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2nd Edition


OPERATIONAL RESILIENCE FOR FINANCIAL INSTITUTIONS

Create strong critical functions within your business to ensure they can remain
resilient and in line with your business continuity strategies and manage future
disruptions



 * 27 February - 28 February 2023

   

 * Warwick Allerton

   
   

 * Chicago‚ USA

   
   


SPEAKERS INCLUDE



Olga Voytenko

Managing Director of Operational Resilience

Silicon Valley Bank

Prateek Agarwal

Head of Business Continuity and Crisis Management

USAA

Spruille Braden

Head of Operational Resilience, Americas Division

Sumitomo Mitsui Banking Corporation

Karee Payton

Critical Infrastructure & Cybersecurity Officer

The Office of the Comptroller of the Currency (OCC)

Nandita Jena

Managing Director and Head of Operational Resilience, US Region Technology
Infrastructure and Innovation

CIBC

Jason Harrell

Head of External Engagements

The Depository Trust & Clearing Corporation (DTCC)

Alapan Arnab

Global Head, Technology Resilience and Technology Risk

Scotia Bank

Cyril Korenbeusser

Chief Operational Resilience Officer

BNP Paribas

Chris Kennedy

Senior Manager

Charles Schawb

Bob Wordelmann

Senior Vice President, Head of Operational Resilience, Standards, Programs &
Policy

TD

Autumn Gollob

Senior Vice President, Head of Operational Resilience Oversight, Independent
Risk Management

PNC

Brett Turk

Global Head of Business Continuity and Crisis Management

Vanguard

Mark A. Johnson

Sr. Vice President Director, Global Business Continuity and Recovery Services |
Corporate Risk

Northern Trust

Senior Vice President (Awaiting Final Confirmation)

Bank of America

Dr Timothy White

Director, Industry Principals

Interos, Inc

Rich Cooper

Global Head of Financial Service Go-To-Market

Fusion Risk Management

James Green

Co-Founder

Illuminate Advisory

Tejas Katwala

CEO & Co-Founder

CLDigital

Steve Rubinow

President

Infocology Inc


AGENDA



27.2.2023 - Day 1

2.27.2023 - Day 1

   

 * 08:30
   
   8:30 AM
   
   Registration and Breakfast

   

 * 09:00
   
   9:00 AM
   
   Opening Address from the Chair
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management

   

 * OPERATIONAL RESILIENCY: BEST ORGANISATIONAL PRACTICES TO ACHIEVE TOTAL
   OPTIMIZATION

   

 * 09:10
   
   9:10 AM
   
   Keynote
   
   Take your operational resiliency strategy to the next level: Learn to control
   end-to-end management
   
   
   
    * Understand the importance of conceptualizing your resilience in a holistic
      manner to be able to effectively stress test your resilience 
    * Utilize data and reports to understand how operational resilience operates
      across your institution 
    * Discover the best day-to-day practices to enhance operational resilience  
    * Acknowledge the importance of understanding the lifecycle of threats, to
      better comprehend your resiliency capabilities 
    * Achieve an optimized structure by reviewing the most important processes
      and defining their value
   
   
   
   
   
   
   Spruille Braden
   
   Head of Operational Resilience, Americas Division
   
   Sumitomo Mitsui Banking Corporation
   
   
   
   Panelists
   
   Spruille Braden
   
   Head of Operational Resilience, Americas Division
   
   Sumitomo Mitsui Banking Corporation

   

 * 09:50
   
   9:50 AM
   
   Panel Discussion
   
   Defending The Vault: Protecting Critical Assets from Hidden Supply Chain
   Vulnerabilities
   
   
   
    * What are the best practices to attain critical oversight of unknown risks
      facing third parties? 
    * How can financial firms improve relations with third party-vendors to
      enhance resilience? 
    * What are the optimal practices for monitoring your digital supply chain to
      accurately calculate your resilience tolerance?
    * How is technology best utilized to shine a light on hidden risks, as well
      as proactively monitor third-party vendors? 
   
