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MCO ACQUIRES FAIRWORDS

Adding communication compliance software to suite of compliance solutions.

 

Read Press Release




STREAMLINE YOUR COMPLIANCE OPERATIONS

One powerful Compliance Management Platform that tackles tough challenges for
financial firms, all in one place and with one login.

Compliance Built Better.™

Download Brochure See All Products




MCO WINS BEST REGULATORY CHANGE SOLUTION

 

Read More





WHAT OUR CUSTOMERS SAY

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SIMPLE, RELIABLE AND FAIRLY PRICED TOOL

"MCO is an easy to use - for both users and administrators - tool that runs
reliably and has been serving us well for almost 10 years now. It is a
straightforward, no nonsense tool that does what it should and if there are any
issues, the service desk is very responsive and helpful. It is webbased so can
be accessed anytime anywhere as administrator and offers an App which is highly
apreciated..."

ng
Nina G.
Financial Services

MCO IS INSTRUMENTAL FOR COMPLIANCE NEEDS!

"MyComplianceOffice is a one-stop portal for all of our compliance needs. It has
been instrumental in streamlining our compliance processes in-house, and we have
found great value in it!"

ml
Melissa L.
Financial Services

9 YEAR USER

"MCO is very user friendly and helps streamline a lot of our compliance
responsibilities. It can also be customized to fit your specific needs."

ml
Matt L.
Financial Services

I USED MYCOMPLIANCE OFFICE AND I AM REALLY SATISFIED WITH THE TEAM'S ACTIONS AND
RESPONSIVITY

"Easy, straight, and forward to use. At any problem, the team is here to listen
and respond to my concerns or blockages"

ns
Nadir S.
Insurance

FULL OVERVIEW OF POSSIBLE LEGAL AND COMPLIANCE ISSUES

"The nice thing about this software is that this gives insights into the
business but also guidance on how to solve most issues. By making plots it is
perfect for a systemic integrated risk approach"

Huub V.
BI speciale

NEW MCO USER

"I had a great experience with onboarding. My onboarding team was responsive,
well versed in the software and made sure I understood everything I needed to
before concluding the onboarding. MCO is already saving me time and effort with
respect to our compliance program."

Ll
Lisa L.
Investment Management

SIMPLE, RELIABLE AND FAIRLY PRICED TOOL

"MCO is an easy to use - for both users and administrators - tool that runs
reliably and has been serving us well for almost 10 years now. It is a
straightforward, no nonsense tool that does what it should and if there are any
issues, the service desk is very responsive and helpful. It is webbased so can
be accessed anytime anywhere as administrator and offers an App which is highly
apreciated..."

ng
Nina G.
Financial Services

MCO IS INSTRUMENTAL FOR COMPLIANCE NEEDS!

"MyComplianceOffice is a one-stop portal for all of our compliance needs. It has
been instrumental in streamlining our compliance processes in-house, and we have
found great value in it!"

ml
Melissa L.
Financial Services

9 YEAR USER

"MCO is very user friendly and helps streamline a lot of our compliance
responsibilities. It can also be customized to fit your specific needs."

ml
Matt L.
Financial Services

I USED MYCOMPLIANCE OFFICE AND I AM REALLY SATISFIED WITH THE TEAM'S ACTIONS AND
RESPONSIVITY

"Easy, straight, and forward to use. At any problem, the team is here to listen
and respond to my concerns or blockages"

ns
Nadir S.
Insurance

FULL OVERVIEW OF POSSIBLE LEGAL AND COMPLIANCE ISSUES

"The nice thing about this software is that this gives insights into the
business but also guidance on how to solve most issues. By making plots it is
perfect for a systemic integrated risk approach"

Huub V.
BI speciale

NEW MCO USER

"I had a great experience with onboarding. My onboarding team was responsive,
well versed in the software and made sure I understood everything I needed to
before concluding the onboarding. MCO is already saving me time and effort with
respect to our compliance program."

Ll
Lisa L.
Investment Management
‹›




WHAT IS YOUR COMPLIANCE MANAGEMENT CHALLENGE?

Conflict of Interest Management

Insider List Management

Employee Compliance

eComms Surveillance

Senior Managers & Certification Regime

See All Areas of Concern

Learn how MCO helps global, highly regulated firms build long-term compliance
solutions.

Solutions Overview Visit our Blog

Numbers don't lie. With a growing customer base and 16+ years of experience
building and perfecting our compliance management software, the numbers tell a
story of promises delivered.

Client
Countries

105

Database
Users

1000 K

Rules Executed
Yearly

90 M

Records Processed
Yearly

800 M


WHY CHOOSE MCO?

We understand that making a change, means taking a risk. Whether moving from a
manual process or replacing a system, your concerns are ours. You can trust MCO
to know the stakes and strive to define the right journey for your firm.

Fully Integrated Platform
Modular Approach
Affordable
Easy to Use
Customer Support

THE POWER OF ONE

No more swivel chair compliance. Complete access to all your work in one place.
One portal with one login, one data source and an unprecedented level of risk
control.

BUILD IT YOUR WAY

No two companies have the same regulatory requirements, but all require
technology that works to their specification.  MyComplianceOffice modular
approach means purchase what is needed today and know that tomorrow's need can
be easily added.

