www.aima.org
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urlscan Pro
104.26.2.145
Public Scan
Submitted URL: https://aima.email/c/AQi_twcQyI7MARjmufOeASDrvugmOz1128N6O8Mx9qAVFMUWZoIAW2vUm0R-Tgspzud2Cgo
Effective URL: https://www.aima.org/event/the-secs-new-short-sale-reporting-rule.html?dm_i=2LZ3,1ZOEG,5IEIUE,73FCH,1
Submission: On August 25 via api from LU — Scanned from IL
Effective URL: https://www.aima.org/event/the-secs-new-short-sale-reporting-rule.html?dm_i=2LZ3,1ZOEG,5IEIUE,73FCH,1
Submission: On August 25 via api from LU — Scanned from IL
Form analysis 10 forms found in the DOM
<form>
<fieldset>
<legend class="visuallyhidden">Consent Selection</legend>
<div id="CybotCookiebotDialogBodyFieldsetInnerContainer">
<div class="CybotCookiebotDialogBodyLevelButtonWrapper"><label class="CybotCookiebotDialogBodyLevelButtonLabel" for="CybotCookiebotDialogBodyLevelButtonNecessary"><strong
class="CybotCookiebotDialogBodyLevelButtonDescription">Necessary</strong></label>
<div class="CybotCookiebotDialogBodyLevelButtonSliderWrapper CybotCookiebotDialogBodyLevelButtonSliderWrapperDisabled"><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonNecessary"
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</div>
<div class="CybotCookiebotDialogBodyLevelButtonWrapper"><label class="CybotCookiebotDialogBodyLevelButtonLabel" for="CybotCookiebotDialogBodyLevelButtonPreferences"><strong
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<div class="CybotCookiebotDialogBodyLevelButtonSliderWrapper"><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonPreferences" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelConsentCheckbox"
data-target="CybotCookiebotDialogBodyLevelButtonPreferencesInline" checked="checked" tabindex="0"> <span class="CybotCookiebotDialogBodyLevelButtonSlider"></span></div>
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<div class="CybotCookiebotDialogBodyLevelButtonWrapper"><label class="CybotCookiebotDialogBodyLevelButtonLabel" for="CybotCookiebotDialogBodyLevelButtonStatistics"><strong
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<div class="CybotCookiebotDialogBodyLevelButtonSliderWrapper"><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonStatistics" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelConsentCheckbox"
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</div>
<div class="CybotCookiebotDialogBodyLevelButtonWrapper"><label class="CybotCookiebotDialogBodyLevelButtonLabel" for="CybotCookiebotDialogBodyLevelButtonMarketing"><strong
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</form><form><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonNecessaryInline" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelButtonDisabled" disabled="disabled" checked="checked"> <span
class="CybotCookiebotDialogBodyLevelButtonSlider"></span></form><form><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonPreferencesInline" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelConsentCheckbox" data-target="CybotCookiebotDialogBodyLevelButtonPreferences"
checked="checked" tabindex="0"> <span class="CybotCookiebotDialogBodyLevelButtonSlider"></span></form><form><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonStatisticsInline" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelConsentCheckbox" data-target="CybotCookiebotDialogBodyLevelButtonStatistics"
checked="checked" tabindex="0"> <span class="CybotCookiebotDialogBodyLevelButtonSlider"></span></form><form><input type="checkbox" id="CybotCookiebotDialogBodyLevelButtonMarketingInline" class="CybotCookiebotDialogBodyLevelButton CybotCookiebotDialogBodyLevelConsentCheckbox" data-target="CybotCookiebotDialogBodyLevelButtonMarketing" checked="checked"
tabindex="0"> <span class="CybotCookiebotDialogBodyLevelButtonSlider"></span></form><form class="CybotCookiebotDialogBodyLevelButtonSliderWrapper"><input type="checkbox" id="CybotCookiebotDialogBodyContentCheckboxPersonalInformation" class="CybotCookiebotDialogBodyLevelButton"> <span
class="CybotCookiebotDialogBodyLevelButtonSlider"></span></form>POST https://www.aima.org/login/attemptLogin/
