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(908) 679-8933info@bwgstrategy.com

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 * Primary Research
   
   * Retail & eCommerce
     
   * Media
     
   * Technology
     
   * Finance, Payments & Real Estate
     
 * BWG Connect
   
   * BWG Connect Home
     
   * BWG Connect Forums
     
 * Talent
   
 * About Us
   
   * About BWG Strategy
     
   * Industry Advisory Boards
     
   * Join Our Team
     




BWG EVENT GUIDELINES

Prior to attending a BWG Strategy Event, including but not limited to a
conference call or roundtable
discussion (“Event”), Attendees are to affirm and comply with the following
guidelines.

 * BWG will use best efforts to ensure that Services performed in connection
   with each Event will concern, relate to,
   and derive only from sources of public information. BWG does not receive or
   disseminate or facilitate the receipt or
   dissemination of non- public information.
 * BWG does not pay or otherwise compensate Industry Professionals.
 * Securities investors will be attending the Event sand:
   * i. the securities investors do not want to receive, and the Industry
     Professional agrees not to communicate any
     material, nonpublic information about any company that will be discussed
     (each, a "Subject Company"), any
     other company or its respective industry. The securities investors may use
     the information provided at the
     Event to assist in buy and sell decisions and would be seriously harmed if
     they were provided with any
     material non-public information about a company.
   * ii. the Industry Professional understands that the securities investors are
     not seeking, and the Industry
     Professional agrees to not provide, any non-public “confidential”
     information related to bookings, orders,
     sales, earnings, strategic transactions, management changes, or other
     material events or forecasts; and
   * iii. the securities investors do not want to receive any information that
     the Industry Professional is obligated to
     keep confidential, has reason to believe is confidential, is not authorized
     to disclose to securities investors, or
     that the Industry Professional was not authorized to receive, whether such
     restriction is from law, agreement,
     or company policy.

Upon agreeing to attend a BWG Event, every participating Industry Professional
affirms and agrees to the
following:

 * By their attendance, employees of and contractors or consultants affiliated
   with publicly traded or private
   companies agree not to disclose non-public information that is covered by a
   confidentiality agreement or otherwise
   subject to a fiduciary (or similar) duty that would prohibit disclosure of
   material, non-public information within the
   meaning of the federal securities laws.
 * With respect to any attendee, Industry Professional or other, who is a former
   employee of or former contractor or
   consultant affiliated with a publicly-traded company, who has not been
   separated from the publicly-traded
   company for more than twelve (12) months as of the date of attendance at any
   Event, the attendee shall refrain
   from commenting on his former publicly-traded company at the Event.
 * Confirmation that the Industry Professional is not bound by an obligation to
   maintain the confidentiality of any of
   the information that will be disclosed to other attendees, including
   securities investors. The Industry Professional
   has not obtained any of the information that will be disclosed to the other
   attendees from anyone who has an
   obligation to maintain the confidentiality of that information.
 * If employed, the Industry Professional has informed his or her employer that
   the Industry Professional will be
   attending BWG Events and has obtained his or her employer’s express consent
   to disclose the information that will
   be discussed at BWG Events.
 * The Industry Professional, who is disclosing the information that will be
   disclosed to Event participants, including
   securities investors, is not violating (i) any policy or procedure of the
   Industry Professional’s employer, (ii) any
   domestic or foreign regulations or law applicable to the Industry
   Professional’s conduct, or
   (iii) any employment, consulting or confidentiality agreement, arrangement,
   understanding or policy to
   which the Industry Professional may be subject.

Conference Call Guidelines

 * At BWG Strategy’s discretion, Clients and Industry Professionals may be
   invited to join an Event via an audio
   conference call or video conference. Should a participant join a meeting
   remotely, they represent that they may not
   under any circumstances.
   
   
   
   * i. Publish, or distribute or make available for others the remote access
     dial-in information
   * ii. Conference in other professionals external to their organization, and
     enable others external to their
     organization to listen or view an Event
   * iii. Distribute a recording of any Event
 * Any participant who breaches the above guidelines will be subject to
   associated liabilities

 

BWG Industry Professional Vetting Process and Handling of Confidential
Non-Public Information

BWG Strategy follows rigorous processes to communicate and confirm that Industry
Professionals are fully aware of the
risks and ramifications of communicating material non-public information
(“MNPI”) or information that is otherwise
protected by confidentiality agreements (“Confidential Information”).

All Industry Professionals are qualified by a Principal of BWG Strategy. The
qualification includes an in- person discussion
or a discussion over the phone to discuss the format of the meetings, and that
securities industry professionals will be
attending such events. The Principal also describes BWG‘s Event Guidelines,
including the handling of MNPI and any
other information that is otherwise protected by confidentiality agreements. It
is further communicated that, if
employed, the Industry Professional is required to obtain all necessary
approvals from their employer to attend and
participate in BWG events. If they were formerly employed by a public company
within the prior 12 months, the
Industry Professional will be restricted from discussing their prior employer.

Assuming the Industry Professional passes the initial qualification, is
interested in participating at events and
acknowledges, agrees to and intends to comply with the BWG Event Guidelines, the
Industry Professional is sent
participation details as well as a copy of the BWG Event Guidelines.

BWG Strategy Principals moderate each Event, and at the beginning of each event
the BWG Principal reads aloud a
prepared statement, as follows:

Thank you all for joining BWG Strategy’s roundtable conference call.
Before we start, I would like to review BWG’s Event Guidelines By attending this
Event you hereby agree
to follow

 * This is a forum for publicly available information only. Please do not share
   any
   non-public information, or any information covered by confidentiality
   agreements.
 * If you are a former employee, contractor, or consultant of a publicly traded
   company and
   have left the company within the past 12 months, you are restricted from
   commenting on
   your former employer;
 * You agree that the information shared today is solely for the benefit of the
   attendees.
 * You confirm that you are not bound by any obligation to maintain
   the confidentiality of any of the information that you share today;
   and
 * If you are employed, you have obtained all necessary approvals to attend and
   share
   information at this Event and you are not violating any policy, regulation,
   or agreement by
   participating at this Event.

In the event there is a breach of the Event Guidelines during an event, the
moderating BWG Principal will terminate the
event and communicate to the attending client firms the nature of the breach. In
the event BWG Strategy learns
retroactively that the Event Guidelines were breached, BWG Strategy will
communicate the nature of the breach to the
attending firms.

 

BWG Strategy Event Preamble
Thank you all for joining BWG Strategy’s roundtable conference call.
Before we start, I would like to review BWG’s Event Guidelines. By attending
this Event you hereby agree
to following:

 * This is a forum for publicly available information only. Please do not share
   any
   non-public information, or any information covered by confidentiality
   agreements.
 * If you are a former employee, contractor, or consultant of a publicly traded
   company and
   have left the company within the past 12 months, you are restricted from
   commenting on
   your former employer.
 * You agree that the information shared today is solely for the benefit of the
   attendees.
 * You confirm that you are not bound by any obligation to maintain
   the confidentiality of any of the information that you share today;
   and
 * If you are employed, you have obtained all necessary approvals to attend and
   share
   information at this Event and you are not violating any policy, regulation,
   or agreement by
   participating at this Event.

E: info@bwgstrategy.comT: (908) 679-8933
A: 25 Commerce Drive, Cranford, NJ 07016


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The Principals of BWG Strategy have decades of experience, both in operating
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