www.broadridge.com Open in urlscan Pro
18.165.25.112  Public Scan

Submitted URL: https://app.info.broadridge.com/e/er?utm_campaign=ICS_G%26C_BRCC_AMER_CMPGN_Paperless%20Adoption_Aug23&utm_medium=email&utm_sour...
Effective URL: https://www.broadridge.com/legal/privacy-statement-english?utm_campaign=ICS_G%26C_BRCC_AMER_CMPGN_Paperless%20Adoption_Aug2...
Submission: On August 24 via api from US — Scanned from CA

Form analysis 4 forms found in the DOM

GET /search

<form method="get" action="/search">
  <!-- <input type="search" name="q" class="form__field__input--text search-box__input" id="nav__search-box" placeholder="Search" /> -->
  <input autocorrect="off" autocapitalize="off" spellcheck="false" role="combobox" aria-autocomplete="list" aria-expanded="true" title="Search Keyword" type="search" name="q" class="form__field__input--text search-box__input" id="nav__search-box"
    placeholder="Search">
  <div class="form__field search_submit"><button class="form__field__input form__field__input--button cta" aria-label="Contact Sales">Search</button></div>
  <a href="#" class="search-box__clear inactive">
                    <!--?xml version="1.0" encoding="UTF-8" standalone="no" ?-->
                    <svg width="20px" height="20px" viewBox="0 0 20 20" version="1.1" xmlns="https://www.w3.org/2000/svg" xmlns:xlink="https://www.w3.org/1999/xlink">
                        <title>Icon Search Clear</title>
                        <defs></defs>
                        <g id="search" stroke="none" stroke-width="1" fill="none" fill-rule="evenodd" opacity="0.5">
                            <g id="BR_Search_02_Predictive" transform="translate(-1101.000000, -120.000000)" fill="#FFFFFF">
                                <path d="M1111,120 C1105.5,120 1101,124.5 1101,130 C1101,135.5 1105.5,140 1111,140 C1116.5,140 1121,135.5 1121,130 C1121,124.5 1116.5,120 1111,120 L1111,120 Z M1114.91667,132.75 C1115.25,133.083333 1115.25,133.583333 1114.91667,133.916667 C1114.75,134.083333 1114.58333,134.166667 1114.33333,134.166667 C1114.08333,134.166667 1113.91667,134.083333 1113.75,133.916667 L1111,131.166667 L1108.25,133.916667 C1108.08333,134.083333 1107.91667,134.166667 1107.66667,134.166667 C1107.41667,134.166667 1107.25,134.083333 1107.08333,133.916667 C1106.75,133.583333 1106.75,133.083333 1107.08333,132.75 L1109.83333,130 L1107.08333,127.25 C1106.75,126.916667 1106.75,126.416667 1107.08333,126.083333 C1107.41667,125.75 1107.91667,125.75 1108.25,126.083333 L1111,128.833333 L1113.75,126.083333 C1114.08333,125.75 1114.58333,125.75 1114.91667,126.083333 C1115.25,126.416667 1115.25,126.916667 1114.91667,127.25 L1112.16667,130 L1114.91667,132.75 L1114.91667,132.75 Z" id="icon_SearchClear">
                                </path>
                            </g>
                        </g>
                    </svg>
                </a>
  <input type="hidden" name="Formmodel" value="flyout"><input type="hidden" name="Pagetype" value="Legal">
</form>

