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SETTING UP SAMBA AS AN ACTIVE DIRECTORY DOMAIN CONTROLLER

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CONTENTS

 * 1 Introduction
 * 2 Preparing the Installation
   * 2.1 Fresh Installation
   * 2.2 Only Applicable if Samba was Previously Installed
 * 3 Installing Samba
 * 4 Provisioning a Samba Active Directory
   * 4.1 Parameter Reference
   * 4.2 Provisioning Samba AD in Interactive Mode
   * 4.3 Provisioning Samba AD in Non-interactive Mode
 * 5 Setting up the AD DNS back end
 * 6 Configuring the DNS Resolver
 * 7 Create a reverse zone
 * 8 Configuring Kerberos
 * 9 Testing your Samba AD DC
   * 9.1 Verifying the File Server (Optional)
   * 9.2 Verifying DNS (Optional)
   * 9.3 Verifying Kerberos (Optional)
 * 10 Configuring Time Synchronization (Optional Depending on Use-Case)
 * 11 Using the Domain Controller as a File Server (Optional)
 * 12 Troubleshooting
 * 13 Further Samba-related Documentation


INTRODUCTION

Starting from version 4.0 (released in 2012,) Samba is able to serve as an
Active Directory (AD) domain controller (DC). Samba can operates at a forest
functional level of Windows Server 2008 R2 which is more that sufficient to
manage sophisticated enterprises that use Windows 10/11 with strict compliance
requirements (including NIST 800-171.)

If you are installing Samba in a production environment, it is recommended to
run two or more DCs for failover reasons, more detail on the provisioning of a
failover DC can be found elsewhere on the wiki. This documentation describes how
to set up Samba as the first DC to build a new AD forest. Additionally, use this
documentation if you are migrating a Samba NT4 domain to Samba AD. To join Samba
as an additional DC to an existing AD forest, see Joining a Samba DC to an
Existing Active Directory.

Samba as an AD DC only supports:

 * The integrated LDAP server as AD back end. For details, see the frequently
   asked question (FAQ) Does Samba AD DCs Support OpenLDAP or Other LDAP Servers
   as Back End?
 * The Heimdal Kerberos Key Distribution Center (KDC).

Samba provides experimental support for the MIT Kerberos KDC provided by your
operating system if you run Samba 4.7 or later and has been built using the
--with-system-mitkrb5 option. In other cases Samba uses the Heimdal KDC included
in Samba. For further details about Samba using the MIT KDC, and why it is
experimental see Running a Samba AD DC with MIT Kerberos KDC.
 * Hosting and Administering of Group Policy Objects to be used for enterprise
   fleet management

Installation of Samba and associated provisioning of a domain controller does
not automatically translate into Group Policy functionality. Please keep this in
mind, and expect to update this flag in the smb.conf post provisioning

This tutorial assumes that this is a fresh installation of Samba on a fresh
operating system installation. It is important to note that there is a
distinction between installing of Samba and Provisioning of Samba. In general,
the entire process of setting up a Samba domain controller consists of 5 steps
which are relatively straight forward. These steps are as follows:

 1. Installation of Samba and associated packages
 2. Deletion of per-configured Samba and Kerberos placeholder configuration
    files
 3. Provisioning of Samba using the automatic provisioning tool
 4. Editing of the smb.conf as needed (enabling of Group Policy and/or other
    features as needed) see Group Policy for more information
 5. Any environmental configuration based on Unix/Linux Distribution

This page covers a lot of ground for Samba installations on both Unix and Linux
systems. The installation process varies slightly based on environment, so
expect to follow the linked web pages in multiple tabs throughout this read. For
the remainder of this tutorial the following example information is used:

 * Hostname = DC1
 * DC local IP Address = 10.99.0.1
 * Authentication Domain = SAMDOM.EXAMPLE.COM
 * Top level Domain = EXAMPLE.COM





PREPARING THE INSTALLATION

FRESH INSTALLATION

 * Select a DNS domain for your AD forest. It is not recommended to use the top
   level domain for your organization. This is because the domain used during
   the installation of Samba will resolve to the domain controller. For Example:
   If your organization used EXAMPLE.COM as their domain and this was used
   during the Samba installation process, then the public facing website would
   no longer be acceptable (assuming the publicly accessible website was not
   running on the DC, which it shouldn't!) It would be wise to define a
   subdomain for your Domain Controller to reside in. In this tutorial
   SAMDOM.EXAMPLE.COM is used, however in a lab environment it is not necessary
   to own a publicly accessible domain and .INTERNAL could hypothetically be
   used. The name will also be used as the AD Kerberos realm.

