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Text Content

MenuClose MenuClose Menu
 * About IIROC Open submenu
 * Investors Open submenu
 * Markets Open submenu
 * Rules and Enforcement Open submenu
 * Members Open submenu
 * News and Publications Open submenu

Close submenuAbout IIROCClose MenuClose Menu
 * IIROC FAQ
 * What We Do
 * Executive Management Team Open submenu
 * Board of Directors Open submenu
 * Careers
 * Governance & Bylaws
 * Nominees to Other Boards
 * District Councils
 * Board Committees
 * Advisory Committees

Close submenuExecutive Management TeamClose MenuClose Menu
 * Laura McNeil

Close submenuBoard of DirectorsClose MenuClose Menu
 * Debra Doucette

Close submenuInvestorsClose MenuClose Menu
 * Choosing an Investment Advisor
 * Dealers We Regulate
 * Looking up an Investment Advisor or Firm Open submenu
 * How to Make a Complaint
 * Investor Alerts
 * Learning the Basics and Protecting Your Investments Open submenu
 * Investor Brochures, Bulletins & Other Resources Open submenu

Close submenuLooking up an Investment Advisor or FirmClose MenuClose Menu
 * Search outside IIROC

Close submenuLearning the Basics and Protecting Your InvestmentsClose MenuClose
Menu
 * External Investment Resources for Seniors
 * Tips to Spot and Prevent Fraud
 * Tips to Spot and Prevent Fraud
 * Understanding Financial Certifications

Close submenuInvestor Brochures, Bulletins & Other ResourcesClose MenuClose Menu
 * Investor Bulletins
 * Brochures and Investment Resources for Investors

Close submenuMarketsClose MenuClose Menu
 * Markets We Regulate
 * Trade Surveillance Open submenu
 * Canadian Bankers’ Acceptance Rates
 * Corporate and Government Bond Information
 * Reports, Statistics and Other Information Open submenu

Close submenuTrade SurveillanceClose MenuClose Menu
 * Surveillance Contacts
 * Trading Halts & Timely Disclosure
 * Cease Trade Orders
 * SMARTS Platform

Close submenuReports, Statistics and Other InformationClose MenuClose Menu
 * Monthly Client Debt Margin

Close submenuRules and EnforcementClose MenuClose Menu
 * Policy Priorities
 * IIROC Rules
 * UMIR Rules
 * Dealer Member Rules (repealed December 31, 2021)
 * Enforcement Open submenu
 * Whistleblower Service

Close submenuEnforcementClose MenuClose Menu
 * Unpaid Fines Report

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 * Becoming a Regulated Dealer
 * Becoming a Registered Individual
 * Becoming a Regulated Marketplace Open submenu
 * Continuing Education Open submenu
 * Fee Models
 * Dealer Member Compliance Open submenu
 * Cybersecurity & Technology
 * Client Identifiers
 * Forms and Templates

Close submenuBecoming a Regulated MarketplaceClose MenuClose Menu
 * Frequently Asked Questions about the National Registration Database (NRD)

Close submenuContinuing EducationClose MenuClose Menu
 * Webcast Catalogue

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 * Compliance Reviews and Reports
 * Sanctions Reporting
 * 2021 INDUSTRY BUSINESS CONTINUITY PLANNING (BCP) TEST FAQ

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 * News Releases
 * Halts and Resumptions Open submenu
 * Annual Reports
 * Strategic Plans and Annual Priorities
 * Enforcement Reports
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 * Exemptions Reports
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 * COVID-19
 * Enabling the Evolution of Advice in Canada Open submenu
 * Improving Self-Regulation for Canadians

Close submenuHalts and ResumptionsClose MenuClose Menu
 * Market Volatility

Close submenuEnabling the Evolution of Advice in CanadaClose MenuClose Menu
 * Foreword: Enabling the evolution of advice in Canada
 * Investors are changing
 * Foreword
 * The industry is transforming in response
 * Emerging digital business models and tools
 * Innovation headwinds in Canada
 * Opportunities to enhance engagement
 * Looking Ahead
 * About the consultation

Skip to main content

Investor Alert

IIROC is warning Canadian investors not to be fooled by Hashminer.io or
SaveFunds-Trading.com

More Info

 * English
 * Français

 * Contact
 * Ask a question or make a complaint


 * ABOUT IIROC
   
   A pan-Canadian, self-regulatory organization committed to protecting
   investors, market integrity and Canadians’ trust.
   
   Back
   
   
   ABOUT IIROC‌
   
   A pan-Canadian, self-regulatory organization committed to protecting
   investors, market integrity and Canadians’ trust.
   
   close
    * IIROC FAQ
    * What We Do
    * Executive Management Team
    * Board of Directors
    * Careers
    * Governance & Bylaws
    * Nominees to Other Boards
    * District Councils
    * Board Committees
    * Advisory Committees


 * INVESTORS
   
   Find the right advisor, make a complaint, or learn investment basics.
   
   Back
   
   
   INVESTORS‌
   
   Find the right advisor, make a complaint, or learn investment basics.
   
   close
    * Choosing an Investment Advisor
    * Dealers We Regulate
    * Looking up an Investment Advisor or Firm
    * How to Make a Complaint
    * Investor Alerts
    * Learning the Basics and Protecting Your Investments
    * Investor Brochures, Bulletins & Other Resources


 * MARKETS
   
   How we protect investors and ensure the integrity of markets in Canada.
   