<form data-inquiry-type="Speak with a Sales Rep" novalidate="novalidate"><input name="elqFormName" type="hidden" value="web50_masterForm"> <input name="elqSiteID" type="hidden" value="2028774"><input name="datalayerheader" type="hidden"
    value="Talk to us"><input name="contact" type="hidden" value="on"><input name="elqCustomerGUID" type="hidden" value=""> <input name="elqCookieWrite" type="hidden" value="0"> <input name="segment" type="hidden"
    value=""><!-- data-form-target is the group of inputs to show, data-form-focus is the field in that group to focus on click --> <button class="form__expand-button" id="contact-broadridge__full-name" role="button"
    aria-label="Form Input Name Button" data-form-target="#contact-broadridge__user-name-fields" data-form-focus="#contact-broadridge__first-name"> <span class="contact-broadridge-full-name" id="contact-broadridge__name">Full Name</span> </button>
  <div class="form__group hidden" id="contact-broadridge__user-name-fields">
    <div class="form__field"><input name="name_first" class="form__field__input form__field__input--text form__field__input-group" id="contact-broadridge__first-name" aria-label="First Name" type="text" placeholder="First Name"
        data-expand-parent="#contact-broadridge__full-name"></div>
    <div class="form__field"><input name="name_last" class="form__field__input form__field__input--text form__field__input-group" id="contact-broadridge__last-name" aria-label="Last Name" type="text" placeholder="Last Name"
        data-expand-parent="#contact-broadridge__full-name"></div>
  </div>
  <div class="form__field"><input name="email_work" class="form__field__input form__field__input--text" aria-label="Work Email" type="text" placeholder="Work Email Address"></div>
  <div class="form__field"><input name="phone_business" class="form__field__input form__field__input--text" aria-label="Work Phone" type="text" placeholder="Work Phone"></div>
  <div class="form__group">
    <div class="form__field"><input name="company" class="form__field__input form__field__input--not-empty form__field__input--text" aria-label="Company Name" type="text" placeholder="Company Name"></div>
    <div class="form__field"><input name="job_title" class="form__field__input form__field__input--text" aria-label="Job Title" type="text" placeholder="Job Title"></div>
  </div>
  <div class="form__field">
    <div class="form__field__select-wrapper first-child-as-placeholder"><select name="country" class="form__field__input form__field__input--select" aria-label="Country">
        <option class="select__option" value="" disabled="" selected="">Country</option>
        <option value="United States">United States</option>
        <option value="Canada">Canada</option>
        <option value="United Kingdom">United Kingdom</option>
        <option value="Afghanistan">Afghanistan</option>
        <option value="Aland Islands">Aland Islands</option>
        <option value="Albania">Albania</option>
        <option value="Algeria">Algeria</option>
        <option value="Andorra">Andorra</option>
        <option value="Angola">Angola</option>
        <option value="Anguilla">Anguilla</option>
        <option value="Antarctica">Antarctica</option>
        <option value="Antigua and Barbuda">Antigua and Barbuda</option>
        <option value="Argentina">Argentina</option>
        <option value="Armenia">Armenia</option>
        <option value="Aruba">Aruba</option>
        <option value="Australia">Australia</option>
        <option value="Austria">Austria</option>
        <option value="Azerbaijan">Azerbaijan</option>
        <option value="Bahamas">Bahamas</option>
        <option value="Bahrain">Bahrain</option>
        <option value="Bangladesh">Bangladesh</option>
        <option value="Barbados">Barbados</option>
        <option value="Belarus">Belarus</option>
        <option value="Belgium">Belgium</option>
        <option value="Belize">Belize</option>
        <option value="Benin">Benin</option>
        <option value="Bermuda">Bermuda</option>
        <option value="Bhutan">Bhutan</option>
        <option value="Bolivia, Plurinational State of">Bolivia, Plurinational State of</option>
        <option value="Bonaire, Sint Eustatius and Saba">Bonaire, Sint Eustatius and Saba</option>
        <option value="Bosnia and Herzegovina">Bosnia and Herzegovina</option>
        <option value="Botswana">Botswana</option>
        <option value="Bouvet Island">Bouvet Island</option>
        <option value="Brazil">Brazil</option>
        <option value="British Indian Ocean Territory">British Indian Ocean Territory</option>
        <option value="Brunei Darussalam">Brunei Darussalam</option>
        <option value="Bulgaria">Bulgaria</option>
        <option value="Burkina Faso">Burkina Faso</option>
        <option value="Burundi">Burundi</option>
        <option value="Cambodia">Cambodia</option>
        <option value="Cameroon">Cameroon</option>
        <option value="Cape Verde">Cape Verde</option>
        <option value="Cayman Islands">Cayman Islands</option>
        <option value="Central African Republic">Central African Republic</option>
        <option value="Chad">Chad</option>
        <option value="Chile">Chile</option>
        <option value="China">China</option>
        <option value="Chinese Taipei">Chinese Taipei</option>
        <option value="Christmas Island">Christmas Island</option>
        <option value="Cocos (Keeling) Islands">Cocos (Keeling) Islands</option>
        <option value="Colombia">Colombia</option>
        <option value="Comoros">Comoros</option>
        <option value="Congo">Congo</option>
        <option value="Congo, the Democratic Republic of the">Congo, the Democratic Republic of the</option>
        <option value="Cook Islands">Cook Islands</option>
        <option value="Costa Rica">Costa Rica</option>
        <option value="Cote d'Ivoire">Cote d'Ivoire</option>
        <option selected="selected" value="">Country</option>
        <option value="Croatia">Croatia</option>
        <option value="Cuba">Cuba</option>
        <option value="Curacao">Curacao</option>
        <option value="Cyprus">Cyprus</option>
        <option value="Czech Republic">Czech Republic</option>
        <option value="Denmark">Denmark</option>
        <option value="Djibouti">Djibouti</option>
        <option value="Dominica">Dominica</option>
        <option value="Dominican Republic">Dominican Republic</option>
        <option value="Ecuador">Ecuador</option>
        <option value="Egypt">Egypt</option>
        <option value="El Salvador">El Salvador</option>
        <option value="Equatorial Guinea">Equatorial Guinea</option>
        <option value="Eritrea">Eritrea</option>
        <option value="Estonia">Estonia</option>
        <option value="Ethiopia">Ethiopia</option>
        <option value="Falkland Islands (Malvinas)">Falkland Islands (Malvinas)</option>
        <option value="Faroe Islands">Faroe Islands</option>
        <option value="Fiji">Fiji</option>
        <option value="Finland">Finland</option>
        <option value="France">France</option>
        <option value="French Guiana">French Guiana</option>
        <option value="French Polynesia">French Polynesia</option>
        <option value="French Southern Territories">French Southern Territories</option>
        <option value="Gabon">Gabon</option>
        <option value="Gambia">Gambia</option>
        <option value="Georgia">Georgia</option>
        <option value="Germany">Germany</option>
        <option value="Ghana">Ghana</option>
        <option value="Gibraltar">Gibraltar</option>
        <option value="Greece">Greece</option>
        <option value="Greenland">Greenland</option>
        <option value="Grenada">Grenada</option>
        <option value="Guadeloupe">Guadeloupe</option>
        <option value="Guatemala">Guatemala</option>
        <option value="Guernsey">Guernsey</option>
        <option value="Guinea">Guinea</option>
        <option value="Guinea-Bissau">Guinea-Bissau</option>
        <option value="Guyana">Guyana</option>
        <option value="Haiti">Haiti</option>
        <option value="Heard Island and McDonald Islands">Heard Island and McDonald Islands</option>
        <option value="Holy See (Vatican City State)">Holy See (Vatican City State)</option>
        <option value="Honduras">Honduras</option>
        <option value="Hong Kong">Hong Kong S.A.R</option>
        <option value="Hungary">Hungary</option>
        <option value="Iceland">Iceland</option>
        <option value="India">India</option>
        <option value="Indonesia">Indonesia</option>
        <option value="Iran, Islamic Republic of">Iran, Islamic Republic of</option>
        <option value="Iraq">Iraq</option>
        <option value="Ireland">Ireland</option>
        <option value="Isle of Man">Isle of Man</option>
        <option value="Israel">Israel</option>
        <option value="Italy">Italy</option>
        <option value="Jamaica">Jamaica</option>
        <option value="Japan">Japan</option>
        <option value="Jersey">Jersey</option>