Make sure that you provision the AD using a DNS domain that will not need to be
changed. Samba does not support renaming the AD DNS zone and Kerberos realm. Do
not use .local for the TLD, this is used by Avahi.

For additional information, see Active Directory Naming FAQ.
 * Select a host name for your AD DC which consists of less than 15 characters
   (netbios limitation.) A fantastic hostname is DC1

Do not use NT4-only terms as host name, such as PDC or BDC. These modes do not
exist in an AD and cause confusion.
 * A static IP address on the DC and make the associated reservation on your
   router. Important: The Samba domain controller will become your DNS resolver
   for all domain-joined workstations. As a result it may be required to assign
   this IP address outside of your DHCP pool

 * Disable tools, such as resolvconf, that automatically update your
   /etc/resolv.conf DNS resolver configuration file. AD DCs and domain members
   must use an DNS server that is able to resolve the AD DNS zones. (More
   information on this on the Distribution Specific Package Installation page)

 * Verify that the /etc/hosts file on the DC correctly resolves the
   fully-qualified domain name (FQDN) and short host name to the LAN IP address
   of the DC. For example:

127.0.0.1     localhost
10.99.0.1     DC1.samdom.example.com     DC1


The host name and FQDN must not resolve to the 127.0.0.1 IP address or any other
IP address than the one used on the LAN interface of the DC.

ONLY APPLICABLE IF SAMBA WAS PREVIOUSLY INSTALLED

 * If you previously ran a Samba installation on this host:

 * Remove the existing smb.conf file. To list the path to the file:

# smbd -b | grep "CONFIGFILE"
   CONFIGFILE: /usr/local/samba/etc/samba/smb.conf


 * Remove all Samba database files, such as *.tdb and *.ldb files. To list the
   folders containing Samba databases:

# smbd -b | egrep "LOCKDIR|STATEDIR|CACHEDIR|PRIVATE_DIR"
  LOCKDIR: /usr/local/samba/var/lock/
  STATEDIR: /usr/local/samba/var/locks/
  CACHEDIR: /usr/local/samba/var/cache/
  PRIVATE_DIR: /usr/local/samba/private/


Starting with a clean environment helps to prevent confusion and ensures that no
files from any previous Samba installation will be mixed with your new domain DC
installation.
 * Remove an existing /etc/krb5.conf file:

# rm /etc/krb5.conf






INSTALLING SAMBA

 * Operating System Requirements

 * Package Dependencies Required to Build Samba
 * File System Support

 * Build Samba from Source
 * Distribution-specific Package Installation




Install a maintained Samba version. For details, see Samba Release Planning.





PROVISIONING A SAMBA ACTIVE DIRECTORY

The AD provisioning requires root permissions to create files and set
permissions.

The Samba AD provisioning process creates the AD databases and adds initial
records, such as the domain administrator account and required DNS entries.
Samba comes with a built in command lined tool called samba-tool which can be
used to automatically configure your smb.conf when ran in interactive mode.

If you are migrating a Samba NT4 domain to AD, skip this step and run the Samba
classic upgrade. For details, see Migrating a Samba NT4 Domain to Samba AD
(Classic Upgrade).


The samba-tool domain provision command provides several parameters to use with
the interactive and non-interactive setup. For details, see:

# samba-tool domain provision --help





When provisioning a new AD, it is recommended to enable the NIS extensions by
passing the --use-rfc2307 parameter to the samba-tool domain provision command.
There are no disadvantages to enabling the NIS extensions, but enabling them in
an existing domain requires manually extending the AD schema. For further
details about Unix attributes in AD, see:
 * Setting up RFC2307 in AD
 * idmap config = ad




PARAMETER REFERENCE

Set the following parameters during the provisioning:

Interactive Mode Setting Non-interactive Mode Parameter Explanation
--use-rfc2307 --use-rfc2307 Enables the NIS extensions required for the ADUC
Unix Attributes tab. Realm --realm Kerberos realm. The uppercase version of the
AD DNS domain. For example: SAMDOM.EXAMPLE.COM. Domain --domain NetBIOS domain
name (Workgroup). This can be anything, but it must be one word, not longer than
15 characters and not containing a dot. It is recommended to use the first part
of the AD DNS domain. For example: samdom. Do not use the computers short
hostname. Server Role --server-role Installs the domain controller DC role. DNS
backend --dns-backend Sets the DNS back end. The first DC in an AD must be
installed using a DNS back end. Note that the BIND9_FLATFILE is not supported
and will be removed in a future Samba version. DNS forwarder IP address not
available This setting is only available when using the SAMBA_INTERNAL DNS back
end. For details, see Setting up a DNS Forwarder. Administrator password
--adminpass Sets the domain administrator password. If the password does not
match the complexity requirements, the provisioning fails. For details, see
Microsoft TechNet: Passwords must meet complexity requirements.