   
   
   Prateek Agarwal
   
   Head of Business Continuity and Crisis Management
   
   USAA
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)
   
   Dr Timothy White
   
   Director, Industry Principals
   
   Interos, Inc
   
   
   
   Panelists
   
   Prateek Agarwal
   
   Head of Business Continuity and Crisis Management
   
   USAA
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)
   
   Dr Timothy White
   
   Director, Industry Principals
   
   Interos, Inc

   

 * 10:30
   
   10:30 AM
   
   Networking and Refreshment Break

   

 * 11:00
   
   11:00 AM
   
   Panel Discussion
   
   Develop operational resiliency beyond the mentality of “the sky is falling”,
   and drive an enterprise-wide culture for operational resiliency
   
   
   
    * How does improving the lines of communication in an organization support
      the culture of operational resiliency?   
    * How does the unification of definitions help to develop a culture of
      operational resiliency?  
    * How do you converge systems and operations into a single operational
      resilience framework?  
    * What are the most effective methods to embed operational resiliency
      through the culture of your organization?   
   
   
   
   
   
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management
   
   Spruille Braden
   
   Head of Operational Resilience, Americas Division
   
   Sumitomo Mitsui Banking Corporation
   
   Autumn Gollob
   
   Senior Vice President, Head of Operational Resilience Oversight, Independent
   Risk Management
   
   PNC
   
   Bob Wordelmann
   
   Senior Vice President, Head of Operational Resilience, Standards, Programs &
   Policy
   
   TD
   
   For
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management
   
   Against
   
   Spruille Braden
   
   Head of Operational Resilience, Americas Division
   
   Sumitomo Mitsui Banking Corporation
   
   Autumn Gollob
   
   Senior Vice President, Head of Operational Resilience Oversight, Independent
   Risk Management
   
   PNC
   
   Bob Wordelmann
   
   Senior Vice President, Head of Operational Resilience, Standards, Programs &
   Policy
   
   TD
   
   Panel Moderated By
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management
   
   Panelists
   
   Spruille Braden
   
   Head of Operational Resilience, Americas Division
   
   Sumitomo Mitsui Banking Corporation
   
   Autumn Gollob
   
   Senior Vice President, Head of Operational Resilience Oversight, Independent
   Risk Management
   
   PNC
   
   Bob Wordelmann
   
   Senior Vice President, Head of Operational Resilience, Standards, Programs &
   Policy
   
   TD

   

 * 11:40
   
   11:40 AM
   
   Fusion Case Study
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management
   
   Mark A. Johnson
   
   Sr. Vice President Director, Global Business Continuity and Recovery Services
   | Corporate Risk
   
   Northern Trust

   

 * 12:20
   
   12:20 PM
   
   Case Study
   
   Conduct effective strategy planning to ensure comprehensive resiliency plans
   
   
   
    * Learn to quantify risk appetite to be able to review where best to direct
      investment  
    * Balance the development of business objectives, impact tolerances and
      cliental management 
    * Improve communication with C-level executives through regular reviews of
      operational resilience to be able to secure investment  
    * Drive effective allocation of capital investment based on vulnerability
   
   
   
   
   
   
   Brett Turk
   
   Global Head of Business Continuity and Crisis Management
   
   Vanguard
   
   
   
   Panelists
   
   Brett Turk
   
   Global Head of Business Continuity and Crisis Management
   
   Vanguard

   

 * 13:00
   
   1:00 PM
   
   Lunch Break

   

 * 14:00
   
   2:00 PM
   
   Upskill your workforce: Orchestrate effective training to strengthen
   resiliency capabilities
   
   
   
    * Understand your workforce's current capabilities to ensure the success of
      training programs 
    * Discover how to improve communications between the workforce and
      operational resilience teams to enhance synergy  
    * Learn how to utilize past examples of threats to enhance your workforce’s
      resiliency
   
   
   
   
   
   
   Olga Voytenko
   
   Managing Director of Operational Resilience
   
   Silicon Valley Bank

   

 * LEARN THE BEST APPROACHES AND FRAMEWORKS TO ENHANCE CYBER RESILIENCE

   