<form action="https://www.aima.org/login/attemptLogin/" method="post" class="site-head-panel-form form-inline">
<input type="hidden" name="currentPage" value="E4EEF363-3584-4B82-B8C1FA621636D0FE">
<input type="hidden" name="pageSlug" value="">
<input type="hidden" name="postLoginUrl" value="">
<input type="hidden" name="showLoginPanel" value="true">
<div class="row">
<div class="col-xs-12">
<div class="form-group">
<input type="email" name="loginId" class="form-control" placeholder="Email" autocomplete="off">
</div>
<div class="form-group">
<input type="password" name="password" class="form-control" placeholder="Password" autocomplete="off">
</div>
<div class="form-group mod-btn-wrapper">
<input type="submit" class="btn" value="Log in">
</div>
</div>
</div>
<div class="row">
<div class="col-xs-12">
<div class="form-group mod-forgotten-password">
<a href="https://www.aima.org/login/forgotten-password.html" class="btn">Forgotten password?</a>
</div>
<div class="form-group">
<div class="checkbox">
<input type="checkbox" id="chk-remember" name="rememberMe" value="1"> <label for="chk-remember">Remember me</label>
</div>
</div>
</div>
</div>
</form>POST https://www.aima.org/preference/saveRegionPreference/
<form class="save-preference mod-regions" action="https://www.aima.org/preference/saveRegionPreference/" method="POST">
<ul>
<li>
<label for="region-1">Global</label>
<div class="checkbox">
<input type="checkbox" id="region-1" name="region" value="39D4DD9A-0C33-49CB-8C4B0A2713550F12"> <label for="region-1"></label>
</div>
</li>
<li>
<label for="region-2">EMEA</label>
<div class="checkbox">
<input type="checkbox" id="region-2" name="region" value="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="region-2"></label>
</div>
</li>
<li>
<label for="region-3">Americas</label>
<div class="checkbox">
<input type="checkbox" id="region-3" name="region" value="52FE496F-DB16-4BDD-8D23BA778B6C6DBE"> <label for="region-3"></label>
</div>
</li>
<li>
<label for="region-4">Asia Pacific</label>
<div class="checkbox">
<input type="checkbox" id="region-4" name="region" value="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="region-4"></label>
</div>
</li>
</ul>
</form>POST https://www.aima.org/preference/saveCountryPreference/
<form class="save-preference mod-countries" action="https://www.aima.org/preference/saveCountryPreference/" method="POST">
<ul class="three-columns force-three-columns">
<li>
<label for="country-1">Australia</label>
<div class="checkbox">
<input type="checkbox" id="country-1" name="country" value="F6AC468F-EEBD-4A8B-B400EA23E6782A2F" data-region="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="country-1"></label>
</div>
</li>
<li>
<label for="country-2">Bermuda</label>
<div class="checkbox">
<input type="checkbox" id="country-2" name="country" value="60F237A9-F963-42D8-9015A799C1FE5AFD" data-region="52FE496F-DB16-4BDD-8D23BA778B6C6DBE"> <label for="country-2"></label>
</div>
</li>
<li>
<label for="country-3">Canada</label>
<div class="checkbox">
<input type="checkbox" id="country-3" name="country" value="965441AA-69B3-45E4-AACC89EE41051818" data-region="52FE496F-DB16-4BDD-8D23BA778B6C6DBE"> <label for="country-3"></label>
</div>
</li>
<li>
<label for="country-4">Cayman Islands</label>
<div class="checkbox">
<input type="checkbox" id="country-4" name="country" value="97BCD257-C0F9-4F1A-84F5D2C2D9CEDC66" data-region="52FE496F-DB16-4BDD-8D23BA778B6C6DBE"> <label for="country-4"></label>
</div>
</li>
<li>
<label for="country-5">China</label>
<div class="checkbox">
<input type="checkbox" id="country-5" name="country" value="75662F77-4413-4F66-BAA2F92963B8C1B3" data-region="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="country-5"></label>
</div>
</li>
<li>
<label for="country-6">France</label>
<div class="checkbox">
<input type="checkbox" id="country-6" name="country" value="8A7B4E76-4C1F-4D59-93C5382C21E36FB0" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-6"></label>
</div>
</li>
<li>
<label for="country-7">Hong Kong</label>
<div class="checkbox">
<input type="checkbox" id="country-7" name="country" value="7C25C1C1-C05D-4D50-B595459CB7236B47" data-region="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="country-7"></label>