Other parameters frequently used with the samba-tool domain provision command:

 * --option="interfaces=lo eth0" --option="bind interfaces only=yes": If your
   server has multiple network interfaces, use these options to bind Samba to
   the specified interfaces. This enables the samba-tool command to register the
   correct LAN IP address in the directory during the join.




do NOT use NONE as the DNS backend, it is not supported and will be removed in a
future Samba version.

If using Bind as the DNS backend, do NOT use BIND9_FLATFILE, it is not supported
and will be removed in a future Samba version.

Once you have provisioned the first DC in an AD domain, do not provision any
further DCs in the same domain, Join any further DCs.





PROVISIONING SAMBA AD IN INTERACTIVE MODE

As mentioned above, samba-tool when ran as route will automatically configure
your smb.conf to build a domain controller. Interactive Mode will not
automatically enable Group Policy support. However this can be added in
afterwards by manually editing the smb.conf to add it in later. Open the Group
Policy page in a new tab for later reading

The installation of Samba will create a smb.conf file that must be discarded
prior to running the Provisioning Tool in Interactive mode, or else it will
fail. On most Linux distributions this can be done by running: # mv
/etc/samba/smb.conf /etc/samba/smb.conf.initial

With the existing smb.conf file removed, provision a Samba AD interactively by
running run:

# samba-tool domain provision --use-rfc2307 --interactive
Realm [SAMDOM.EXAMPLE.COM]: SAMDOM.EXAMPLE.COM
 Domain [SAMDOM]: SAMDOM
 Server Role (dc, member, standalone) [dc]: dc
 DNS backend (SAMBA_INTERNAL, BIND9_FLATFILE, BIND9_DLZ, NONE) [SAMBA_INTERNAL]: SAMBA_INTERNAL
 DNS forwarder IP address (write 'none' to disable forwarding) [10.99.0.1]: 8.8.8.8
Administrator password: Passw0rd
Retype password: Passw0rd
Looking up IPv4 addresses
Looking up IPv6 addresses
No IPv6 address will be assigned
Setting up share.ldb
Setting up secrets.ldb
Setting up the registry
Setting up the privileges database
Setting up idmap db
Setting up SAM db
Setting up sam.ldb partitions and settings
Setting up sam.ldb rootDSE
Pre-loading the Samba 4 and AD schema
Adding DomainDN: DC=samdom,DC=example,DC=com
Adding configuration container
Setting up sam.ldb schema
Setting up sam.ldb configuration data
Setting up display specifiers
Modifying display specifiers
Adding users container                                                                                                                                                                                        
Modifying users container                                                                                                                                                                                     
Adding computers container                                                                                                                                                                                    
Modifying computers container                                                                                                                                                                                 
Setting up sam.ldb data                                                                                                                                                                                       
Setting up well known security principals                                                                                                                                                                     
Setting up sam.ldb users and groups                                                                                                                                                                           
Setting up self join                                                                                                                                                                                          
Adding DNS accounts                                                                                                                                                                                           
Creating CN=MicrosoftDNS,CN=System,DC=samdom,DC=example,DC=com                                                                                                                                                
Creating DomainDnsZones and ForestDnsZones partitions                                                                                                                                                         
Populating DomainDnsZones and ForestDnsZones partitions                                                                                                                                                       
Setting up sam.ldb rootDSE marking as synchronized                                                                                                                                                            
Fixing provision GUIDs                                                                                                                                                                                        
A Kerberos configuration suitable for Samba 4 has been generated at /usr/local/samba/private/krb5.conf                                                                                                        
Setting up fake yp server settings                                                                                                                                                                            
Once the above files are installed, your Samba4 server will be ready to use                                                                                                                                   
Server Role:           active directory domain controller                                                                                                                                                     
Hostname:              DC1                                                                                                                                                                                    
NetBIOS Domain:        SAMDOM                                                                                                                                                                                 
DNS Domain:            samdom.example.com                                                                                                                                                                     
DOMAIN SID:            S-1-5-21-2614513918-2685075268-614796884


The interactive provisioning mode supports passing further parameters to the
samba-tool domain provision command. This enables you to modify parameters that
are not part of the interactive setup.