        <option value="Jordan">Jordan</option>
        <option value="Kazakhstan">Kazakhstan</option>
        <option value="Kenya">Kenya</option>
        <option value="Kiribati">Kiribati</option>
        <option value="Korea, Democratic People's Republic of">Korea, Democratic People's Republic of</option>
        <option value="Korea, Republic of">Korea, Republic of</option>
        <option value="Kuwait">Kuwait</option>
        <option value="Kyrgyzstan">Kyrgyzstan</option>
        <option value="Lao People's Democratic Republic">Lao People's Democratic Republic</option>
        <option value="Latvia">Latvia</option>
        <option value="Lebanon">Lebanon</option>
        <option value="Lesotho">Lesotho</option>
        <option value="Liberia">Liberia</option>
        <option value="Libyan Arab Jamahiriya">Libyan Arab Jamahiriya</option>
        <option value="Liechtenstein">Liechtenstein</option>
        <option value="Lithuania">Lithuania</option>
        <option value="Luxembourg">Luxembourg</option>
        <option value="Macao">Macao</option>
        <option value="Macedonia, the former Yugoslav Republic of">Macedonia, the former Yugoslav Republic of</option>
        <option value="Madagascar">Madagascar</option>
        <option value="Malawi">Malawi</option>
        <option value="Malaysia">Malaysia</option>
        <option value="Maldives">Maldives</option>
        <option value="Mali">Mali</option>
        <option value="Malta">Malta</option>
        <option value="Martinique">Martinique</option>
        <option value="Mauritania">Mauritania</option>
        <option value="Mauritius">Mauritius</option>
        <option value="Mayotte">Mayotte</option>
        <option value="Mexico">Mexico</option>
        <option value="Moldova, Republic of">Moldova, Republic of</option>
        <option value="Monaco">Monaco</option>
        <option value="Mongolia">Mongolia</option>
        <option value="Montenegro">Montenegro</option>
        <option value="Montserrat">Montserrat</option>
        <option value="Morocco">Morocco</option>
        <option value="Mozambique">Mozambique</option>
        <option value="Myanmar">Myanmar</option>
        <option value="Namibia">Namibia</option>
        <option value="Nauru">Nauru</option>
        <option value="Nepal">Nepal</option>
        <option value="Netherlands">Netherlands</option>
        <option value="New Caledonia">New Caledonia</option>
        <option value="New Zealand">New Zealand</option>
        <option value="Nicaragua">Nicaragua</option>
        <option value="Niger">Niger</option>
        <option value="Nigeria">Nigeria</option>
        <option value="Niue">Niue</option>
        <option value="Norfolk Island">Norfolk Island</option>
        <option value="Norway">Norway</option>
        <option value="Oman">Oman</option>
        <option value="Pakistan">Pakistan</option>
        <option value="Palestinian Territory, Occupied">Palestinian Territory, Occupied</option>
        <option value="Panama">Panama</option>
        <option value="Papua New Guinea">Papua New Guinea</option>
        <option value="Paraguay">Paraguay</option>
        <option value="Peru">Peru</option>
        <option value="Philippines">Philippines</option>
        <option value="Pitcairn">Pitcairn</option>
        <option value="Poland">Poland</option>
        <option value="Portugal">Portugal</option>
        <option value="Qatar">Qatar</option>
        <option value="Reunion">Reunion</option>
        <option value="Romania">Romania</option>
        <option value="Russian Federation">Russian Federation</option>
        <option value="Rwanda">Rwanda</option>
        <option value="Saint Barthelemy">Saint Barthelemy</option>
        <option value="Saint Helena, Ascension and Tristan da Cunha">Saint Helena, Ascension and Tristan da Cunha</option>
        <option value="Saint Kitts and Nevis">Saint Kitts and Nevis</option>
        <option value="Saint Lucia">Saint Lucia</option>
        <option value="Saint Martin (French part)">Saint Martin (French part)</option>
        <option value="Saint Pierre and Miquelon">Saint Pierre and Miquelon</option>
        <option value="Saint Vincent and the Grenadines">Saint Vincent and the Grenadines</option>
        <option value="Samoa">Samoa</option>
        <option value="San Marino">San Marino</option>
        <option value="Sao Tome and Principe">Sao Tome and Principe</option>
        <option value="Saudi Arabia">Saudi Arabia</option>
        <option value="Senegal">Senegal</option>
        <option value="Serbia">Serbia</option>
        <option value="Seychelles">Seychelles</option>
        <option value="Sierra Leone">Sierra Leone</option>
        <option value="Singapore">Singapore</option>
        <option value="Sint Maarten (Dutch part)">Sint Maarten (Dutch part)</option>
        <option value="Slovakia">Slovakia</option>
        <option value="Slovenia">Slovenia</option>
        <option value="Solomon Islands">Solomon Islands</option>
        <option value="Somalia">Somalia</option>
        <option value="South Africa">South Africa</option>
        <option value="South Georgia and the South Sandwich Islands">South Georgia and the South Sandwich Islands</option>
        <option value="South Sudan">South Sudan</option>
        <option value="Spain">Spain</option>
        <option value="Sri Lanka">Sri Lanka</option>
        <option value="Sudan">Sudan</option>
        <option value="Suriname">Suriname</option>
        <option value="Svalbard and Jan Mayen">Svalbard and Jan Mayen</option>
        <option value="Swaziland">Swaziland</option>
        <option value="Sweden">Sweden</option>
        <option value="Switzerland">Switzerland</option>
        <option value="Syrian Arab Republic">Syrian Arab Republic</option>
        <option value="Tajikistan">Tajikistan</option>
        <option value="Tanzania, United Republic of">Tanzania, United Republic of</option>
        <option value="Thailand">Thailand</option>
        <option value="Timor-Leste">Timor-Leste</option>
        <option value="Togo">Togo</option>
        <option value="Tokelau">Tokelau</option>
        <option value="Tonga">Tonga</option>
        <option value="Trinidad and Tobago">Trinidad and Tobago</option>
        <option value="Tunisia">Tunisia</option>
        <option value="Turkey">Turkey</option>
        <option value="Turkmenistan">Turkmenistan</option>
        <option value="Turks and Caicos Islands">Turks and Caicos Islands</option>
        <option value="Tuvalu">Tuvalu</option>
        <option value="Uganda">Uganda</option>
        <option value="Ukraine">Ukraine</option>
        <option value="United Arab Emirates">United Arab Emirates</option>
        <option value="Uruguay">Uruguay</option>
        <option value="Uzbekistan">Uzbekistan</option>
        <option value="Vanuatu">Vanuatu</option>
        <option value="Venezuela, Bolivarian Republic of">Venezuela, Bolivarian Republic of</option>
        <option value="Viet Nam">Viet Nam</option>
        <option value="Virgin Islands, British">Virgin Islands, British</option>
        <option value="Wallis and Futuna">Wallis and Futuna</option>
        <option value="Western Sahara">Western Sahara</option>
        <option value="Yemen">Yemen</option>
        <option value="Zambia">Zambia</option>
        <option value="Zimbabwe">Zimbabwe</option>
      </select></div>
  </div>
  <input title="bot comments1" name="comments_87" class="botcomment" type="text" value="" tabindex="99998"> <input title="bot comments2" name="comments_88" class="botcomment" type="text" value="" tabindex="99999"> <input title="bot comments3"
    name="comments_89" class="botcomment" type="text" value="" tabindex="999999"> <input title="bot comments4" name="comments_90" class="botcomment" type="text" value="" tabindex="9999999"> <input title="bot comments5" name="comments_91"
    class="botcomment" type="text" value="" tabindex="99999999"> <input title="bot comments6" name="comments_92" class="botcomment" type="text" value="" tabindex="999999999">
  <div class="form__field"> <textarea title="Your Comments" name="comment" class="desktop_txtarea form__field__input form__field__input--textarea dsk-hide" id="textarea" onkeydown="limitText(this.form.comment,this.form.countdown);"
      onkeyup="limitText(this.form.comment,this.form.countdown);" onchange="limitText(this.form.comment,this.form.countdown);" placeholder="Please describe your request so we can better address your inquiry (25 character minimum)"
      minlength="25"> Please describe your request so we can better address your inquiry (25 character minimum)</textarea><span class="countSpan"><input class="comments_counter" title="text count" name="countdown" type="text"
        readonly="readonly"></span></div>
  <div class="form__field"><button class="form__field__input form__field__input--button cta" id="talk-to-us__submitSW" aria-label="Contact Sales" onclick="return false;" type="submit">Contact Sales</button></div>
  <input type="hidden" name="Formmodel" value="flyout"><input type="hidden" name="Pagetype" value="Legal">
</form>