</div>
</li>
<li>
<label for="country-8">Ireland</label>
<div class="checkbox">
<input type="checkbox" id="country-8" name="country" value="5B218333-6342-4DFD-B8BD731546386614" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-8"></label>
</div>
</li>
<li>
<label for="country-9">Japan</label>
<div class="checkbox">
<input type="checkbox" id="country-9" name="country" value="7A2E32D7-22C4-481D-8142399CA07BC5B5" data-region="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="country-9"></label>
</div>
</li>
<li>
<label for="country-10">Jersey, Channel Is.</label>
<div class="checkbox">
<input type="checkbox" id="country-10" name="country" value="BF1052D6-6D52-4ED8-A9FC68926A3BBD06" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-10"></label>
</div>
</li>
<li>
<label for="country-11">Luxembourg</label>
<div class="checkbox">
<input type="checkbox" id="country-11" name="country" value="BDFD0325-72AC-4208-BAF544F8D7667F6F" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-11"></label>
</div>
</li>
<li>
<label for="country-12">Singapore</label>
<div class="checkbox">
<input type="checkbox" id="country-12" name="country" value="0EA6806A-1654-4A27-A401109A3F265494" data-region="96BFBC3A-745F-4296-A9DFA858612FE906"> <label for="country-12"></label>
</div>
</li>
<li>
<label for="country-13">Switzerland</label>
<div class="checkbox">
<input type="checkbox" id="country-13" name="country" value="8B56A3F0-364A-468D-B98D9EF27D0359FB" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-13"></label>
</div>
</li>
<li>
<label for="country-14">UK</label>
<div class="checkbox">
<input type="checkbox" id="country-14" name="country" value="23624FF0-815B-4EF6-833F49CF445ADE8B" data-region="5716A9AF-D661-4B15-906F428BB81179CD"> <label for="country-14"></label>
</div>
</li>
<li>
<label for="country-15">USA</label>
<div class="checkbox">
<input type="checkbox" id="country-15" name="country" value="0B193757-AEB9-4207-AF24EDE2BB7C3DED" data-region="52FE496F-DB16-4BDD-8D23BA778B6C6DBE"> <label for="country-15"></label>
</div>
</li>
</ul>
</form>GET https://www.aima.org/search-result.html
<form action="https://www.aima.org/search-result.html" method="get" class="search-form">
<div class="row">
<div class="col-xs-12 col-md-7">
<div class="form-group">
<div class="display-table">
<div class="display-table-cell">
<input type="text" id="txt-search-member" class="form-control" name="q" placeholder="Search term">
</div>
<div class="display-table-cell mod-btn-wrapper">
<button type="submit" class="btn btn-search"><span class="font-icon font-icon-search"></span></button>
</div>
</div>
</div>
</div>
<div class="col-xs-12 col-md-5">
<div class="form-group">
<div class="display-table">
<div class="display-table-cell">
<a href="https://www.aima.org/advanced-search.html" class="btn btn-lg mod-advance-search">
Advanced search
</a>
</div>
</div>
</div>
</div>
</div>
</form>Text Content
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* Details
* [#IABV2SETTINGS#]
* About
THIS WEBSITE USES COOKIES
We use cookies to personalise content and ads, to provide social media features
and to analyse our traffic. We also share information about your use of our site
with our social media, advertising and analytics partners who may combine it
with other information that you’ve provided to them or that they’ve collected
from your use of their services.
Consent Selection
Necessary
Preferences
Statistics
Marketing
Show details
* Necessary 18
Necessary cookies help make a website usable by enabling basic functions like
page navigation and access to secure areas of the website. The website cannot
function properly without these cookies.
* Canva
6
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__cfruidThis cookie is a part of the services provided by Cloudflare -
Including load-balancing, deliverance of website content and serving DNS
connection for website operators.
Expiry: SessionType: HTTP Cookie
cf_clearanceThis cookie is used to distinguish between humans and bots.
Expiry: 1 yearType: HTTP Cookie
ASIThe cookie is necessary for secure log-in and the detection of any spam
or abuse of the website.