PROVISIONING SAMBA AD IN NON-INTERACTIVE MODE

For example, to provision a Samba AD non-interactively with the following
settings:

 * Server role: dc
 * NIS extensions enabled
 * Internal DNS back end
 * Kerberos realm and AD DNS zone: samdom.example.com
 * NetBIOS domain name: SAMDOM
 * Domain administrator password: Passw0rd

# samba-tool domain provision --server-role=dc --use-rfc2307 --dns-backend=SAMBA_INTERNAL --realm=SAMDOM.EXAMPLE.COM --domain=SAMDOM --adminpass=Passw0rd









SETTING UP THE AD DNS BACK END

Skip this step if you provisioned the DC using the SAMBA_INTERNAL DNS back end.

 * Set up the BIND DNS server and the BIND9_DLZ module. For details, see Setting
   up a BIND DNS Server.

 * Start the BIND DNS server. For example:

# systemctl start named


For details how to start services, see you distribution's documentation.








CONFIGURING THE DNS RESOLVER

Domain members in an AD use DNS to locate services, such as LDAP and Kerberos.
For that, they need to use a DNS server that is able to resolve the AD DNS zone.

On your DC, set the AD DNS domain in the search and the IP of your DC in the
nameserver parameter of the /etc/resolv.conf file. For example:

search samdom.example.com
nameserver 10.99.0.1









CREATE A REVERSE ZONE

You can optionally add a reverse lookup zone.

# samba-tool dns zonecreate <Your-AD-DNS-Server-IP-or-hostname> 0.99.10.in-addr.arpa -U Administrator
Password for [administrator@SAMDOM.EXAMPLE.COM]:
Zone 0.99.10.in-addr.arpa created successfully


If you need more than one reverse zone (multiple subnets), just run the above
command again but with the data for the other subnet.

The reverse zone is directly live without restarting Samba or BIND.

You must start the Samba AD DC before you can add a reverse zone.








CONFIGURING KERBEROS

In an AD, Kerberos is used to authenticate users, machines, and services.

During the provisioning, Samba created a Kerberos configuration file for your
DC. Copy this file to your operating system's Kerberos configuration. For
example:

# cp /usr/local/samba/private/krb5.conf /etc/krb5.conf


Do not create a symbolic link to the the generated krb5.conf file. In Samba 4.7
and later, the /usr/local/samba/private/ directory is no longer accessible by
other users than the root user. If the file is a symbolic link, other users are
not able to read the file and, for example, dynamic DNS updates fail if you use
the BIND_DLZ DNS back end.

The pre-created Kerberos configuration uses DNS service (SRV) resource records
to locate the KDC.








TESTING YOUR SAMBA AD DC

To start the samba service manually, enter:

# samba


Samba does not provide System V init scripts, systemd, upstart, or other
services configuration files.

 * If you installed Samba using packages, use the script or service
   configuration file included in the package to start Samba.
 * If you built Samba, see Managing the Samba AD DC Service.





VERIFYING THE FILE SERVER (OPTIONAL)

To list all shares provided by the DC:

Before Samba 4.11.0:

$ smbclient -L localhost -N
Anonymous login successful
Domain=[SAMDOM] OS=[Unix] Server=[Samba x.y.z]

        Sharename       Type      Comment
        ---------       ----      -------
        netlogon        Disk      
        sysvol          Disk      
        IPC$            IPC       IPC Service (Samba x.y.z)
Domain=[SAMDOM] OS=[Unix] Server=[Samba x.y.z]

        Server               Comment
        ---------            -------

        Workgroup            Master
        ---------            -------


From Samba 4.11.0:

smbclient -L localhost -N
Anonymous login successful

    Sharename       Type      Comment
    ---------       ----      -------
    sysvol          Disk      
    netlogon        Disk      
    IPC$            IPC       IPC Service (Samba 4.12.6-Debian)
SMB1 disabled -- no workgroup available





The netlogon and sysvol shares were auto-created during the provisioning and
must exist on a DC.

To verify authentication, connect to the netlogon share using the domain
administrator account:

$ smbclient //localhost/netlogon -UAdministrator -c 'ls'
Enter Administrator's password: 
Domain=[SAMDOM] OS=[Unix] Server=[Samba x.y.z]
 .                                   D        0  Tue Nov  1 08:40:00 2016
 ..                                  D        0  Tue Nov  1 08:40:00 2016

               49386 blocks of size 524288. 42093 blocks available


If one or more tests fail, see Troubleshooting.





VERIFYING DNS (OPTIONAL)

To verify that your AD DNS configuration works correctly, query some DNS
records:

 * The tcp-based _ldap SRV record in the domain:

$ host -t SRV _ldap._tcp.samdom.example.com.
_ldap._tcp.samdom.example.com has SRV record 0 100 389 dc1.samdom.example.com.


