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E-MAIL DISCLAIMER
The information contained in e-mail messages from UBS may be privileged,
confidential, proprietary, or otherwise protected from disclosure. If you have
accessed this page after receiving a communication in error, please notify us
immediately by replying to the message and please delete the message from your
computer.
Protect your privacy
For your protection, please do not include account numbers, Social Security
numbers, credit card numbers, passwords, or other non-public information in your
e-mail. For more information regarding how we protect client information,
please ask your Financial Advisor for a copy of our Client Privacy Notice.
We do not accept orders via e-mail
Please do not transmit orders or instructions regarding a UBS account by
e-mail. For your protection, UBS does not accept and act on such instructions.
Similarly, UBS does not accept trading instructions via voice mail, text
messages, instant messaging, or facsimile. Please speak directly with your
Financial Advisor if you need to give instructions related to your account.
Please refer to your official records
The information provided in e-mail or its attachments is not an official
transaction confirmation or account statement. If you are a UBS client, your
official account statements are mailed to you, or made available to you
electronically if you have chosen that option.
We retain and protect e-mail messages
In accordance with industry standards and practices, UBS retains e-mail messages
for a period of time. Those messages are kept confidential in accordance with
UBS's privacy policy and are accessed and used only where justified.
Assets held with UBS AG
Securities (including mutual funds) are not bank deposits and are not FDIC
insured, nor are they obligations of or guaranteed by UBS AG. Securities
(including mutual funds) involve investment risks, including the possible loss
of the principal amount invested. Deposits with UBS AG are not FDIC insured.
UBS AG is not a member of SIPC.
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LEGAL INFORMATION
IMPORTANT INFORMATION ABOUT BROKERAGE AND ADVISORY SERVICES.
As a firm providing wealth management services to clients, UBS Financial
Services Inc. offers investment advisory services in its capacity as an
SEC-registered investment adviser and brokerage services in its capacity as an
SEC-registered broker-dealer. Investment advisory services and brokerage
services are separate and distinct, differ in material ways and are governed by
different laws and separate arrangements. It is important that you understand
the ways in which we conduct business, and that you carefully read the
agreements and disclosures that we provide to you about the products or services
we offer. For more information, please review client relationship summary
provided at www.ubs.com/relationshipsummary, or ask your UBS Financial Advisor
for a copy.
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residents of certain nations. Please consult the sales restrictions relating to
the service in question for further information. https://www.ubs.com
© UBS 1998 - 2023. All rights reserved. The key symbol and UBS are among the
registered and unregistered trademarks of UBS. UBS Financial Services Inc. is a
subsidiary of UBS Group AG. Member FINRA/SIPC.
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Services Inc., a registered investment advisor and broker-dealer offering
securities, trading, brokerage and related products and services. Member
SIPC. Member FINRA. UBS Financial Services Inc. is also registered as a Futures
Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission
(CFTC) and offers brokerage services related to the execution and clearing of
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(PDF). Loan Disclosure Statement (PDF). Account Sweep Yields. Advisory &
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