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Market Abuse and Market Manipulation Summit

Strategies for detecting and combatting market abuse risk

AGENDA

Here's what's scheduled for the event. All times are in GMT.

08:20
Registration, networking coffee and breakfast..
 
09:00
Chair’s opening remarks

Jon Ford, Partner, Herbert Smith Freehills

09:10
Keynote address I: The FCA’s agenda to combat market abuse and enforcement
priorities

Therese Chambers, Co-Executive Director, Enforcement and Market Oversight,
Financial Conduct Authority

09:30
Keynote address II

The Government’s proposals in relation to extending the current criminal market
abuse framework
Speaker tbc, HM Treasury

09:50
Panel: Latest developments in combatting market abuse in practice including data
driven strategies and technologies

Moderator

Oliver Pegden, Partner, Clifford Chance

Panellists

Justin Nathan, Market Conduct, Surveillance, Glencore

10:35
Fireside chat: the practical impact on the market of the FCA’s CfD market abuse
peer review

In conversation with…

11:00
Morning coffee and networking break
 
11:25
Panel: European regulatory co-operation and enforcement: what are the
implications for UK based firms?

Moderator

Antonio Galino, Partner, Clifford Chance

Panellists

Carlo Milia, Director, Head of Market Abuse Investigation Unit, CONSOB

Raul Navarro, Deputy Director Equity Markets, CNMV 

12:10
Panel: Latest developments in market manipulation enforcement

Moderator

Jon Ford, Partner, Herbert Smith Freehills

Panellists

Greg Leonard, Senior Vice President, Cornerstone Research

Mark Compton, Head of Compliance UK, R.J. O’Brien
 

12:55
Lunch and Networking break
 
14:05
Afternoon Chair’s opening remarks

Chris Ninan, Partner, Herbert Smith Freehills

14:10
Panel: Latest developments in market manipulation enforcement

Panellists

Peter Mason, Head of Market Surveillance, LME

Alexander McDonald, CEO, European Venues and Intermediaries Association

Christopher Rich, General Counsel, Financial Markets Standards Board

14:50
Fireside chat: The impact of AI and new technology on facilitating market abuse
and how to stay ahead of it
 
15:10
Fireside chat: Market abuse challenges in the crypto market
 
15:35
Afternoon tea and networking
 
15:55
Presentation: Individual accountability and liability of senior managers under
the SMCR
 
16:15
Panel: Best practice in market abuse systems and controls

Louise Rodger, Director, Compliance, AFME

16:55
Chair’s closing remarks
 
17:00
Conference close
 

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unparalleled networking opportunities with your peers. The conference fee
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