 * The udp-based _kerberos SRV resource record in the domain:

$ host -t SRV _kerberos._udp.samdom.example.com.
_kerberos._udp.samdom.example.com has SRV record 0 100 88 dc1.samdom.example.com.


 * The A record of the domain controller:

$ host -t A dc1.samdom.example.com.
dc1.samdom.example.com has address 10.99.0.1


If one or more tests fail, see Troubleshooting.





VERIFYING KERBEROS (OPTIONAL)

This is not explicitly required, but it is a good idea to verify that your
Domain Controller's authentication mechanisms are operating as intended. To test
this, login by requesting a Kerberos ticket for the Domain Administrator
account:

$ kinit administrator
Password for administrator@SAMDOM.EXAMPLE.COM:


If you do not pass the principal in the user@REALM format to the kinit command,
the Kerberos realm is automatically appended.
Always enter the Kerberos realm in uppercase.

 * List the cached Kerberos tickets:

$ klist
Ticket cache: FILE:/tmp/krb5cc_0
Default principal: administrator@SAMDOM.EXAMPLE.COM

Valid starting       Expires              Service principal
01.11.2016 08:45:00  12.11.2016 18:45:00  krbtgt/SAMDOM.EXAMPLE.COM@SAMDOM.EXAMPLE.COM
	renew until 02.11.2016 08:44:59


If one or more tests fail, see Troubleshooting.








CONFIGURING TIME SYNCHRONIZATION (OPTIONAL DEPENDING ON USE-CASE)

Kerberos requires synchronized time on all domain members. For further details
and how to set up the ntpd or chrony service, see Time Synchronization. However
if Samba is being used as a domain controller to administer Group Policy, it is
possible to define a Group Policy Object that synchronizes workstations with
time.windows.com post installation which simplifies this





USING THE DOMAIN CONTROLLER AS A FILE SERVER (OPTIONAL)

Do not use an AD DC as a fileserver if you have multiple DC's. You should only
use a DC as a fileserver, if it is the only Samba instance running in a domain.
If you have multiple DC's, you should also set up Unix domain members and use
them as fileservers. You should be aware that it is problematic to use a DC as a
fileserver and can cause strange errors.


Whilst the Samba AD DC is able to provide file shares, just like all other
installation modes, the Samba team does not recommend using a DC as a file
server for the following reasons:

 * For anything but the smallest organizations, having more than one DC is a
   really good backup measure, and makes upgrades safer
 * It encourages upgrades of the DC to also be upgrades of the host OS every
   year or two, because there isn't complex data to transition or other services
   involved.
 * This means upgrades can be done by installing fresh, and replicating in the
   changes, which is better tested in Samba, gains new features and avoids a
   number of lingering data corruption risks.
 * The DC and file-server have different points at which an organization would
   wish to upgrade. The needs for new features on the DC and file server come at
   different times. Currently the AD DC is evolving rapidly to gain features,
   whereas the fileserver, after over 20 years, is quite rightly more
   conservative.
 * mandatory smb signing is enforced on the DC.


If you do decide to use the Samba DC as a fileserver, please consider running a
VM, on the DC, containing a separate Samba Unix domain member and use this
instead.

If you must use the Samba DC as a fileserver, you should be aware that the
auto-enabled acl_xattr virtual file system (VFS) object enables you to only
configure shares with Windows access control lists (ACL). Using POSIX ACLs with
shares on a Samba DC does not work.

You should be aware that if wish to use a vfs object on a DC share e.g. recycle,
you must not just set vfs objects = recycle in the share. Doing this will turn
off the default vfs objects dfs_samba4 and acl_xattr. You must set vfs objects =
dfs_samba4 acl_xattr recycle.

To provide network shares with the full capabilities of Samba, set up a Samba
domain member with file shares. For details, see:

 * Setting up Samba as a Domain Member
 * Samba File Serving


If you only have a small domain (small office, home network) and do not want to
follow the Samba team's recommendation and use the DC additionally as a file
server, configure Winbindd before you start setting up shares. For details, see
Configuring Winbindd on a Samba AD DC.




If you do use an AD DC as a fileserver, you must be aware that it can be
problematic and can cause strange errors.

If you do use an AD DC as a fileserver, do not add any of the 'idmap config'
lines used on a Unix domain member. They will not work and will cause problems.

If you do use an AD DC as a fileserver, You must set the permissions from
Windows, do not attempt to use any of the old methods (force user etc) . They
will not work correctly and will cause problems.








TROUBLESHOOTING

For further details, see Samba AD DC Troubleshooting.








FURTHER SAMBA-RELATED DOCUMENTATION

See User Documentation.







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