Expiry: SessionType: HTTP Cookie
CCKThe cookie is necessary for secure log-in and the detection of any spam
or abuse of the website.
Expiry: 1 dayType: HTTP Cookie
CDIThe cookie is necessary for secure log-in and the detection of any spam
or abuse of the website.
Expiry: 1 yearType: HTTP Cookie
CPANecessary for the website security.
Expiry: 1 dayType: HTTP Cookie
* Cookiebot
2
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1.gifUsed to count the number of sessions to the website, necessary for
optimizing CMP product delivery.
Expiry: SessionType: Pixel Tracker
CookieConsentStores the user's cookie consent state for the current domain
Expiry: 1 yearType: HTTP Cookie
* LinkedIn
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li_gcStores the user's cookie consent state for the current domain
Expiry: 180 daysType: HTTP Cookie
* New Relic
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JSESSIONIDPreserves users states across page requests.
Expiry: SessionType: HTTP Cookie
* Vimeo
1
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vuidCollects data on the user's visits to the website, such as which pages
have been read.
Expiry: 2 yearsType: HTTP Cookie
* canva.com
vimeo.com
4
__cf_bm [x2]This cookie is used to distinguish between humans and bots.
This is beneficial for the website, in order to make valid reports on the
use of their website.
Expiry: 1 dayType: HTTP Cookie
_cfuvid [x2]This cookie is a part of the services provided by Cloudflare -
Including load-balancing, deliverance of website content and serving DNS
connection for website operators.
Expiry: SessionType: HTTP Cookie
* widget.sndcdn.com
1
sc_anonymous_idUsed in context with the 3D-view-function on the website.
Expiry: 10 yearsType: HTTP Cookie
* www.recaptcha.net
2
rc::aThis cookie is used to distinguish between humans and bots. This is
beneficial for the website, in order to make valid reports on the use of
their website.
Expiry: PersistentType: HTML Local Storage
rc::cThis cookie is used to distinguish between humans and bots.
Expiry: SessionType: HTML Local Storage
* Preferences 11
Preference cookies enable a website to remember information that changes the
way the website behaves or looks, like your preferred language or the region
that you are in.
* Acast
1
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AcastLangThis cookie is used to determine the preferred language of the
visitor and sets the language accordingly on the website, if possible.
Expiry: PersistentType: HTML Local Storage
* Tawk.to
3
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twk_uuid_#Pending
Expiry: 180 daysType: HTTP Cookie
twk_#Pending
Expiry: PersistentType: HTML Local Storage
twk_idm_keyAllows the website to recoqnise the visitor, in order to
optimize the chat-box functionality.
Expiry: SessionType: HTTP Cookie
* YouTube
7
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yt-remote-cast-availableStores the user's video player preferences using
embedded YouTube video
Expiry: SessionType: HTML Local Storage
yt-remote-cast-installedStores the user's video player preferences using
embedded YouTube video
Expiry: SessionType: HTML Local Storage
yt-remote-connected-devicesStores the user's video player preferences
using embedded YouTube video
Expiry: PersistentType: HTML Local Storage
yt-remote-device-idStores the user's video player preferences using
embedded YouTube video
Expiry: PersistentType: HTML Local Storage
yt-remote-fast-check-periodStores the user's video player preferences
using embedded YouTube video
Expiry: SessionType: HTML Local Storage
yt-remote-session-appStores the user's video player preferences using
embedded YouTube video
Expiry: SessionType: HTML Local Storage
yt-remote-session-nameStores the user's video player preferences using
embedded YouTube video
Expiry: SessionType: HTML Local Storage
* Statistics 11
Statistic cookies help website owners to understand how visitors interact
with websites by collecting and reporting information anonymously.
* Canva
3
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dv_last_interactionStores data on the time spent on the website and its
sub-pages, during the current session.
Expiry: PersistentType: HTML Local Storage
analytics_event_v2#analytics_event_metadataAllows queries from third-party
database for implementation of visual content.
Expiry: PersistentType: IndexedDB
analytics_event_v2#analytics_event_v2Allows queries from third-party
database for implementation of visual content.
Expiry: PersistentType: IndexedDB
* Google
2
Learn more about this provider
Some of the data collected by this provider is for the purposes of
personalization and measuring advertising effectiveness.