GET /search

<form class="main-nav__search-form-wrapper" method="get" action="/search">
  <label style="display: none;" for="nav__search-box">search</label>
  <input autofocus="" autocorrect="off" autocapitalize="off" spellcheck="false" id="nav__search-box-bs-main" title="search keyword" name="q" class="main-nav__search-input search-box__input" type="text" aria-label="Search" placeholder="Search"
    tabindex="-1">
  <button id="search-box-button" class="main-nav__search-arrow form__field__input form__field__input--button cta" title="Submit search form" tabindex="-1">
    <svg width="20" height="20" viewBox="0 0 20 20" title="Submit arrow icon" fill="none" xmlns="http://www.w3.org/2000/svg">
      <circle cx="10" cy="10" r="9.5" stroke="white"></circle>
      <path d="M8.33301 5.55556L12.7775 10L8.33301 14.4444" stroke="white"></path>
    </svg>
  </button>
  <input type="hidden" name="Formmodel" value="flyout"><input type="hidden" name="Pagetype" value="Legal">
</form>

<form data-inquiry-type="Speak with a Sales Rep" novalidate="novalidate" class="form form--validate blueState-form">
  <input name="elqFormName" type="hidden" value="web50_masterForm">
  <input name="elqSiteID" type="hidden" value="2028774">
  <input name="datalayerheader" type="hidden" value="Talk to us">
  <input name="contact" type="hidden" value="on">
  <input name="formgtm" id="formGTM_header" type="hidden" value="Speak with a Sales Rep">
  <input title="bot comments1" name="comments_87" class="botcomment" type="text" value="" tabindex="99998">
  <input title="bot comments2" name="comments_88" class="botcomment" type="text" value="" tabindex="99999">
  <input title="bot comments3" name="comments_89" class="botcomment" type="text" value="" tabindex="99998">
  <input title="bot comments4" name="comments_90" class="botcomment" type="text" value="" tabindex="99998">
  <input name="elqCustomerGUID" type="hidden" value="8956a2fb-a3be-4f8a-b314-1c71bdce14e2">
  <input name="elqCookieWrite" type="hidden" value="0">
  <input name="segment" type="hidden" value="">
  <div class="form-element input form-element--narrow">
    <input aria-label="first_name" autofocus="" class="form-element__element input__element form__field__input form__field__input--text form__field__input-group" id="name_first_header" name="name_first" type="text" autocomplete="given-name"
      required="">
    <!--<label for="name_last" class="form-element__label">First name*</label>-->
    <label for="name_last" class="form-element__label input__label ">First Name<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element input form-element--narrow">
    <input aria-label="last_name" class="form-element__element input__element form__field__input form__field__input--text form__field__input-group" id="lastname_header" name="name_last" type="text" value="" autocomplete="given-name" required="">
    <label for="lastname" class="form-element__label input__label" aria-required="true">Last name<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element input ">
    <input aria-label="email" class="form-element__element input__element form__field__input form__field__input--text form__field__input-group" name="email_work" id="email_header" type="email" value="" autocomplete="email" required=""
      pattern="[a-zA-Z0-9.!#$%&amp;'*+/=?^_`{|}~-]+@[a-zA-Z0-9-]+(?:\.[a-zA-Z0-9-]+)*">
    <label for="email" class="form-element__label input__label">Work email address<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element input form-element--narrow">
    <input aria-label="phone" class="form-element__element input__element form__field__input form__field__input--text form__field__input-group" name="phone_business" id="tel_header" type="tel" value="" autocomplete="tel-national" required="">
    <label for="tel" class="form-element__label input__label">Telephone<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element select form-element--narrow">
    <select aria-label="country" class="form-element__element select__element form__field__input form__field__input--select" name="country" id="country_header" required="">
      <option class="select__option" value="" disabled="" selected="">Country</option>
      <option value="United States">United States</option>
      <option value="Canada">Canada</option>
      <option value="United Kingdom">United Kingdom</option>
      <option class="select__option" value="Afghanistan">Afghanistan</option>
      <option class="select__option" value="Aland Islands">Aland Islands</option>
      <option class="select__option" value="Albania">Albania</option>
      <option class="select__option" value="Algeria">Algeria</option>
      <option class="select__option" value="Andorra">Andorra</option>
      <option class="select__option" value="Angola">Angola</option>
      <option class="select__option" value="Anguilla">Anguilla</option>
      <option class="select__option" value="Antarctica">Antarctica</option>
      <option class="select__option" value="Antigua and Barbuda">Antigua and Barbuda</option>
      <option class="select__option" value="Argentina">Argentina</option>
      <option class="select__option" value="Armenia">Armenia</option>
      <option class="select__option" value="Aruba">Aruba</option>
      <option class="select__option" value="Australia">Australia</option>
      <option class="select__option" value="Austria">Austria</option>
      <option class="select__option" value="Azerbaijan">Azerbaijan</option>
      <option class="select__option" value="Bahamas">Bahamas</option>
      <option class="select__option" value="Bahrain">Bahrain</option>
      <option class="select__option" value="Bangladesh">Bangladesh</option>
      <option class="select__option" value="Barbados">Barbados</option>
      <option class="select__option" value="Belarus">Belarus</option>
      <option class="select__option" value="Belgium">Belgium</option>
      <option class="select__option" value="Belize">Belize</option>
      <option class="select__option" value="Benin">Benin</option>
      <option class="select__option" value="Bermuda">Bermuda</option>
      <option class="select__option" value="Bhutan">Bhutan</option>
      <option class="select__option" value="Bolivia, Plurinational State of">Bolivia, Plurinational State of</option>
      <option class="select__option" value="Bonaire, Sint Eustatius and Saba">Bonaire, Sint Eustatius and Saba</option>
      <option class="select__option" value="Bosnia and Herzegovina">Bosnia and Herzegovina</option>
      <option class="select__option" value="Botswana">Botswana</option>
      <option class="select__option" value="Bouvet Island">Bouvet Island</option>
      <option class="select__option" value="Brazil">Brazil</option>
      <option class="select__option" value="British Indian Ocean Territory">British Indian Ocean Territory</option>
      <option class="select__option" value="Brunei Darussalam">Brunei Darussalam</option>
      <option class="select__option" value="Bulgaria">Bulgaria</option>
      <option class="select__option" value="Burkina Faso">Burkina Faso</option>
      <option class="select__option" value="Burundi">Burundi</option>
      <option class="select__option" value="Cambodia">Cambodia</option>
      <option class="select__option" value="Cameroon">Cameroon</option>
      <option class="select__option" value="Cape Verde">Cape Verde</option>
      <option class="select__option" value="Cayman Islands">Cayman Islands</option>
      <option class="select__option" value="Central African Republic">Central African Republic</option>
      <option class="select__option" value="Chad">Chad</option>
      <option class="select__option" value="Chile">Chile</option>
      <option class="select__option" value="China">China</option>
      <option class="select__option" value="Chinese Taipei">Chinese Taipei</option>
      <option class="select__option" value="Christmas Island">Christmas Island</option>
      <option class="select__option" value="Cocos (Keeling) Islands">Cocos (Keeling) Islands</option>
      <option class="select__option" value="Colombia">Colombia</option>
      <option class="select__option" value="Comoros">Comoros</option>
      <option class="select__option" value="Congo">Congo</option>
      <option class="select__option" value="Congo, the Democratic Republic of the">Congo, the Democratic Republic of the</option>
      <option class="select__option" value="Cook Islands">Cook Islands</option>
      <option class="select__option" value="Costa Rica">Costa Rica</option>
      <option class="select__option" value="Cote d'Ivoire">Cote d'Ivoire</option>
      <option class="select__option" value="Croatia">Croatia</option>
      <option class="select__option" value="Cuba">Cuba</option>
      <option class="select__option" value="Curacao">Curacao</option>
      <option class="select__option" value="Cyprus">Cyprus</option>
      <option class="select__option" value="Czech Republic">Czech Republic</option>
      <option class="select__option" value="Denmark">Denmark</option>
      <option class="select__option" value="Djibouti">Djibouti</option>
      <option class="select__option" value="Dominica">Dominica</option>
      <option class="select__option" value="Dominican Republic">Dominican Republic</option>
      <option class="select__option" value="Ecuador">Ecuador</option>
      <option class="select__option" value="Egypt">Egypt</option>
      <option class="select__option" value="El Salvador">El Salvador</option>
      <option class="select__option" value="Equatorial Guinea">Equatorial Guinea</option>
      <option class="select__option" value="Eritrea">Eritrea</option>
      <option class="select__option" value="Estonia">Estonia</option>
      <option class="select__option" value="Ethiopia">Ethiopia</option>
      <option class="select__option" value="Falkland Islands (Malvinas)">Falkland Islands (Malvinas)</option>
      <option class="select__option" value="Faroe Islands">Faroe Islands</option>
      <option class="select__option" value="Fiji">Fiji</option>
      <option class="select__option" value="Finland">Finland</option>
      <option class="select__option" value="France">France</option>
      <option class="select__option" value="French Guiana">French Guiana</option>
      <option class="select__option" value="French Polynesia">French Polynesia</option>
      <option class="select__option" value="French Southern Territories">French Southern Territories</option>
      <option class="select__option" value="Gabon">Gabon</option>
      <option class="select__option" value="Gambia">Gambia</option>
      <option class="select__option" value="Georgia">Georgia</option>
      <option class="select__option" value="Germany">Germany</option>
      <option class="select__option" value="Ghana">Ghana</option>
      <option class="select__option" value="Gibraltar">Gibraltar</option>
      <option class="select__option" value="Greece">Greece</option>
      <option class="select__option" value="Greenland">Greenland</option>
      <option class="select__option" value="Grenada">Grenada</option>
      <option class="select__option" value="Guadeloupe">Guadeloupe</option>
      <option class="select__option" value="Guatemala">Guatemala</option>
      <option class="select__option" value="Guernsey">Guernsey</option>
      <option class="select__option" value="Guinea">Guinea</option>
      <option class="select__option" value="Guinea-Bissau">Guinea-Bissau</option>
      <option class="select__option" value="Guyana">Guyana</option>
      <option class="select__option" value="Haiti">Haiti</option>
      <option class="select__option" value="Heard Island and McDonald Islands">Heard Island and McDonald Islands</option>
      <option class="select__option" value="Holy See (Vatican City State)">Holy See (Vatican City State)</option>
      <option class="select__option" value="Honduras">Honduras</option>
      <option class="select__option" value="Hong Kong">Hong Kong S.A.R</option>
      <option class="select__option" value="Hungary">Hungary</option>
      <option class="select__option" value="Iceland">Iceland</option>
      <option class="select__option" value="India">India</option>
      <option class="select__option" value="Indonesia">Indonesia</option>
      <option class="select__option" value="Iran, Islamic Republic of">Iran, Islamic Republic of</option>
      <option class="select__option" value="Iraq">Iraq</option>
      <option class="select__option" value="Ireland">Ireland</option>
      <option class="select__option" value="Isle of Man">Isle of Man</option>
      <option class="select__option" value="Israel">Israel</option>
      <option class="select__option" value="Italy">Italy</option>
      <option class="select__option" value="Jamaica">Jamaica</option>
