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CMIC 2021 SEC Awards

Investor Complaint Online

Investor Complaint Procedures

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PSE Product Forum: SBL and Short Selling

Investor Rights on PSE Stock Market 101

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ANNOUNCEMENTS

Januar 06, 2023 - Employee Movement as of 31 DEC 2022

Januar 05, 2023 - Training Programs

Dezember 29, 2022 - Publication of Disciplinary Actions

Dezember 22, 2022 - R & L Investments, Inc. Allocation Plan

Dezember 06, 2022 - CMIC Website Maintenance

Dezember 02, 2022 - Employee Movement as of 30 NOV 2022

November 04, 2022 - Submission of Data for 2023 Risk Assessment

November 04, 2022 - Employee Movement as of 31 OCT 2022

More Announcements


CALENDAR OF EVENTS



JAN 07, 2023

No events today


For a complete list of reports and submissions, click here.

 
COMPLIANCE TOOLS

Compliance Tools: Know the Rules
... Read more
CMIC Conducts 2019 Trading Participants' Seminar


by Aerielle Rose B. Mendiola

The Capital Markets Integrity Corporation (CMIC) held its annual Trading
Participants' Seminar last April 5, 2019 at The City Club, Alphaland Makati
Place, Makati City.

With a record of 174 attendees and 85% of the trading participants pr... Read
more


 
PRESS ROOM

Resolutions of CMIC in Three Cases Affirmed by Sec En Banc


18 October 2019

The Securities and Exchange Commission (“SEC” or “Commission”) en banc issued
its decisions on three memoranda on appeal separately filed by various trading
participants against the resolutio... Read more


Broker to take over DW Capital


Business World | 12 October 2018

STOCK BROKERAGE firm Timson Securities, Inc. is taking over the operations of DW
Capital, Inc., after the latter was suspected to be trading P2.6 billion worth
of securities without authority.

In a memorandum posted Thursday, the Philippine ... Read more


Biz Buzz: Stockbroker pyramid scam


Philippine Daily Inquirer | 20 Nov 2017

If there is any more doubt as to whether friendship and money should mix, here’s
more proof that they don’t? The head honcho of Philippine Commercial Capital
Inc.’s stockbrokerage unit has found himself—along with a few oth... Read more






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