GET MORE FOR LESS

SaaS technology is less costly to buy and install. MCO's platform with central
data center for all compliance modules means a cost-efficient and proactive
approach to managing regulated activities.

ENHANCE A CULTURE OF COMPLIANCE

User adoption is important. A simple, modern user interface combined with
minimal clicks makes it very easy for employees to use. System administrators
can quickly customize documents without IT involvement.

MAKE IT WORK FOR YOU

With clients in over 80 countries, MCO offers more extensive global support
capability than the competition, with 24 x 7 tech support and 20 x 5 customer
support.





KNOW YOUR EMPLOYEE (KYE)         EMPLOYEE COMPLIANCE

Automate monitoring and approval of employee compliance activities with an
intuitive interface enabling fulfillment of compliance obligations with minimal
effort. 

 * Gifts and hospitality
 * Political contributions
 * Outside business activities
 * Authorizations, registrations and licensing
 * Personal trading
 * Attestation and certifications
 * eComms Surveillance

Learn More about KYE

 


EMPLOYEE COMPLIANCE PRODUCTS


Employee Personal Trading
Gifts & Hospitality
Authorizations, Registrations & Licensing
Outside Business Activities
Political Contributions


KNOW YOUR TRANSACTIONS (KYT) TRANSACTION SURVEILLANCE

The issue of conduct risk is especially sensitive when it originates within the
core financial transactions of a firm. KYT helps firms mitigate risk that can
originate from breaches in market manipulation, insider trading, suitability,
conflicts of interest, fund mandate and investment banking activities.



Learn More about KYT


TRANSACTION SURVEILLANCE PRODUCTS


Insiders and MNPI
Trade Surveillance
Deal Review Management
Control Room Compliance
Suitability


KNOW YOUR OBLIGATIONS (KYO)         COMPLIANCE OVERSIGHT

Gain a holistic and aggregate view of the firm's risk profile to help compliance
set regulatory priorities, visually map obligations, identify gaps in policies
and procedures and streamline operations.

 * Regulatory Change Manager
 * Compliance Risk Manager
 * Compliance Assurance Manager
 * Policy Content Governor

Learn More about KYO

 


COMPLIANCE OVERSIGHT PRODUCTS


Regulatory Change Manager
Compliance Risk Manager
Compliance Assurance Manager
Policy Content Governor


KNOW YOUR THIRD PARTY (KYTP)        THIRD PARTY RISK MANAGEMENT

Manage and monitor the risks associated with third parties. Simplified approach
with streamlined technology improves internal processes while meeting increased
regulatory and audit scrutiny.

 * Third party on-boarding activities
 * Initial and ongoing third-party data management
 * Ongoing third-party due diligence
 * Anti-bribery / Anti-corruption program

Learn More About KYTP



FINANCIAL SERVICES COMPLIANCE MANAGEMENT SOFTWARE

Successful compliance management for financial services requires that firms
track and record the activities of a broad range of individuals, from internal
employees, senior executives and staffers to external customers, vendors, and
other third-party affiliates. Most firms have multiple activity compliance
management systems that track regulatory activities and identify risky behaviors
occurring in and between organizations.

Unfortunately, multiple regulatory compliance software systems often fail to
adequately assess data because they don’t monitor all behaviors and miss vital
information altogether (data gaps), or when more than one system monitors and
reports the same behaviors (data redundancy). Essentially, compliance management
systems fail because they don’t talk to each other—the right hand doesn’t know
what the left hand knows.

When systems fail, the risk of non-compliance soars, firms can suffer hefty
fines, regulatory sanctions, and even criminal charges.

Fortunately, firms can avoid compliance hazards by using MyComplianceOffice, one
compliance platform that provides many compliance products all in one place and
with one login.

A centralized Compliance Management platform provides a complete set of
integrated data, compliance evaluators can identify problems early and mitigate
risky behaviors before they escalate to critical levels.

Implementing an all-inclusive compliance management software not only helps a
firm better manage compliance risk, it also demonstrates to examiners and
regulators that they are serious about compliance management. Examiners look
favorably on firms that leverage compliance software to manage risk proactively.
Firms that use such systems greatly benefit with significantly fewer compliance
violations and costly risks.

Learn More


COMPLIANCE & CONFLICTS

Whitepapers & Webinars

MCO has a deep bench of technologists and an extensive network of compliance
experts who regularly provide best practices and latest trends in regulatory
compliance.

In this paper, MCO CEO, Brian Fahey, presents a fuller explanation of conduct
risk and compliance technology's impact on this challenge.

Download See All Guides



EXPLORE LATEST INSIGHTS AND EDUCATION RESOURCES FROM MCO

WEBINAR


BEYOND WISHFUL THINKING: HOW TO CREATE A THRIVING CULTURE OF COMPLIANCE

Learn More

BLOG POSTS


BLACKOUT PERIODS AND INSIDER TRADING RISK FOR LISTED COMPANIES

Read More

BLOG POSTS


MITIGATE EMPLOYEE INSIDER RISK WITH COMPLIANCE TECHNOLOGY

Read More


CONNECT WITH MCO EXPERTS

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