      <option class="select__option" value="Japan">Japan</option>
      <option class="select__option" value="Jersey">Jersey</option>
      <option class="select__option" value="Jordan">Jordan</option>
      <option class="select__option" value="Kazakhstan">Kazakhstan</option>
      <option class="select__option" value="Kenya">Kenya</option>
      <option class="select__option" value="Kiribati">Kiribati</option>
      <option class="select__option" value="Korea, Democratic People's Republic of">Korea, Democratic People's Republic of</option>
      <option class="select__option" value="Korea, Republic of">Korea, Republic of</option>
      <option class="select__option" value="Kuwait">Kuwait</option>
      <option class="select__option" value="Kyrgyzstan">Kyrgyzstan</option>
      <option class="select__option" value="Lao People's Democratic Republic">Lao People's Democratic Republic</option>
      <option class="select__option" value="Latvia">Latvia</option>
      <option class="select__option" value="Lebanon">Lebanon</option>
      <option class="select__option" value="Lesotho">Lesotho</option>
      <option class="select__option" value="Liberia">Liberia</option>
      <option class="select__option" value="Libyan Arab Jamahiriya">Libyan Arab Jamahiriya</option>
      <option class="select__option" value="Liechtenstein">Liechtenstein</option>
      <option class="select__option" value="Lithuania">Lithuania</option>
      <option class="select__option" value="Luxembourg">Luxembourg</option>
      <option class="select__option" value="Macao">Macao</option>
      <option class="select__option" value="Macedonia, the former Yugoslav Republic of">Macedonia, the former Yugoslav Republic of</option>
      <option class="select__option" value="Madagascar">Madagascar</option>
      <option class="select__option" value="Malawi">Malawi</option>
      <option class="select__option" value="Malaysia">Malaysia</option>
      <option class="select__option" value="Maldives">Maldives</option>
      <option class="select__option" value="Mali">Mali</option>
      <option class="select__option" value="Malta">Malta</option>
      <option class="select__option" value="Martinique">Martinique</option>
      <option class="select__option" value="Mauritania">Mauritania</option>
      <option class="select__option" value="Mauritius">Mauritius</option>
      <option class="select__option" value="Mayotte">Mayotte</option>
      <option class="select__option" value="Mexico">Mexico</option>
      <option class="select__option" value="Moldova, Republic of">Moldova, Republic of</option>
      <option class="select__option" value="Monaco">Monaco</option>
      <option class="select__option" value="Mongolia">Mongolia</option>
      <option class="select__option" value="Montenegro">Montenegro</option>
      <option class="select__option" value="Montserrat">Montserrat</option>
      <option class="select__option" value="Morocco">Morocco</option>
      <option class="select__option" value="Mozambique">Mozambique</option>
      <option class="select__option" value="Myanmar">Myanmar</option>
      <option class="select__option" value="Namibia">Namibia</option>
      <option class="select__option" value="Nauru">Nauru</option>
      <option class="select__option" value="Nepal">Nepal</option>
      <option class="select__option" value="Netherlands">Netherlands</option>
      <option class="select__option" value="New Caledonia">New Caledonia</option>
      <option class="select__option" value="New Zealand">New Zealand</option>
      <option class="select__option" value="Nicaragua">Nicaragua</option>
      <option class="select__option" value="Niger">Niger</option>
      <option class="select__option" value="Nigeria">Nigeria</option>
      <option class="select__option" value="Niue">Niue</option>
      <option class="select__option" value="Norfolk Island">Norfolk Island</option>
      <option class="select__option" value="Norway">Norway</option>
      <option class="select__option" value="Oman">Oman</option>
      <option class="select__option" value="Pakistan">Pakistan</option>
      <option class="select__option" value="Palestinian Territory, Occupied">Palestinian Territory, Occupied</option>
      <option class="select__option" value="Panama">Panama</option>
      <option class="select__option" value="Papua New Guinea">Papua New Guinea</option>
      <option class="select__option" value="Paraguay">Paraguay</option>
      <option class="select__option" value="Peru">Peru</option>
      <option class="select__option" value="Philippines">Philippines</option>
      <option class="select__option" value="Pitcairn">Pitcairn</option>
      <option class="select__option" value="Poland">Poland</option>
      <option class="select__option" value="Portugal">Portugal</option>
      <option class="select__option" value="Qatar">Qatar</option>
      <option class="select__option" value="Reunion">Reunion</option>
      <option class="select__option" value="Romania">Romania</option>
      <option class="select__option" value="Russian Federation">Russian Federation</option>
      <option class="select__option" value="Rwanda">Rwanda</option>
      <option class="select__option" value="Saint Barthelemy">Saint Barthelemy</option>
      <option class="select__option" value="Saint Helena, Ascension and Tristan da Cunha">Saint Helena, Ascension and Tristan da Cunha</option>
      <option class="select__option" value="Saint Kitts and Nevis">Saint Kitts and Nevis</option>
      <option class="select__option" value="Saint Lucia">Saint Lucia</option>
      <option class="select__option" value="Saint Martin (French part)">Saint Martin (French part)</option>
      <option class="select__option" value="Saint Pierre and Miquelon">Saint Pierre and Miquelon</option>
      <option class="select__option" value="Saint Vincent and the Grenadines">Saint Vincent and the Grenadines</option>
      <option class="select__option" value="Samoa">Samoa</option>
      <option class="select__option" value="San Marino">San Marino</option>
      <option class="select__option" value="Sao Tome and Principe">Sao Tome and Principe</option>
      <option class="select__option" value="Saudi Arabia">Saudi Arabia</option>
      <option class="select__option" value="" disabled="" selected="">Select Country</option>
      <option class="select__option" value="Senegal">Senegal</option>
      <option class="select__option" value="Serbia">Serbia</option>
      <option class="select__option" value="Seychelles">Seychelles</option>
      <option class="select__option" value="Sierra Leone">Sierra Leone</option>
      <option class="select__option" value="Singapore">Singapore</option>
      <option class="select__option" value="Sint Maarten (Dutch part)">Sint Maarten (Dutch part)</option>
      <option class="select__option" value="Slovakia">Slovakia</option>
      <option class="select__option" value="Slovenia">Slovenia</option>
      <option class="select__option" value="Solomon Islands">Solomon Islands</option>
      <option class="select__option" value="Somalia">Somalia</option>
      <option class="select__option" value="South Africa">South Africa</option>
      <option class="select__option" value="South Georgia and the South Sandwich Islands">South Georgia and the South Sandwich Islands</option>
      <option class="select__option" value="South Sudan">South Sudan</option>
      <option class="select__option" value="Spain">Spain</option>
      <option class="select__option" value="Sri Lanka">Sri Lanka</option>
      <option class="select__option" value="Sudan">Sudan</option>
      <option class="select__option" value="Suriname">Suriname</option>
      <option class="select__option" value="Svalbard and Jan Mayen">Svalbard and Jan Mayen</option>
      <option class="select__option" value="Swaziland">Swaziland</option>
      <option class="select__option" value="Sweden">Sweden</option>
      <option class="select__option" value="Switzerland">Switzerland</option>
      <option class="select__option" value="Syrian Arab Republic">Syrian Arab Republic</option>
      <option class="select__option" value="Tajikistan">Tajikistan</option>
      <option class="select__option" value="Tanzania, United Republic of">Tanzania, United Republic of</option>
      <option class="select__option" value="Thailand">Thailand</option>
      <option class="select__option" value="Timor-Leste">Timor-Leste</option>
      <option class="select__option" value="Togo">Togo</option>
      <option class="select__option" value="Tokelau">Tokelau</option>
      <option class="select__option" value="Tonga">Tonga</option>
      <option class="select__option" value="Trinidad and Tobago">Trinidad and Tobago</option>
      <option class="select__option" value="Tunisia">Tunisia</option>
      <option class="select__option" value="Turkey">Turkey</option>
      <option class="select__option" value="Turkmenistan">Turkmenistan</option>
      <option class="select__option" value="Turks and Caicos Islands">Turks and Caicos Islands</option>
      <option class="select__option" value="Tuvalu">Tuvalu</option>
      <option class="select__option" value="Uganda">Uganda</option>
      <option class="select__option" value="Ukraine">Ukraine</option>
      <option class="select__option" value="United Arab Emirates">United Arab Emirates</option>
      <option class="select__option" value="Uruguay">Uruguay</option>
      <option class="select__option" value="Uzbekistan">Uzbekistan</option>
      <option class="select__option" value="Vanuatu">Vanuatu</option>
      <option class="select__option" value="Venezuela, Bolivarian Republic of">Venezuela, Bolivarian Republic of</option>
      <option class="select__option" value="Viet Nam">Viet Nam</option>
      <option class="select__option" value="Virgin Islands, British">Virgin Islands, British</option>
      <option class="select__option" value="Wallis and Futuna">Wallis and Futuna</option>
      <option class="select__option" value="Western Sahara">Western Sahara</option>
      <option class="select__option" value="Yemen">Yemen</option>
      <option class="select__option" value="Zambia">Zambia</option>
      <option class="select__option" value="Zimbabwe">Zimbabwe</option>
    </select>
    <label for="country" class="form-element__label select__label">Country<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element input">
    <input aria-label="company name" class="form-element__element input__element form__field__input form__field__input--not-empty form__field__input--text" name="Company" id="company_header" type="text" value="" autocomplete="given-name" required="">
    <label title="company" for="Company Name" class="form-element__label input__label">Company name<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element input">
    <input aria-label="job title" class="form-element__element input__element form__field__input form__field__input--not-empty form__field__input--text" name="job_title" id="title_header" type="text" value="" autocomplete="given-name" required="">
    <label for="jobtitle" class="form-element__label input__label">Job title<span class="required-style" aria-hidden="true">*</span> <span class="sr-only">Required</span></label>
  </div>
  <div class="form-element textarea ">
    <!---<textarea title="comments" class="form-element__element textarea__element form__field__input form__field__input--textarea" name="comment" id="message" placeholder="" required=""></textarea>--->
    <label for="comment" class="form-element__label textarea__label"> What would you like a Broadridge sales representative to contact you about? </label>
    <textarea title="Your Comments" name="comment" class="desktop_txtarea form-element__element textarea__element form__field__input form__field__input--textarea dsk-hide" id="message_header"
      aria-label="What would you like a Broadridge sales representative to contact you about?" onkeydown="limitText(this.form.comment,this.form.countdown);" onkeyup="limitText(this.form.comment,this.form.countdown);"
      onchange="limitText(this.form.comment,this.form.countdown);" placeholder="Please describe your request so we can better address your inquiry (25 character minimum)" minlength="25" aria-required="true" aria-describedby="textarea-error"
      autocomplete="given-name" required=""></textarea>
    <span class="countSpan"><input tabindex="-1" title="Text Count" name="countdown" class="comments_counter" type="text" readonly="readonly"></span>
  </div>
  <button class="form__field__input form__field__input--button cta cta--secondary form__submit" id="sales-rep__submit_bs_header" aria-label="Contact Sales" onclick="return false;" type="submit">Contact Sales</button>
  <input type="hidden" name="Formmodel" value="flyout"><input type="hidden" name="Pagetype" value="Legal">
</form>

