label>
    <input placeholder="Find your interests" type="text" class="Page-header-search-input" name="q" required="true">
    <span class="sr-only">Search Query</span>
    <button type="submit" class="Page-header-search-submit">
      <svg>
        <use xlink:href="#icon-magnify"></use>
      </svg>
      <span class="sr-only">Submit Search</span>
    </button>
  </label>
</form>

Text Content

Author
Log In
Subscribe
 * RIAs
 * Tax Planning
 * Regulation
 * More
   
    * Technology
    * Events
    * Asset Management
    * Retirement planning
    * Research
    * Resources
   
    * Technology
    * Events
    * Asset Management
    * Retirement planning
    * Research
    * Resources

Follow Us In Real Time
 * twitter
 * facebook
 * linkedin

© 2022 Arizent. All rights reserved.
Menu

Show Search
Search Query Submit Search
Log In
Subscribe
 * RIAs
 * Tax Planning
 * Regulation
 * More
   
    * Technology
    * Events
    * Asset Management
    * Retirement planning
    * Research
    * Resources

Follow Us In Real Time
 * twitter
 * facebook
 * linkedin

 * Investment strategies
 * CE Quiz
 * ESG
 * Leaders
 * Industry News
 * Wirehouse advisors


LATEST
 * Financial Planning
   BlackRock sees $114 billion in net flows amid market turmoil
 * Financial Planning
   From pro athlete to financial advisor with a former NHL player and Olympian
 * 
 * Financial Planning
   How IBDs can maintain long-term viability in an era of consolidation
 * Financial Planning
   Latest FINRA case adds to National’s history of alt investing woes
 * American Banker
   Vanguard to offer financial advice to Amex credit card customers
 * Financial Planning
   Investment chief gets 12 years in prison for running $100 million Ponzi
   scheme

Voices
 * Earl Carr
   Advising clients during the Russia-Ukraine war
   
 * Rob Patchett
   How to protect your clients from identity theft and fraud this tax season
   
 * Cormac Kinney
   Blockchain innovations in the commodities markets: Stepping up during a
   turbulent time
   

CE Quiz
 * Financial Planning
   Continuing Education credit — March 2022
 * Financial Planning
   Continuing Education credit — February 2022
 * Financial Planning
   Continuing Education credit — January 2022

Podcast
 * Financial Planning
   This CFP says helping strippers, prostitutes and porn stars manage their
   money has business and moral benefits
 * Financial Planning
   Finding the right fit with a veteran industry recruiter
 * Financial Planning
   4 questions for a financial advisor on a mission to expand access

RIA Leaders
 * RIA Leaders 2021: Top 150 Fee-Only RIAs in AUM

Rising Stars
 * Financial Planning
   FP Rising Stars: Planners of the Future
 * Financial Planning
   Making finance into a force for good
 * Financial Planning
   The advisor who wants to pay it forward
 * Financial Planning
   From engineering automation to the personal touch of a financial planner
 * Financial Planning
   FP Rising Stars 2021: Winners' acceptance speeches

Research
 * American Banker
   Exclusive research Enabling innovation: Cybersecurity’s next act
 * Inflation, tax concerns weigh on retirement planning
   Sponsored by ADP
 * Financial Planning
   Exclusive research Flexibility, fear and fortitude: Finance faces the future

Tech Survey
 * Financial Planning
   The tech investment squeeze
 * Financial Planning
   Tech Survey 2021: Trends shaping the industry post-pandemic
 * 5 questions about FP’s annual tech survey
   Sponsored by Fidelity Investments

IBD Elite
 * Financial Planning
   IBD Elite 2021: An industry the size of many countries
 * Financial Planning
   Asian American advisors see unmet potential for industry amid success
 * Financial Planning
   Asian American advisors share hopes for the future after a season of hate
 * Financial Planning
   IBD Elite 2021: LPL’s hybrid RIA power play
 * Financial Planning
   IBD Elite 2021: Deep dive into independent broker-dealers

Brokerage Compensation
 * Financial Planning
   Best advisor pay for the $2M producer
 * Financial Planning
   Best advisor pay for the $1M producer
 * Financial Planning
   Best advisor pay for the $600K producer
 * Financial Planning
   Best advisor pay for the $400K producer
 * Financial Planning
   What’s next for advisor pay?