_gaRegisters a unique ID that is used to generate statistical data on how
the visitor uses the website.
Expiry: 2 yearsType: HTTP Cookie
_ga_#Used by Google Analytics to collect data on the number of times a
user has visited the website as well as dates for the first and most
recent visit.
Expiry: 2 yearsType: HTTP Cookie
* Soundcloud
1
Learn more about this provider
number(#)Used to track user’s interaction with embedded content.
Expiry: SessionType: HTML Local Storage
* Spotify
1
Learn more about this provider
sentryReplaySessionRegisters data on visitors' website-behaviour. This is
used for internal analysis and website optimization.
Expiry: SessionType: HTML Local Storage
* Tawk.to
2
Learn more about this provider
previousNavRegisters statistical data on users' behaviour on the website.
Used for internal analytics by the website operator.
Expiry: SessionType: HTML Local Storage
TawkConnectionTimeAllows the website to recoqnise the visitor, in order to
optimize the chat-box functionality.
Expiry: SessionType: HTTP Cookie
* acc.aima.org
www.aima.org
2
route [x2]Registers statistical data on users' behaviour on the website.
Used for internal analytics by the website operator.
Expiry: SessionType: HTTP Cookie
* Marketing 24
Marketing cookies are used to track visitors across websites. The intention
is to display ads that are relevant and engaging for the individual user and
thereby more valuable for publishers and third party advertisers.
* Feathr
3
Learn more about this provider
f_idTracks the individual sessions on the website, allowing the website to
compile statistical data from multiple visits. This data can also be used
to create leads for marketing purposes.
Expiry: 1 yearType: HTTP Cookie
v1/analytics/crumbThis cookie registers data on the visitor. The
information is used to optimize advertisement relevance.
Expiry: SessionType: Pixel Tracker
feathr_session_idRegisters a unique ID that identifies a returning user's
device. The ID is used for targeted ads.
Expiry: 1 dayType: HTTP Cookie
* Google
1
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Some of the data collected by this provider is for the purposes of
personalization and measuring advertising effectiveness.
NIDRegisters a unique ID that identifies a returning user's device. The ID
is used for targeted ads.
Expiry: 6 monthsType: HTTP Cookie
* LinkedIn
3
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bcookieUsed by the social networking service, LinkedIn, for tracking the
use of embedded services.
Expiry: 1 yearType: HTTP Cookie
li_sugrCollects data on user behaviour and interaction in order to
optimize the website and make advertisement on the website more relevant.
Expiry: 3 monthsType: HTTP Cookie
lidcUsed by the social networking service, LinkedIn, for tracking the use
of embedded services.
Expiry: 1 dayType: HTTP Cookie
* Soundcloud
1
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WIDGET::local::assignmentsUsed by audio-platform SoundCloud to implement,
measure and improve their embedded content/service on the website - The
collection of data also includes visitors’ interaction with embedded
content/service. This can be used for statistics or marketing purposes.
Expiry: PersistentType: HTML Local Storage
* Spotify
2
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sp_landingUsed to implement audio-content from Spotify on the website. Can
also be used to register user interaction and preferences in context with
audio-content - This can serve statistics and marketing purposes.
Expiry: 1 dayType: HTTP Cookie
sp_tUsed to implement audio-content from Spotify on the website. Can also
be used to register user interaction and preferences in context with
audio-content - This can serve statistics and marketing purposes.
Expiry: 1 yearType: HTTP Cookie
* The Trade Desk
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track/cmf/genericPresents the user with relevant content and
advertisement. The service is provided by third-party advertisement hubs,
which facilitate real-time bidding for advertisers.
Expiry: SessionType: Pixel Tracker
* YouTube
13
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#-#Used to track user’s interaction with embedded content.
Expiry: SessionType: HTML Local Storage
iU5q-!O9@$Registers a unique ID to keep statistics of what videos from
YouTube the user has seen.
Expiry: SessionType: HTML Local Storage
LAST_RESULT_ENTRY_KEYUsed to track user’s interaction with embedded
content.
Expiry: SessionType: HTTP Cookie
LogsDatabaseV2:V#||LogsRequestsStoreUsed to track user’s interaction with
embedded content.