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 * Financial Services
   Expert solutions for financial services for over five decades
   * Asset Management
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Institutional Investors
     * Manage operational risk
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     * Enhance and simplify portfolio management
     Mutual Funds and ETF Providers
     * Access unique distribution insights
     * Maximize marketing communications
     * Drive a successful proxy outcome
     * Enhance and simplify portfolio management
     * Drive profitability with automated revenue and expense management
     * Maximize investor communications
     * Simplify regulatory reporting
     Retirement Services Providers
     * Optimize trade processing
     * Simplify regulatory and compliance reporting
     * Maximize participant and plan sponsor engagement
     * Equip advisors to grow their business
     Global Investment Managers
     * Enhance and simplify portfolio management
     * Manage risk and optimize operational efficiency
     * Drive profitability with automated revenue and expense management
     Alternative Managers
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     Fund Administrators and Prime Brokers
     * Adapt to growing investment complexity and regulatory burden
     * Support operational control and scalability
     CLO Managers
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     Private Debt
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   * Capital Markets and Banking
     
     
     
     
     
     * Transform trade life cycle
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     * Empower transformation with expertise
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   * Insurance
     
     
     
     
     
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     * Transform your print and digital communications
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     * Take your customers to the next level
   * Retail Banking
     
     
     
     
     
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     * Take your customers to the next level
   * Wealth Management
     
     
     
     
     
     
     
     
     
     
     
     
     Wealth Management Firms
     * Enhance advisor marketing
     * Tackle your Reg BI obligations with confidence
     * Enhance the client experience with dynamic advisor tools
     * Advance control, risk and support services
     * Transform your trade life cycle
     * Optimize your operating model with business process outsourcing
     * Empower your transformation with confidence
     Retirement Services Providers
     * Optimize trade processing
     * Simplify regulatory and compliance reporting
     * Maximize participant and plan sponsor engagement
     * Equip advisors to grow their business
     Trust Services Providers
     * Optimize business operations
 * Corporations
   Streamline shareholder communications and management
   * Corporate Issuer
     * Simplify the annual meeting process
     * Drive a successful proxy outcome
     * Simplify transfer agent services
     * Build your brand and engage shareholders
     * Gain insights and uncover opportunities
     * Streamline communications to drive down cost
     * Streamline disclosure and stay in compliance
     * Maximize ESG impact and bolster long-term sustainability
     Corporate Treasury
     * Increase efficiencies in managing cash and risk
     Law Firms
     * Streamline proxy and annual meeting services for your clients
     * Take companies public with single-source simplicity
     * Simplify capital markets and annual compliance disclosure
     Non-Listed Issuer
     * Enhanced shareholder engagement for alternative investments
 * Healthcare
   Improve the member and patient experience across the wellness journey
   * Enhance marketing and sales, empower agents and brokers, and engage members
   * Onboard members with personalized documents and experiences, including ID
     cards and welcome kits
   * Make an impact with your correspondence, statements, bills and wellness
     programs
   * Optimize and customize patient communications, including statements,
     Explanation of Payment (EOP) and claims
 * Telecom
   Attract, engage and retain customers by creating dynamic experiences
   * Reach customers across print and digital channels
   * Measure the impact of your communications
   * Deliver relevant, personalized digital and print communications
   * Transform your print and digital communications
   * Gain a single view of customer identities and preferences
   * Take your customers to the next level
 * Utilities
   Deliver exceptional experiences across communication channels
   * Reach customers across print and digital channels
   * Measure the impact of your communications
   * Deliver relevant, personalized digital and print communications
   * Transform your print and digital communications
   * Gain a single view of customer identities and preferences
   * Take your customers to the next level
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Expert solutions for financial services for over five decades
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   Expert solutions for financial services for over five decades
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     Institutional Investors
     * Manage operational risk
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Personal Information we collect, the sources of that information, the reasons we
collect it, and the types of people to whom we may disclose the information.

Please note that we may use and disclose any Personal Information for our
“Everyday Business Purposes”1 as permitted by law. We may also disclose any
Personal Information to our affiliates and to the service providers and
contractors that need to use the information to provide services to us. We have
contracts with these companies that require them to protect our information and
to comply with law. We may also disclose any information when required by law,
such as to law enforcement agencies or to parties in litigation, or to the
company you work for, when we are providing services to that company.

CATEGORY AND SOURCES OF PI

PURPOSES FOR COLLECTING THIS PI

DISCLOSURES OF THIS PI



Business Contact Information 

This is the type of information that can be found on your business card, such as
your name and title, company affiliation, mailing address, email address and
telephone number.

We collect this type of information from you and from publicly available
sources, such as financial institution sites and social media sites. We also may
receive your data from third parties, such as trade associations or trade shows.



We use this type of information to identify you and communicate with you,
including:

 * To send transactional messages (such as service confirmations);
 * To send marketing communications, surveys and invitations; and
 * To personalize our communications and provide customer service.



We may disclose this type of information to our service providers and
contractors and to:

 * Entities that deliver our communications, such as telecommunications
   carriers, couriers or the postal service; and
 * Social media companies such as LinkedIn which use the data only to identify
   which of our clients use their platforms so that we can deliver ads to you on
   the platform.