 * Practice and client management
 * Growth strategies
 * UBS
 * Vanguard
 * Northwestern Mutual

UBS beats out Vanguard, Schwab and Northwestern at the top of J.D. Power’s
client survey; TIAA, Prudential and LPL get lowest scores
Despite notable rises and falls in the rankings, the study’s findings about
comprehensive advice give every wealth manager an opportunity for improvement.
By Tobias Salinger
April 14
3 Min Read

SHARE THIS STORY
 * Twitter
 * LinkedIn
 * Email


 * Industry News
   Mergers & Moves: Advisor and firm deals this week in wealth management
   Raymond James, Ameriprise, Stifel, LPL and Creative Planning added advisors
   or made acquisitions this week.
   By Editorial Staff
   April 16
   
 * Practice and client management
   How financial advisors can take the stress out of annual reviews
   Chris DiTata, vice president and general counsel of RIA in a Box, shares
   recommendations on how to make the process headache-free.
   By Ryan W. Neal
   April 15
   
 * 
 * Investment strategies
   Financial advisors overwhelmingly want crypto, but they want it as a spot ETF
   While many see a spot ETF as a way to solve problems such as contango and
   higher fees, there is skepticism that the SEC will approve one anytime soon.
   By Diana Li
   April 14
   
 * Industry News
   Assets up, revenue down for Morgan Stanley Wealth Management
   After ending 2021 with record results, 2022’s first quarter was full of ups
   and downs.
   By Justin L. Mack
   April 14
   


40 Brokers Under 40
 * Industry News
   These are the Top 40 Brokers Under 40
   This elite group of young wirehouse and regional employee representatives
   collectively generate more than $200 million in annual revenue.
   By Tobias Salinger
   February 1
   
 * Industry News
   These are the Top 40 Regional Brokers Under 40
   This elite group of young regional employee representatives collectively
   generate more than $87 million in annual revenue.
   By Tobias Salinger
   February 2
   
 * Industry News
   These women are the top 3 young brokers
   The advisors’ success offers lessons for aspiring wealth professionals and
   brokerages aiming to change a predominantly white and male industry.
   By Tobias Salinger
   February 1
   

See All
More from Financial Planning
 * Industry News
   J.P. Morgan adds hundreds of financial advisors as profits slip
   As CEO Jamie Dimon faced questions about a potential recession, the firm’s
   wealth management units displayed continuing headcount growth.
   By Tobias Salinger
   April 14
   
 * Industry News
   Planet Money’s Mary Childs details life of 'Bond King' Bill Gross in new book
   Childs says Gross and PIMCO had an “enormous influence” on how the U.S.
   government handled the 2008 financial crisis.
   By Janice Kirkel
   April 13
   
 * Regulation and compliance
   Ex-Voya client wants firm to pay up now that broker has fled country
   With the barred former rep in the Dominican Republic, a court filing asks a
   state judge to toss a FINRA panel’s decision absolving the firm of
   responsibility.
   By Tobias Salinger
   April 13
   
 * Regulation and compliance
   $11M father-daughter decades-long Ponzi scheme ends with guilty pleas for the
   whole family
   Vania May Bell has admitted to helping her father run a scheme that started
   in the late 1990s and ended in 2018.
   By Justin L. Mack
   April 13
   
 * Investment strategies
   Wines, cars and artwork: Companies are bringing collectibles to retail
   investors, but is there a bubble?
   You can buy a share of Lamborghini now. Should you do it?
   By Diana Li
   April 13
   

See All





Direct Indexing
The story of an obscure strategy for the ultrawealthy that became a $1 trillion
opportunity for the masses


Follow Us In Real Time
 * googlenews
 * twitter
 * applenews
 * facebook
 * linkedin

 *  * About Us
    * Contact Us
    * Financial Planning Magazine
    * CE Quiz

 *  * RSS Feed
    * Privacy Policy
    * Subscription Agreement

 *  * Content Licensing/Reprints
    * Advertising/Marketing Services

© 2022 Arizent. All rights reserved.
© 2022 Arizent. All rights reserved.