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Submitted URL: https://register.fca.org.uk/
Effective URL: https://register.fca.org.uk/s/
Submission: On October 21 via manual from US — Scanned from US
Effective URL: https://register.fca.org.uk/s/
Submission: On October 21 via manual from US — Scanned from US
Form analysis 1 forms found in the DOM
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<div tabindex="-1" id="search-form-search-section-main-input-popover" class="slds-popover__body popover__body" data-aura-rendered-by="334:2;a">Please enter a valid name or reference number, with two or more characters
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<div id="search-form-wayfinding-location-input-popover-box" class="popover__box" data-aura-rendered-by="368:2;a">
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fill="currentColor"></path>
</svg><!--render facet: 375:2;a--><span class="slds-assistive-text" data-aura-rendered-by="376:2;a">Close dialog Our location search service is currently unavailable. Please try a search without location, or try again
later</span></button>
<div tabindex="-1" id="search-form-wayfinding-location-input-popover" class="slds-popover__body popover__body" data-aura-rendered-by="379:2;a">Our location search service is currently unavailable. Please try a search
without location, or try again later</div>
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</div>
</div><!--render facet: 381:2;a-->
</div>
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</div>
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<legend class="slds-form-element__legend slds-form-element__label form-element_radios_label--light form-element_radios_label--m-bottom_medium" data-aura-rendered-by="388:2;a">Show me first</legend>
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fill="currentColor"></path>
</svg><!--render facet: 401:2;a--><span class="slds-assistive-text" data-aura-rendered-by="402:2;a">Close dialog Please select an option</span></button>
<div tabindex="-1" id="search-form-search-options-popover" class="slds-popover__body popover__body" data-aura-rendered-by="405:2;a">Please select an option</div>
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<div class="slds-col slds-p-vertical_medium" data-aura-rendered-by="407:2;a"><button type="submit" class="slds-button slds-button_outline-inverse button button_outline-inverse max-width_medium-max margin-top_1-9_medium-min"
data-aura-rendered-by="408:2;a"> Search </button></div>
</div>
</div>
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THE FINANCIAL SERVICES REGISTER
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WELCOME TO THE FINANCIAL SERVICES REGISTER
In the UK, nearly all financial service activities must be authorised by the
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individuals and the activities firms have permissions for.
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Using an authorised firm, with the correct permissions, will greatly reduce the
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HOW TO USE THE REGISTER
* ALWAYS CHECK THE FIRMS OR PERSON YOU'RE DEALING WITH IS LISTED ON THE
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* MAKE SURE THEY HAVE PERMISSIONS FOR THE REGULATED ACTIVITIES YOU NEED
Always check that permissions/activities of the firm match the service it's
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* ONLY USE THE CONTACT DETAILS LISTED ON THE REGISTER
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Register to confirm you're dealing with the genuine firm before doing
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Careful: if you have been contacted unexpectedly about an opportunity, it's
likely to be high risk or a scam.
Transcript of video
USING THE REGISTER: VIDEO GUIDE
Watch the video to learn more about how to use our Register.
CHECK INFORMATION ABOUT A FIRM, OR AN INDIVIDUAL AT A FIRM
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ADDITIONAL HELP FROM TRUSTED ORGANISATIONS
PRUDENTIAL REGULATION AUTHORITY
The PRA is responsible for the prudential regulation and supervision of around
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