Business Customer Information

We collect “B2B” Personal Information about business professionals associated
with our commercial clients, suppliers and partners in the context of our
relationships we have with these companies. This includes:

 * Information about your authority to use our products and place orders with
   us;
 * Transaction records, including product usage, customer service, training and
   related records;



We use this type of information:

 * To fulfill our business relationship with you and/or our client;
 * To develop and maintain our relationship with you and our client, including
   sending you marketing communications as permitted by law and subject to your
   preferences;
 * For internal business purposes, such as finance, quality control, training,
   reporting and analytics;
 * For risk management, fraud prevention and similar purposes; and



We may disclose this type of information to:

 * our service providers and contractors; and
 * the company you work for, and other companies (such as your company’s
   affiliates and service providers), as needed for the commercial relationship
   (such as including your information on purchase documents that you
   authorize).

 * To provide the information, product or service requested by the individual or
   as reasonably expected given the context in which with the Personal
   Information was collected (such customer credentialing, providing customer
   service and preference management, providing product updates, bug fixes or
   recalls, and dispute resolution)
 * For identity and credential management, including identity verification and
   authentication, system and technology administration
 * To protect the security and integrity of systems, networks, applications and
   data, including detecting, analyzing and resolving security threats, and
   collaborating with cybersecurity centers, consortia and law enforcement about
   imminent threats
 * For fraud detection and prevention,
 * For legal and regulatory compliance, including all uses and disclosures of
   Personal Information that are required by law or for reasonably needed for
   compliance with company policies and procedures, such as: anti-money
   laundering programs, security and incident response programs, intellectual
   property protection and anti-piracy programs, and corporate ethics and
   compliance hotlines,
 * For corporate audit, analysis and reporting,
 * To enforce our contracts and to protect against injury, theft, legal
   liability, fraud or abuse, to protect people or property, including physical
   security programs
 * To de-identify the data or create aggregated datasets, such as for
   consolidating reporting, research or analytics,
 * To make back-up copies for business continuity and disaster recovery
   purposes, and
 * For corporate governance, including mergers, acquisitions and divestitures.

CATEGORY AND SOURCES OF PI

PURPOSES FOR COLLECTING THIS PI

DISCLOSURES OF THIS PI

 * Professional interests and credentials;
 * Relationship information, including marketing and communication preferences;
   and
 * Visitor logs.
   
   
   We collect this type of information from you and from your company. We also
   may receive your data from third parties, such as trade associations or trade
   shows.

 * For recordkeeping and compliance, including dispute resolution.



Unique Identifiers

Such as:

 * System identifiers;
 * Device identifiers; and
 * Advertising ID

We collect this type of information from your devices and from our online
partners, such as third parties, who place cookies containing advertising IDs on
your devices for us.



We use this type of information:

 * To identify you or your device, including to associate you with different
   devices that you may use;
 * For record-keeping and reporting, including for data matching;
 * For metrics and analytics; and
 * For online ad delivery and personalization.



We may disclose this type of information to our service providers and
contractors that fulfill orders and support our information technology and
security programs, including companies that assist us with fraud prevention,
detection and mitigation.

Advertising ID is shared with third party network advertising partners.

You can opt-out of the sale or sharing of your information with third parties by
visiting Your Privacy Choices.



Account Access Information

Such as:

 * Usernames and/or passwords; and
 * Account recovery information (such as security questions and answers).

We collect this type of information from you, when you establish an account or
change your password. We may create this information for you, such as if we
assign you a username or account number or issue you a temporary password.



We use this type of information:

 * To identify and authenticate you;
 * To enable you to engage in transactions with us (such as interacting with us
   online); and
 * For security and similar purposes.



We may disclose this type of information to our service providers and
contractors that assist with our information technology and security programs.



Online & Technical Information

Such as:

 * IP Address;
 * Device identifiers;
 * Device characteristics, including precise geolocation data;
 * Server and application logs; and
 * Data from cookies, pixel tags and other online tools.

We collect this type of information from your computer or devices when you
interact with our platforms, websites and applications. For example, when you
visit our websites, our server logs record your IP address and other
information. We may also receive this information from third parties, including
computer security services and advertising partners.

Please read our Cookie and Online Privacy Notice to learn more.



We use this type of information:

 * For system administration, technology management, including optimizing our
   websites and applications;
 * For information security and cybersecurity purposes, including detecting
   threats;
 * For other authorized purposes, such as if you consent to our use of precise
   geolocation data to deliver content to you based on your location;
 * For recordkeeping, including logs and records that are maintained as part of
   transaction information;
 * To better understand our clients and prospective clients and to enhance our
   relationship information, including by associating you with different devices
   and browsers; and
 * For online targeting and advertising purposes.



We may disclose this type of information to our service providers and
contractors who support our information technology programs or host our websites
and to third party network advertising partners.

You can opt-out of the sale or sharing of your information with third party
advertising partners by visiting Your Privacy Choices.



Audio Visual Information

Such as:

 * Call center recordings;
 * Voicemails; and
 * CCTV recordings.

We collect this type of information from you, and automatically, such as when we
record calls to our call center and use CCTV cameras in our facilities.



We use this type of information:

 * For internal business purposes, such as call recordings used for training,
   coaching or quality control; and
 * For premises security purposes and loss prevention.

We may disclose this type of information to our service providers and
contractors that support our information technology and security programs, and
our loss prevention programs.



Compliance data

Such as:

 * Records that demonstrate compliance with applicable laws, such as tax laws,
   occupational safety laws or privacy laws;
 * Records related to our internal compliance programs, such as data related to
   anti-money laundering and intellectual property programs; and
 * Records relating to complaints and internal investigations.

We collect this type of information from you and from third parties, including
companies that help us conduct internal investigations.



We use this type of information:

 * To comply with and demonstrate compliance with applicable laws;
 * For legal matters, including litigation and regulatory matters, including for
   use in connection with civil, criminal, administrative, or arbitral
   proceedings, or before regulatory or self-regulatory bodies, including
   service of process, investigations in anticipation of litigation, execution
   or enforcement of judgments and orders; and
 * For internal business purposes, such as risk management, audit, internal
   investigations, reporting and analytics.



We may disclose this type of information to our service providers and
contractors, including our lawyers, auditors and consultants, and to:

 * Clients, in connection with their audits of Broadridge; and
 * Other entities (including government agencies, courts and opposing law firms,
   consultants, process servers and parties to litigation) in connection with
   legal matters as required or permitted by law.

Please note that we may also use and disclose information about you that is not
personally identifiable. For example, we may publish reports or create products
that contain de-identified, aggregated or statistical data. These reports and
products do not contain any information that would enable the recipient to
contact, locate or identify you.

Broadridge does not sell any Personal Information for monetary consideration. We
may share Personal Information for cross-contextual behavioral advertising or
online targeted advertising. You can opt-out of our sharing of your data for
these purposes by visiting our privacy rights portal at Your Privacy Choices.

Client Confidential Information

Broadridge collects and processes consumer Personal Information as a service
provider to our clients. All such consumer information we process is considered
Confidential Information of our clients, and we only use and disclose this
information to provide services to our clients and as instructed by our clients.
Many of our clients are financial institutions which are regulated by laws such
as the Gramm-Leach-Bliley Act (“GLBA”), which, among other things, protects
non-public personal financial information of individuals who obtain financial
services from those financial institutions for personal, family, or household
use. GLBA addresses both financial privacy and safeguards to secure information.
Broadridge acts as a service provider to these clients, as defined under GLBA.

In some cases, we operate or host websites owned by our clients. On behalf of
our clients, we may collect Personal Information (including sensitive Personal
Information) when users access their accounts online or conduct transactions.
All information collected via these hosted sites is considered Confidential
Information of our clients. We also receive Personal Information directly from
our clients for processing, which is also Confidential Information of our
clients.

Our contracts with our clients govern the processing of this Confidential
Information, and the clients’ privacy statements provide information about their
privacy practices. If we have collected or received your Personal Information in
our capacity as a service provider to a Broadridge client with which you have a
financial account or relationship, that company can assist you with requests
related to exercising your privacy rights, as Broadridge cannot fulfill these
requests directly. We suggest you reach out to such company to learn more about
its privacy practices and make requests to exercise your rights. Broadridge
supports our clients as needed to help them respond to such requests.

