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KZ


KARA A ZALK

PR


OVERVIEW

KARA A ZALK WAS A FINANCIAL ADVISOR.

KARA IS A PREVIOUSLY REGISTERED FINANCIAL ADVISOR AND STARTED THEIR CAREER IN
FINANCE IN 2021. KARA HAD WORKED AT 1 FIRM AND HAS PASSED THE SERIES 63, SERIES
7TO AND SIE EXAMS.

WANT TO COMPARE, MONITOR OR SEE DISCLOSURES (AND MORE) ABOUT THIS FINANCIAL
ADVISOR?


GET ACCESS TO OUR EXCLUSIVE
STATE-OF-THE-ART TOOLS FOR FREE

ADVISOR INFORMATION

ADVISOR PROFILE




DISCLOSURES



BEFORE WORKING WITH A FINANCIAL ADVISOR, IT IS IMPERATIVE TO SEE WHETHER OR NOT
THEY HAVE ANY DISCLOSURES AND IF THEY DO, WHETHER OR NOT YOU ARE COMFORTABLE
WITH THE DISCLOSURES THAT ARE ON THEIR RECORD.

DISCLOSURES IN THE FINANCIAL SERVICES INDUSTRY FALL UNDER THE FOLLOWING
CATEGORIES: CRIMINAL OR CIVIL PENALTIES, CUSTOMER DISPUTES, FINES, REGULATORY
ACTIONS, FINANCIAL, CIVIL BONDS, LIENS, SEPARATIONS WITH EMPLOYERS OR JUDGMENTS.

PLEASE WATCH THE VIDEO BELOW TO GET A BETTER UNDERSTANDING OF WHAT DISCLOSURES
ARE AND WHAT THEY LOOK LIKE, THEN CLICK THE BUTTON UNDERNEATH THAT TO GET
IMMEDIATE ACCESS TO SEE WHETHER OR NOT THIS FINANCIAL ADVISOR HAS ANY
DISCLOSURES.




GET ABSOLUTELY ESSENTIAL DISCLOSURE INFORMATION
ABOUT KARA A ZALK FOR FREE 

CREDENTIALS



CREDENTIALS (0)

STATE SECURITY LAW EXAM (1)

RR

SERIES 63

9/19/2021
Uniform Securities Agent State Law Examination

GENERAL INDUSTRY/PRODUCTS EXAM (2)

RR

SERIES 7TO

11/4/2021
General Securities Representative Examination
RR

SIE

8/23/2021
Securities Industry Essentials Examination

PRINCIPAL/SUPERVISORY EXAM (0)

STATE REGISTRATIONS (0)

SRO REGISTRATIONS (0)

FIRM INFORMATION

CURRENT EMPLOYER




PREVIOUS EMPLOYER (1)


BD

GOLDMAN SACHS & CO. LLC (#361)

11/4/2021 - 5/5/2023

NEW YORK, NY

FIRM PROFILE




FIRM DOCUMENTS




DIRECT OWNERS & EXECUTIVE OFFICERS




FIRM INFORMATION



KZ


KARA A ZALK

PR


EXPERIENCE: 1 YEARS / 1 FIRMS

CLAIM YOUR FREE PROFILE

CRD#: 7277405




THE LACK OF DUE DILIGENCE ON A FINANCIAL ADVISOR COSTS AMERICANS BILLIONS EACH
YEAR. WHILE MOST OF OUR PUBLIC INFORMATION COULD HELP YOU CHOOSE THE RIGHT
ADVISOR, TAKING A DEEPER DIVE INTO DISCLOSURES IS GOING TO SHED A DEEPER LIGHT
ON WHETHER OR NOT YOU FEEL COMFORTABLE MOVING FORWARD WITH A PARTICULAR
FINANCIAL ADVISOR.

DISCLOSURES RANGE FROM CRIMINAL OR CIVIL PENALTIES, CUSTOMER DISPUTES, FINES,
REGULATORY ACTIONS, FINANCIAL, CIVIL BONDS, LIENS, SEPARATIONS WITH EMPLOYERS OR
JUDGMENTS. ACCESS DISCLOSURES WITH A FREE ADVISORCHECK MEMBERSHIP.


GET ABSOLUTELY ESSENTIAL DISCLOSURE INFORMATION
ABOUT KARA A ZALK FOR FREE

NOT SURE YOU WANT TO WORK WITH KARA AND THINKING OF A FEW OTHER FINANCIAL
ADVISORS TO POTENTIALLY WORK WITH AS WELL?

COMPARE KARA AND UP TO TWO OTHER ADVISORS SIDE-BY-SIDE, JUST LIKE HOW YOU WOULD
PULL A CARFAX REPORT. 


COMPARE KARA A ZALK WITH UP TO
TWO OTHER ADVISORS AT A TIME FOR FREE

PLANNING TO CREATE A POTENTIALLY LIFE-LONG RELATIONSHIP WITH KARA?

ADVISORCHECK MEMBERSHIP TO SAVE THIS ADVISOR AND AS MANY OTHERS AS YOU WOULD
LIKE TO YOUR DASHBOARD.


MONITOR KARA A ZALK‘S NEGATIVE LEGAL, CRIMINAL,
REGULATORY, FINANCIAL AND ADDITIONAL ACTIVITIES FOR FREE

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ARE YOU THIS ADVISOR?
CLAIM YOUR FREE PROFILE HERE.

LEARN ABOUT THE BENEFITS ABOUT CLAIMING YOUR ADVISOR PROFILE.

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essential comparison, critical data, graphs, charts, and more to continually
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