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CUSTOMER RELATIONSHIP SUMMARY

TEL: (415) 889-1010

info@uscapglobal.com

US CAPITAL GLOBAL SECURITIES, LLC
FORM CRS CUSTOMER RELATIONSHIP SUMMARY – APRIL 12, 2022


ITEM 1: INTRODUCTION

US Capital Global Securities, LLC (“USC”) is registered with the Securities and
Exchange Commission (SEC) as a broker-dealer and is a member of the Financial
Industry Regulatory Authority (FINRA) and the Securities Investor Protection
Corporation (SIPC). Brokerage and investment advisory services and fees differ,
and it is important for you to understand these differences. Free and simple
tools are available to research firms and financial professionals at
Investor.gov/CRS, which also provides educational materials about
broker-dealers, investment advisers, and investing.


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ITEM 2: WHAT INVESTMENT SERVICES AND ADVICE CAN YOU PROVIDE ME?

We offer brokerage services to retail investors,   including buying and selling
public/private equity. At all times, your USC representative will be acting in
the capacity of a Registered Representative of a broker-dealer. We do not offer
account monitoring to our retail clients. Our brokerage services are
non-discretionary: you make the ultimate decision regarding the purchase or sale
of investments.

We do not offer any proprietary products to retail clients. We impose no minimum
investment size, amount, or volume of transactions for brokerage services.
However, some public or private equities, that are  affiliates of USC, require a
minimum investment. These investments may require certain specific criteria such
as a minimum net worth.

We do not take custody or hold client assets or funds. Your investments are
maintained or held by the issuer.

Conversation Starters:
Given my financial situation, should I choose a brokerage service? Why or why
not? How will you choose investments to recommend to me?

What is your relevant experience, including your licenses, education, and other
qualifications?

What do those qualifications mean?


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ITEM 3A: WHAT FEES WILL I PAY?

For brokerage services, we charge a transaction-based commission that varies
according to the security and the amount invested. The commission is typically a
separate fee, add to the cost of your purchase. For bonds, the fee is typically
called a markup and is included in the price you pay for the bond. For
investments like funds, we receive transaction-based fees from the product
sponsor in the form of asset- based sales loads. The commission for transactions
in a brokerage account ranges between 2% to 8%.

For private placements, the commission and other fees are described in detail in
the offering memorandum.
More transactions and/or higher investment amounts equal more fees; therefore,
we have an incentive to encourage more transactions and investments of a higher
value.

You will pay fees and costs whether you make or lose money on your investments.
Fees and costs will reduce any amount of money you make on your investments over
time. Please make sure you understand what fees and costs you are paying.  See
our Regulation BI disclosures at
https://www.uscapglobalsecurities.com/disclosure or call us for assistance
415-889-1010.

Conversation Starters:
Help me understand how these fees and costs might affect my investments. If I
give you $10,000 to invest, how much will go to fees and costs, and how much
will be invested for me?


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ITEM 3B: WHAT ARE YOUR LEGAL OBLIGATIONS TO ME WHEN PROVIDING RECOMMENDATIONS?

When we provide you with a recommendation, we have to act in your best interest
and not put our interest ahead of yours. At the same time, the way we make money
creates a conflict with your interests. Please strive to understand and ask us
about these conflicts because they can affect the recommendations, we provide
you.

HOW ELSE DOES YOUR FIRM MAKE MONEY AND WHAT CONFLICTS OF INTEREST DO YOU HAVE?

Here are some examples to help you understand what this means: If we recommend
an equity security in a brokerage account, we will earn between 2% to 8%. If we
recommend a public or private equity or separately in a private transaction, we
will earn substantially more than 5% in sales concessions, warrants and other
compensation. You are strongly encouraged to read the prospectus and our
supplementary information to understand the costs and fees.

There are many risks and costs involved with investing. Please see our
Regulation BI Relationship Guide on our website at
https://www.uscapglobalsecurities.com /crs.html or, for equities offered and
other private investments, please carefully read the prospectus. Please also
carefully review and verify the accuracy of the information you provide us on
account applications, subscription documents and others.

Conversation Starters:
How might your conflicts of interest affect me, and how will you address them?


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ITEM 3C: HOW DO US CAPITAL GLOBAL SECURITIES, LLC FINANCIAL PROFESSIONALS MAKE
MONEY?

Our financial professionals receive compensation including a percentage of the
total commission or markup and a portion of the transaction confirmation fee for
every transaction they make. In some cases, we or the financial professional
will also receive warrants or other incentives for transactions in equities
offered on the Flash Funders portal, an affiliate of USC and/or for other
private offerings. These special incentives present a conflict of interest
because they provide an opportunity to recommend more frequent transactions or
to recommend an investment that will yield higher compensation. We address this
conflict by making full disclosure to you, through our non-discretionary
services, and by requiring a supervisor of our firm to oversee your
transactions.


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ITEM 4: DO YOU OR YOUR FINANCIAL PROFESSIONALS HAVE LEGAL OR DISCIPLINARY
HISTORY?

Yes. Our firm does have, and your Registered Representative may have disclosure
event(s). Visit https://www.investor.gov/CRS for a free and simple search tool
to research us and our financial professionals. Or visit
https://brokercheck.finra.org.

Conversation Starters:
As a financial professional, do you have any disciplinary history? For what type
of conduct?


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ITEM 5: ADDITIONAL INFORMATION

For additional information about our services, please contact your Registered
Representative or go to the Regulation BI Relationship Guide on the Disclosure
Page on our website at https://www.uscapglobalsecurities.com./crs.html If you
would like additional, up-to-date information or a copy of this disclosure,
please email compliance@uscapglobal.com.

Conversation Starters:
Who is my primary contact person? Is he or she a representative of an investment
adviser or a broker-dealer? Who can I talk to if I have concerns about how this
person is treating me?



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