www.cms.gov Open in urlscan Pro
2a02:26f0:1700:384::28a  Public Scan

Submitted URL: https://www.cms.gov/Research-Statistics-Data-and-Systems/Files-for-Order/Data-Disclosures-Data-Agreements/Overview.html
Effective URL: https://www.cms.gov/Research-Statistics-Data-and-Systems/Files-for-Order/Data-Disclosures-Data-Agreements/Overview
Submission: On December 05 via api from US — Scanned from DE

Form analysis 2 forms found in the DOM

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POST https://public.govdelivery.com/accounts/USCMS/subscribers/qualify

<form aria-label="Enter your email address for email updates" accept-charset="UTF-8" action="https://public.govdelivery.com/accounts/USCMS/subscribers/qualify" id="email-footer-form" method="post"
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BREADCRUMB

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 * Research, Statistics, Data & Systems
 * Data Disclosures and Data Use Agreements (DUAs)


PAGES IN THIS SECTION


 * DATA DISCLOSURES AND DATA USE AGREEMENTS (DUAS)

 * * Enterprise Privacy Policy Engine (EPPE)
   * Identifiable Data Files
   * Limited Data Set (LDS) Files
   * Contractors
   * Contact Changes
   * Extensions and Closures
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DATA DISCLOSURES AND DATA USE AGREEMENTS (DUAS)




The Centers for Medicare & Medicaid Services (CMS) makes data files available to
certain stakeholders as allowed by federal laws and regulations as well as CMS
policy. CMS enters into Data Use Agreements (DUAs) with most data requesters for
disclosures of protected health information (PHI) and/or personally identifiable
information (PII) to ensure that data requesters adhere to CMS privacy and
security requirements and data release policies. The Enterprise Privacy Policy
Engine (EPPE) is the system that tracks all disclosures of CMS data. For
additional information about EPPE, please visit the EPPE page located on the
navigation bar.  

CMS maintains three different categories of data files: identifiable data files,
limited data set files, and public use files. The privacy level of the data file
determines whether a DUA is needed as well as the request process and the level
of review required:

 1. Identifiable Data Files (IDFs) — IDFs contain PHI and/or PII and are only
    available to certain stakeholders. Requests for IDFs require a DUA with CMS.
 2. Limited Data Set (LDS) — LDS files also contain PHI, but they do not contain
    specific direct identifiers as defined in the Health Insurance Portability
    and Accountability Act (HIPAA) Privacy Rule. LDS files are only available
    for research use. Requests for LDS files require a DUA with CMS.
 3. Public Use Files (PUFs) — PUFs (also called non-identifiable data files) do
    not contain information that could be used to identify individuals. In
    general, PUFs contain aggregate level information. PUF requests do not
    require a DUA and are available on CMS websites (e.g., data.cms.gov).

Please use the navigation bar on the left to learn more about how to request
data or to update an existing DUA. For additional information on the differences
between these types of files, please visit the Research Data Assistance Center
(ResDAC) website at Differences between RIF, LDS, and PUF Data Files.

Please direct questions to DataUseAgreement@cms.hhs.gov.

--------------------------------------------------------------------------------


GENERAL GUIDELINES FOR REQUESTING DUAS

The below guidelines and restrictions should be followed when requesting a new
DUA or for any requests related to an existing DUA:

 * CMS does not accept personal e-mail addresses (@yahoo, @gmail, @outlook,
   etc.). The e-mail must be associated with an employer, organization, or
   university.
 * CMS does not accept P.O. Box or foreign addresses.  Data will only be shipped
   to addresses within the United States.
 * Organizations listed on a DUA should be at the company or university level as
   opposed to a department or component level.
 * If a DUA expires, it is important to note that ALL open DUAs for that
   organization will be frozen. This means that no actions (processing new DUAs,
   adding data, changing contacts, or extending existing DUAs) can proceed for
   any DUA held by your organization until the expired DUA is either extended or
   closed.


DOWNLOADS

 * Projects Conducted Under Research Data Use Agreements (DUAs) (ZIP)

Page Last Modified:
10/24/2022 11:45 AM
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