 * 14:40
   
   2:40 PM
   
   Case Study
   
   Understand the role that advanced monitoring plays in strengthening cyber
   resiliency
   
   
   
    * Examine how advanced monitoring helps to enhance cyber resilience      
    * Discover the importance of cyber resiliency in ensuring third party
      resiliency  
    * Evaluate the cyber risk present and learn to understand how this will
      impact your cyber resiliency investment strategy
    * Learn to apply advanced monitoring in a cost effective and organized
      manner
   
   
   
   
   
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)
   
   
   
   Panelists
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)

   

 * 15:14
   
   3:14 PM
   
   Panel Discussion
   
   Cyber Resilience: Discover the need to focus on policy, people and process’
   
   
   
    * What are the central weak links in the chain of cyber resilience? 
    * Discuss the importance of seeing cyber resilience as a combination of
      policy, people and process’? 
    * What is the importance of cyber resilience processes being fit for
      purpose?
    * Speculate as to how institutions will need to reevaluate their cyber
      security process', in light of the proposed SEC regulation? 
    * How do you appropriately deal with cases of ransomware?
   
   
   
   
   
   
   Alapan Arnab
   
   Global Head, Technology Resilience and Technology Risk
   
   Scotia Bank
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)
   
   Senior Vice President (Awaiting Final Confirmation)
   
   Bank of America
   
   
   
   Panelists
   
   Alapan Arnab
   
   Global Head, Technology Resilience and Technology Risk
   
   Scotia Bank
   
   Jason Harrell
   
   Head of External Engagements
   
   The Depository Trust & Clearing Corporation (DTCC)
   
   Senior Vice President (Awaiting Final Confirmation)
   
   Bank of America

   

 * 16:00
   
   4:00 PM
   
   Networking and Refreshment Break

   

 * DISCOVER HOW TO MANAGE EMERGING THREATS TO ENSURE COMPREHENSIVE OPERATIONAL
   RESILIENCE

   

 * 16:30
   
   4:30 PM
   
   Operational Resilience: Challenges and Opportunities “Reactive to Proactive”
   
   
   
    * Analyse the similarities and differences between operational resilience
      and business interruption 
    * Discover how to combat the challenges of risk and resilience concepts 
    * Enhance efficiencies across multiple functions, regions, policies and
      playbooks
    * Investigate the path from foundational to BAU
    * Learn to optimize operational resiliency process' from a global
      perspective: Ensure a strong culture and mindset
   
   
   
   
   
   
   Nandita Jena
   
   Managing Director and Head of Operational Resilience, US Region Technology
   Infrastructure and Innovation
   
   CIBC

   

 * 17:10
   
   5:10 PM
   
   Workshop
   
   Develop your end-to-end scenario testing to strengthen technology resiliency
   
   
   
   Masterclass Outcomes:   
   
   
    * Assess why end-to-end scenario testing is an essential practice for
      understanding and strengthening technology resiliency 
    * Examine how advanced monitoring helps to enhance technology resilience.  
    * Understand the appropriate quantity and quality of data required for
      effective end-to-end testing 
    * Discuss and determine extreme but plausible scenarios to build resilience
      capabilities   
    * Learn to enhance operational resiliency by optimizing your end-to-end
      scenario testing. 
   
   
   Why you should attend   
   
   Louis Pasteur said, “Chance favors only the prepared mind.” In the area of
   operational resilience and risk management, knowing that not all
   eventualities can be foreseen let alone prepared for, what is the prudent
   approach to ensure reasonable resiliency? Numerous examples of issues exist,
   the most recent of which garnered headlines involving the air transportation
   sector. Hindsight is 20/20, but what more could or should have been done to
   avert these scenarios? Looking at your own organizations, how do you identify
   and then proactively address these issues? Since these plans often impact an
   entire ecosystem and not just the groups within your organization, how do you
   incorporate that in your thinking and execution with practical end-to-end
   testing? In this session we will discuss some of the ways these challenges
   are met and how to get your organizations comfortable with imperfect,
   flexible decisions in an unpredictable world. 
   
