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WSJ Risk & Compliance Forum
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THE WSJ RISK & COMPLIANCE FORUM

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November 16, 2022 | Online | 11:00 a.m.–3:35 p.m.

Is your business on the right side of regulators? What’s your plan for
navigating new Russia sanctions, data privacy laws, China labor restrictions and
ESG regulations? Join us for WSJ's Risk & Compliance Forum online November 16.
We’ll go in-depth on a wide range of risks with the experts who know them best,
and you’ll take away a playbook of practical advice your business can implement
on day one.

Exclusive early bird rate ends 9/7
REGISTER NOW


 SPEAKERS

Brent Benoit
Deputy General Counsel and Chief Compliance Officer
NOV, Inc.
Jonathan Chibafa
Director and Barrister
Squire Patton Boggs
Tom Kellermann
SVP of Cyber Strategy
Contrast Security
Koray Kose
Senior Director Analyst
Gartner
Kristina Littman
Partner
Willkie Farr & Gallagher LLP
Stephanie Liu
Analyst
Forrester
Brian Nelson
Under Secretary for Terrorism and Financial Intelligence
U.S. Treasury
Ted Seidle
President
Benchmark Financial Services
Robert Silvers
Under Secretary for Strategy, Policy and Plans
U.S. Department of Homeland Security


 NEWSROOM HOSTS

Tom Corrigan
Data Editor, Professional News
The Wall Street Journal
Nicholas Elliott
Head of Professional Products Innovation & Strategy
The Wall Street Journal
Ian Talley
Reporter, Illicit Finance
The Wall Street Journal
Dylan Tokar
Reporter, Risk & Compliance Journal
The Wall Street Journal
Richard Vanderford
Reporter, Risk & Compliance Journal
The Wall Street Journal


PROGRAM


NOVEMBER 16, 2022

11:00am - 11:10 a.m.
Opening Remarks
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Nicholas Elliott
Head of Professional Products Innovation & Strategy
The Wall Street Journal

11:10 a.m. - 11:35 a.m.
Curbing Illicit Finance
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A conversation with a top U.S. official on the effort to reinforce sanctions
imposed on Russia over its invasion of Ukraine, as well as other priorities for
the Treasury Department in stemming illicit finance and money laundering.

Brian Nelson
Under Secretary for Terrorism and Financial Intelligence
U.S. Treasury
Ian Talley
Reporter, Illicit Finance
The Wall Street Journal

11:35 a.m. - 12:05 p.m.
Adapting to Sanctions
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Russia’s invasion of Ukraine and the resulting sanctions imposed around the
world have made this an even more problematic area. Compliance chiefs from
different industries will discuss how they have adapted their programs and where
they see the biggest pitfalls and uncertainties.

Brent Benoit
Deputy General Counsel and Chief Compliance Officer
NOV, Inc.

12:05 p.m. - 12:30 p.m.
Targeting Forced Labor
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Supply chain labor conditions have been targeted by several recent laws,
including the U.S. law focused on China’s Xinjiang province. The chairman of the
Forced Labor Enforcement Task Force discusses where the U.S. is focusing its
enforcement efforts.

Robert Silvers
Under Secretary for Strategy, Policy and Plans
U.S. Department of Homeland Security
Richard Vanderford
Reporter, Risk & Compliance Journal
The Wall Street Journal

12:35 p.m. - 1:05 p.m.
Managing Chinese Labor Risks
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The recently passed Uyghur Forced Labor Prevention Act is a particular challenge
for the many companies that source materials from China. A look at how companies
are scrubbing their supply chains to ensure compliance.

Jonathan Chibafa
Director and Barrister
Squire Patton Boggs
Dylan Tokar
Reporter, Risk & Compliance Journal
The Wall Street Journal

1:10 p.m. - 1:40 p.m.
Breakout Sessions
 
Assessing Geopolitical Risk in Supply Chains
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From Covid-19 to the Ukraine war, the last two years have highlighted the
geopolitical risk inherent in global supply chains. A look at how companies can
assess and manage this risk.

Koray Kose
Senior Director Analyst
Gartner

 
Avoiding Privacy Pitfalls
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New laws and actions by regulators around the world have changed the picture for
use of customer data and for marketing and advertising. How companies can adapt.

Stephanie Liu
Analyst
Forrester

 
Private Equity Feels the Heat
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Private equity is under intense regulatory scrutiny for issues ranging from
disclosure to health-care deals to antitrust compliance. A discussion about how
investors and companies can manage the risks.


1:45 p.m. - 2:00 p.m.
Compliance Officer Survey
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Results of The Wall Street Journal’s third annual compliance officer survey,
including where compliance officers see the greatest risks and how they see
their role and resources changing.

Tom Corrigan
Data Editor, Professional News
The Wall Street Journal

2:00 p.m. - 2:30 p.m.
Preparing for Climate Change Disclosure
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The U.S. Securities and Exchange Commission’s proposed rules on climate-change
disclosure would create stringent new compliance obligations for companies. A
deep dive on some of the challenging areas, including Scope 3 emissions and
qualitative disclosures.


2:35 p.m. - 2:55 p.m.
Session to be Announced
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Ted Seidle
President
Benchmark Financial Services

2:55 p.m. - 3:35 p.m.
Tightening Up on Cybersecurity
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The U.S. government is taking a newly prescriptive approach to the cybersecurity
practices of the broad range of companies categorized as part of the nation’s
“critical infrastructure.” Meanwhile, the U.S. Securities and Exchange
Commission has proposed tighter cybersecurity disclosures. A discussion about
what measures companies need to take.

Tom Kellermann
SVP of Cyber Strategy
Contrast Security
Kristina Littman
Partner
Willkie Farr & Gallagher LLP

3:35 p.m.
Closing Remarks
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Nicholas Elliott
Head of Professional Products Innovation & Strategy
The Wall Street Journal



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