Expiry: PersistentType: IndexedDB
nextIdUsed to track user’s interaction with embedded content.
Expiry: SessionType: HTTP Cookie
remote_sidNecessary for the implementation and functionality of YouTube
video-content on the website.
Expiry: SessionType: HTTP Cookie
requestsUsed to track user’s interaction with embedded content.
Expiry: SessionType: HTTP Cookie
ServiceWorkerLogsDatabase#SWHealthLogNecessary for the implementation and
functionality of YouTube video-content on the website.
Expiry: PersistentType: IndexedDB
TESTCOOKIESENABLEDUsed to track user’s interaction with embedded content.
Expiry: 1 dayType: HTTP Cookie
VISITOR_INFO1_LIVETries to estimate the users' bandwidth on pages with
integrated YouTube videos.
Expiry: 180 daysType: HTTP Cookie
YSCRegisters a unique ID to keep statistics of what videos from YouTube
the user has seen.
Expiry: SessionType: HTTP Cookie
ytidb::LAST_RESULT_ENTRY_KEYStores the user's video player preferences
using embedded YouTube video
Expiry: PersistentType: HTML Local Storage
YtIdbMeta#databasesUsed to track user’s interaction with embedded content.
Expiry: PersistentType: IndexedDB
* Unclassified 2
Unclassified cookies are cookies that we are in the process of classifying,
together with the providers of individual cookies.
* Canva
1
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leadership_lock#leadership_lockPending
Expiry: PersistentType: IndexedDB
* Tawk.to
1
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twk_token_5ec2ccb0967ae56c521af18ePending
Expiry: PersistentType: HTML Local Storage
Cross-domain consent[#BULK_CONSENT_DOMAINS_COUNT#] [#BULK_CONSENT_TITLE#]
List of domains your consent applies to: [#BULK_CONSENT_DOMAINS#]
Cookie declaration last updated on 27.7.2024 by Cookiebot
[#IABV2_TITLE#]
[#IABV2_BODY_INTRO#]
[#IABV2_BODY_LEGITIMATE_INTEREST_INTRO#]
[#IABV2_BODY_PREFERENCE_INTRO#]
[#IABV2_LABEL_PURPOSES#]
[#IABV2_BODY_PURPOSES_INTRO#]
[#IABV2_BODY_PURPOSES#]
[#IABV2_LABEL_FEATURES#]
[#IABV2_BODY_FEATURES_INTRO#]
[#IABV2_BODY_FEATURES#]
[#IABV2_LABEL_PARTNERS#]
[#IABV2_BODY_PARTNERS_INTRO#]
[#IABV2_BODY_PARTNERS#]
Cookies are small text files that can be used by websites to make a user's
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3. The SEC’s New Short Sale Reporting Rule – Impact & Practical Implications
THE SEC’S NEW SHORT SALE REPORTING RULE – IMPACT & PRACTICAL IMPLICATIONS
USA Virtual event
> Click here to access the replay
On October 13, 2023, the SEC adopted new Rule 13f-2 under the Securities
Exchange Act of 1934 that will require institutional investment managers
(“Managers”) that meet or exceed a specific threshold to report monthly, using
new Form SHO, specified short position data and short activity data for equity
securities to the Commission. Managers have until January 2, 2025 to comply with
the requirements under Rule 13f-2, with the Commission publishing aggregated
data a few months thereafter.
Whether it be the extraterritorial scope, the broad definition of “equity
securities” or the potential for reverse engineering of short position data,
there is plenty for Managers to consider in the meantime. However, one thing is
for certain: Rule 13f-2 will create new, significant costs and risks for both
U.S. Managers and even foreign Managers with limited jurisdictional ties to the
U.S.
Please join AIMA and Schulte Roth & Zabel for a discussion into Rule 13f-2, its
practical implications and what Managers can do to prepare for next January’s
compliance deadline.
Speakers:
Adriana Schwartz, Partner, Schulte Roth & Zabel
Derek Lacarrubba, Special Counsel, Schulte Roth & Zabel
Daniel Austin, Head of US Markets Policy and Regulation, AIMA
Sponsored by:
EVENT INFORMATION
Date: 17 January 2024 Time: 10:00AM - 11:00AM Event timezone: ET
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