   Topic: Develop your end-to-end scenario testing to strengthen technology
   resiliency
   
   
    * Imagining outcomes and assessing risk: probability vs impact; no drama, no
      sugarcoating, just the facts 
    * How do you make your tests as real-world end-to-end as needed? 
    * After stating the why, deciding the who, what, when and how needed to
      comprise successful tests 
    * How to proceed when you can’t do it all
    * Resiliency value; resiliency as a competitive differentiator 
   
   
   
   Steve Rubinow
   
   President
   
   Infocology Inc
   
   
   
   Panelists
   
   Steve Rubinow
   
   President
   
   Infocology Inc

   

 * 18:10
   
   6:10 PM
   
   Closing Comments from the Chair and End of Day One
   
   Rich Cooper
   
   Global Head of Financial Service Go-To-Market
   
   Fusion Risk Management

   

28.2.2023 - Day 2

2.28.2023 - Day 2

   

 * 08:30
   
   8:30 AM
   
   Registration and Breakfast

   

 * 09:00
   
   9:00 AM
   
   Opening Address from the Chair

   

 * OPERATIONAL RESILIECY: BEST ORGANISATIONAL PRACTICES TO ACHIEVE TOTAL
   OPTIMIZATION

   

 * 09:10
   
   9:10 AM
   
   Transform Operational resilience theory to effective risk mitigation
   
   
   
   
   
   
   
   
   
   
   Cyril Korenbeusser
   
   Chief Operational Resilience Officer
   
   BNP Paribas

   

 * 09:50
   
   9:50 AM
   
   Cutover Case Study
   
   
   
   
   
   
   
   
   

   

 * 10:30
   
   10:30 AM
   
   Networking and Refreshment Break

   

 * REGULATION AND SUPERVISION: AN EVER-CHANGING LANDSCAPE

   

 * 11:00
   
   11:00 AM
   
   Assess the current regulatory environment within operational resilience: What
   are the latest developments?
   
   
   
    * Discover the latest developments for operational resilience regulation to
      better understand the regulatory environment  
    * Explore the best practices to manage notification requirements in light of
      a crisis  
    * Discover the most common violations with regards to regulation and how to
      avoid fragmentation 
    * Learn how to ensure regulators receive necessary information about third
      party resilience  
    * Evolve beyond a reactive approach to achieve a proactive approach to
      operational resiliency regulation   
   
   
   
   
   
   
   Karee Payton
   
   Critical Infrastructure & Cybersecurity Officer
   
   The Office of the Comptroller of the Currency (OCC)

   

 * 11:40
   
   11:40 AM
   
   Operational Resilience Automation: Lessons Learned Along the Way
   
   
   
    * How automation strategy changed as clients uncovered internal roadblocks
      and stumbling points
    * What was easy, what was difficult, and what ultimately has proven
      successful
    * Building software configurations that successfully meet demand
   
   
   
   Tejas Katwala
   
   CEO & Co-Founder
   
   CLDigital

   

 * 12:20
   
   12:20 PM
   
   Panel Discussion
   
   Understand regulatory expectations: What is the importance of communication
   between financial and regulatory institutions?
   
   
   
    * What are the current expectations of financial institutions with regards
      to regulation? 
    * Speculate the future of operational resilience regulation? 
    * Discuss the importance of appropriate feedback between financial firms and
      regulatory bodies? 
    * How do regulations apply to institutions of different size?  
    * What are the varying means of regulatory certification?
   
   
   
   
   
   
   Olga Voytenko
   
   Managing Director of Operational Resilience
   
   Silicon Valley Bank
   
   Nandita Jena
   
   Managing Director and Head of Operational Resilience, US Region Technology
   Infrastructure and Innovation
   
   CIBC
   
   
   
   Panelists
   
   Olga Voytenko
   
   Managing Director of Operational Resilience
   
   Silicon Valley Bank
   
   Nandita Jena
   
   Managing Director and Head of Operational Resilience, US Region Technology
   Infrastructure and Innovation
   
   CIBC

   

 * 13:00
   
   1:00 PM
   
   Lunch Break

   