   Back
   
   
   MARKETS‌
   
   How we protect investors and ensure the integrity of markets in Canada.
   
   close
    * Markets We Regulate
    * Trade Surveillance
    * Canadian Bankers’ Acceptance Rates
    * Corporate and Government Bond Information
    * Reports, Statistics and Other Information


 * RULES AND ENFORCEMENT
   
   Find information about policy, rules for our member community and
   enforcement.
   
   Back
   
   
   RULES AND ENFORCEMENT‌
   
   Find information about policy, rules for our member community and
   enforcement.
   
   close
    * Policy Priorities
    * IIROC Rules
    * UMIR Rules
    * Dealer Member Rules (repealed December 31, 2021)
    * Enforcement
    * Whistleblower Service


 * MEMBERS
   
   Resources for our Dealer Members and Marketplace Members.
   
   Back
   
   
   MEMBERS‌
   
   Resources for our Dealer Members and Marketplace Members.
   
   close
    * Becoming a Regulated Dealer
    * Becoming a Registered Individual
    * Becoming a Regulated Marketplace
    * Continuing Education
    * Fee Models
    * Dealer Member Compliance
    * Cybersecurity & Technology
    * Client Identifiers
    * Forms and Templates


 * NEWS AND PUBLICATIONS
   
   Discover the latest notices, publications, media releases, and halts and
   resumptions issued by IIROC.
   
   Back
   
   
   NEWS AND PUBLICATIONS‌
   
   Discover the latest notices, publications, media releases, and halts and
   resumptions issued by IIROC.
   
   close
    * News Releases
    * Halts and Resumptions
    * Annual Reports
    * Strategic Plans and Annual Priorities
    * Enforcement Reports
    * Compliance Priorities
    * Exemptions Reports
    * Notices and Guidance
    * Consultations
    * Regulatory and Investing Links
    * Registration Review Hearings
    * ePublications
    * COVID-19
    * Enabling the Evolution of Advice in Canada
    * Improving Self-Regulation for Canadians

Search

Search
Menu


WELCOME TO IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian
self‑regulatory organization that oversees all investment dealers and trading
activity on Canada’s debt and equity marketplaces. 

IIROC is committed to protecting investors, protecting market integrity, and
building Canadians’ trust in financial regulation and the people managing their
investments.
 

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital
markets.


IIROC HIGHLIGHTS

New Webcast: IIROC - IIAC Innovation Forum

This webcast features a discussion about the important contribution technology
brings to our personal and professional lives.

Don't be a victim

Follow these tips for avoiding fraud in the first place.

Improving Self-Regulation for Canadians

A new, enhanced, pan-Canadian SRO which consolidates the efforts of IIROC and
the MFDA will increase access to advice while better-protecting investors and
is precisely what Canadians and the industry that serves them deserve.


RECENT NOTICES AND NEWS RELEASES

View all Notices and News Releases
February 10, 2022
Compliance with IIROC’s Cybersecurity Incident Reporting Requirements
Notice of Implementation
February 10, 2022
Compliance with IIROC’s Cybersecurity Incident Reporting Requirements
Guidance Note
February 9, 2022
Investor Alert: Hashminer.io
General
February 9, 2022
List of floating and tracking error margin rates for qualifying Canadian and
U.S. index products
Technical
February 7, 2022
Custodial Agreements
Technical
February 4, 2022
Investor Alert: TradingSpace
General


QUICK LINKS

 * Halts and Resumptions
 * Cease Trade Orders
 * Dealers We Regulate
 * UMIR Rulebook
 * IIROC Rulebook
 * AdvisorReport
 * Notices
 * Consultations
 * Enforcement Proceedings
 * Continuing education and webinars
 * Careers


SPECIAL TOPICS

 * IIROC Rules Implementation
 * Cybersecurity
 * Self-regulation for Canadians
 * Clients Identifiers
 * COVID-19


MARKET RATES

Trade date: 2022/02/09


CANADA BANKERS' ACCEPTANCE (BA) RATE

 * 0.33353
   
   1 month

 * 0.55478
   
   3 month

 * BA Rate Historical Data (xls)
 * BA Rate Historical Data (Interactive version)
 * BA Rate Methodology (pdf)


CORPORATE AND GOVERNMENT DEBT TRADE INFORMATION

Providing greater transparency on Canadian Corporate and Government debt trading
activity.

 * Corporate and Government Debt Trade Information
 * Bond Trade Data (pdf)


NOTABLE

Investor Alert: UnicornFX

--------------------------------------------------------------------------------

Investor Alert: EliteSFX.com

--------------------------------------------------------------------------------

 


OPEN CONSULTATIONS‌

View All Consultations‌
Proposed Amendments respecting Reporting, Internal Investigation and Client
Complaint Requirements
Status:
Open
Date opened:
January 13, 2022


LEARN MORE ABOUT YOUR INVESTMENT ADVISOR.

Advisor Report


Other IIROC Sites:

 * Corporate and Government Debt Trade Information
 * IIROC Services
 * Notice of Basis Order

 * Website Terms of Use
 * Privacy
 * Social Media Terms of Use
 * Accessibility (pdf)

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