 * WHEN IT HAPPENS: UNDERSTAND THE CHANGES THAT OCCUR WHEN A THREAT MATERIALIZES

   

 * 14:00
   
   2:00 PM
   
   Identify your critical business services and manage the intersection between
   operational resilience and third-party risk to ensure third-party resilience
   
   
   
    * Analyze your third-party supply chains to identify your mission-critical
      resources and potential weak links  
    * Assess at what point a service becomes an ‘important business service’ 
    * Discover the importance of communication between your institution and your
      third-party vendors through regular assessments 
    * Explore the value of having alternative third-party suppliers to ensure
      critical services can continue to operate  
    * Learn to adopt the appropriate language and enforce your standards upon
      third party suppliers
   
   
   
   
   
   
   Prateek Agarwal
   
   Head of Business Continuity and Crisis Management
   
   USAA

   

 * 14:40
   
   2:40 PM
   
   Case Study
   
   A connected world: Explore practical frameworks to support third party
   resiliency
   
   
   
    * Learn the best practices to manage your third-party supply ecosystem to
      ensure resilience in light of geopolitical threats 
    * Determine the maximum allowable downtime for critical operations  
    * Create robust business continuity plans and exit strategies for all
      material third-party relationships  
    * Enhance end to end visibility of supply chains to prevent disruption  
    * Learn to optimize the speed of recovery times 
   
   
   
   
   
   
   Chris Kennedy
   
   Senior Manager
   
   Charles Schawb
   
   
   
   Panelists
   
   Chris Kennedy
   
   Senior Manager
   
   Charles Schawb

   

 * 15:20
   
   3:20 PM
   
   Networking and Refreshment Break

   

 * 15:50
   
   3:50 PM
   
   Panel Discussion
   
   Learn how operational resiliency teams must react to mitigate disruption when
   a threat occurs
   
   
   
    * How should the priorities of operational resiliency teams alter when a
      threat occurs? 
    * Discuss how to mitigate disruption and continue to deliver critical
      services? 
    * How important is communication and reaction time when a threat impacts
      your institution? 
    * What are the best strategies to ensure reputation is not damaged in light
      of a crisis? 
   
   
   
   
   
   
   Prateek Agarwal
   
   Head of Business Continuity and Crisis Management
   
   USAA
   
   James Green
   
   Co-Founder
   
   Illuminate Advisory
   
   
   
   Panelists
   
   Prateek Agarwal
   
   Head of Business Continuity and Crisis Management
   
   USAA
   
   James Green
   
   Co-Founder
   
   Illuminate Advisory

   

 * 16:40
   
   4:40 PM
   
   Workshop
   
   Just Say Yes: How Operational Resilience Enables Organizations to Take Risks
   
   
   
   Masterclass Outcomes:  
   
   
    * Determine the risks that your organization need to be taking
    * Learn how to engage management to see resilience as a key component of
      business strategy
    * Understand the difference between risk and recklessness
   
   
   
    Why you should attend  
   
   
   Too often operational resilience professionals are in the business of saying
   no. But in the last two years the truly resilient organizations not only
   survived, they have thrived. Succeeding in today’s climate requires that
   organizations be innovative, and that requires that they take risks. They
   have to say “yes” to risk. But which risks? Operational resilience
   professionals often know the answer to this question better than anyone else
   in the organization, but its not in their nature to encourage the taking of
   more risk. In this session we will discuss how to change that mindset, ways
   to have positive risk conversations with management, and how to determine
   good risks for your organization.
   
   
    Topics:  
   
   
    * Two ships passing in the night? Being in compliance and being resilient
    * Management Engagement: The key to resilience
    * Risk as a competitive differentiator
   
   
   
   James Green
   
   Co-Founder
   
   Illuminate Advisory
   
   
   
   Panelists
   
   James Green
   
   Co-Founder
   
   Illuminate Advisory

   

 * 17:40
   
   5:40 PM
   
   Closing Comments from the Chair and End of Conference

   



Melini Hadjitheori

Digital Media & PR Marketing Manager

melinih@marcusevansch.com

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