Your Privacy Rights

Broadridge respects your rights to access, correct and request erasure or
restriction of your Personal Information as required by law. Depending on your
country or state of residence, these rights may include:

 * The right to be informed about our collection, use and disclosure of your
   Personal Information;
 * The right to know if we maintain your Personal Information, and if we do, to
   access that information (subject to the rights of others) and to request that
   we provide your information in a portable format;
 * The right to ask us to correct your information if it is incomplete or
   incorrect;
 * The right to object to our processing of your Personal Information, including
   the rights to object to:
 * * the sale of your Personal Information;
   * the sharing or use of your Personal Information for certain types of online
     targeted advertising;
   * the use of profiling or automated decision-making which might significantly
     affect you;
   * certain secondary uses and disclosures of sensitive Personal Information;
 * The right to withdraw your consent at any time, if we are processing your
   Personal Information based on your consent; and
 * The right to ask that we delete your Personal Information.

Depending on where you reside, you may have additional rights under applicable
law. To learn more and to exercise your rights, please visit our privacy rights
portal at Your Privacy Choices or contact us via email
at privacy@broadridge.com. We will need to confirm your identity before we can
fulfill most requests, as we need to be sure that your Personal Information is
not disclosed to an unauthorized recipient.

Please understand that these rights are subject to some limitations. For
example, we may require documentation to support certain corrections to your
information, and we generally cannot restrict or delete Personal Information in
those situations where our retention is required for our internal business
purposes or to comply with law.

We will not retaliate against you if you exercise your privacy rights.  

If we have collected or received your Personal Information in our capacity as a
service provider to a Broadridge client with which you have a financial account
or relationship, that company can assist you with requests related to exercising
your privacy rights, as Broadridge cannot fulfill these requests directly. We
suggest you reach out to such company to learn more about its privacy practices
and make requests to exercise your rights. Broadridge supports our clients as
needed to help them respond to such requests.

Cross-Border Transfers of Personal Information

Broadridge is headquartered in the United States and has offices, affiliates and
service providers around the world. Your Personal Information may be transferred
to other countries, which may not have similar privacy or data protection laws
to those where you live. However, Broadridge will always protect your Personal
Information, no matter where it may be stored. 

If you are located outside the United States, we generally use approved Standard
Contractual Clauses to authorize the transfers for Personal Information and to
demonstrate that the information remains adequately protected. Please contact us
via email at privacy@broadridge.com if you would like to learn more about our
cross-border transfers.

Analytics, Profiling and Automated Decision-Making

We may use analytics to understand how individuals interact with us and our
products, such as to assess engagement and for personalization and product
development purposes. We also use analytics for security and fraud prevention
purposes. However, we do not use profiling or automated decision-making tools to
make decisions that produce legal or similarly significant legal effects for
you. Any such decisions are made only based on human review.

Information Security

We take reasonable steps to help prevent the loss, misuse and alteration of the
information under our control. For example, we have implemented physical,
logical and administrative safeguards to protect and secure the information we
process and maintain. We also use encryption and firewall technologies to
protect sensitive information during online transmissions.

If you have registered at a Broadridge website or a hosted website, we recommend
that you do not divulge your password to anyone. We will never ask you for your
password in an unsolicited phone call or in an unsolicited e-mail. Also remember
to sign out of the registered site and close your browser window when you have
finished your work. This is to ensure that others cannot access your Personal
Information and correspondence if others have access to your computer.

Data Retention

We will retain your Personal Information for as long as the information is
needed for the purposes listed above and for any additional period that may be
required or permitted by law, such as for business, legal, accounting, or
reporting requirements or pursuant to client contract requirements.

The length of time your Personal Information is retained depends on the
purpose(s) for which it was collected, how it is used, and the requirements to
comply with applicable laws or client contracts. If you would like us to delete
your Personal Information collected directly by Broadridge, please contact us
via email at privacy@broadridge.com. If we do not have a legal basis for
retaining your information, we will delete it as required by applicable law. If
we have collected or received your Personal Information in our capacity as a
service provider to a Broadridge client with which you have a financial account
or relationship, that company can assist you with requests related to deleting
your Personal Information.

Changes to this Privacy Statement

From time to time, we may update this Privacy Statement to reflect new or
different privacy practices. The updated Privacy Statement will include the date
it was last updated. Additionally, if the changes will materially affect the way
we use or disclose previously collected Personal Information, we will notify you
about the change.

Privacy Protection Policy for Social Security Numbers

Broadridge may collect Social Security numbers in the ordinary course of certain
of our businesses. Broadridge has implemented reasonable technical, physical and
administrative safeguards to help protect the Social Security numbers from
unlawful use and unauthorized disclosure. All Broadridge employees and service
providers are required to follow these established procedures. 

In particular:

 * Access to Social Security numbers is limited to those associates and service
   providers who have a need to access the information to perform tasks for
   Broadridge; and
 * Social Security numbers are only disclosed to third parties in accordance
   with Broadridge’s established policies. Broadridge will only disclose Social
   Security numbers to those service providers, auditors, advisors, and/or
   successors in interest who are legally or contractually obligated to protect
   them or as required or permitted by law.

Other sites

Broadridge sites may contain links to other sites, including those of our
service providers. While we seek to link only to sites that share our high
standards and respect for privacy, we are not responsible for the privacy
practices employed by other sites.

Job Applicants and Human Resources (HR) Data

If you have applied for employment with Broadridge, the Personal Information
submitted with your job application will be used only for recruitment and other
customary human resources purposes. Prospective, current and former employees
and others whose data are processed in connection with our human resources
activities may contact the Broadridge Privacy Office via email
at privacy@broadridge.com or our Human Resources Department to get information
about Broadridge’s Human Resources privacy practices.


BROADRIDGE COOKIE AND ONLINE PRIVACY NOTICE

When you visit our website or use our mobile applications, we may collect
certain information by automated means, using technologies such as cookies,
pixel tags, browser tracking analysis tools, server logs and web beacons. We do
not, however, use tracking or cookie technology on pages of our websites that
provide “Notice and Access” hosting services to clients.

Cookies

When you visit our website, we place cookies on your computer. Cookies are small
text files that websites send to your computer or other Internet-connected
device to uniquely identify your browser or to store information or settings in
your browser. Cookies allow us to recognize you when you return. You have
choices about these cookies.

To learn more about the cookies we place and to exercise your choices, please
visit our privacy rights portal at Your Privacy Choices.

Click on the different category headings to find out more and change our default
settings according to your preference. You cannot opt-out of our Strictly
Necessary Cookies as they are deployed in order to ensure the proper functioning
of our website (such as prompting the cookie banner and remembering your
settings, to log into your account, to redirect you when you log out, etc.).
However, you can opt-out of our use of Performance, Functional and Targeting
Cookies.

Other Data Collection Technologies

We may also use Flash Cookies (also known as Local Stored Objects) and similar
technologies to personalize and enhance your online experience. We use Flash
cookies for security purposes and to help remember settings and preferences. We
do not use Flash cookies or similar technologies for behavioral or
interest-based advertising purposes. The Adobe Flash Player is an application
that allows rapid development of dynamic content, such as video clips and
animation. To manage Adobe Flash cookies, please visit Adobe’s website at
www.adobe.com.

These technologies also help us provide a customized experience and enable us to
detect certain kinds of fraud. In many cases, you can manage cookie preferences
and opt-out of having cookies and other data collection technologies used by
adjusting the settings on your browser. All browsers are different, so visit the
“help” section of your browser to learn about the privacy settings that may be
available. We do not use Flash Cookies to deliver targeted advertising.

In connection with marketing efforts, we may use pixel tags and web beacons,
which are tiny graphic images placed on website pages or in our emails that
allow us to determine whether you have performed a specific action. When you
access these pages or open or click an email, the pixel tags and web beacons
generate a notice of that action. These tools allow us to measure responses to
our communications and improve our websites and promotions. Information
collected using these technologies in our e-mails may be associated with the
recipient’s e-mail address.

For example, we may collect information from the device you use to access our
website, including your operating system type, browser type, domain, and other
system settings, as well as the language your system uses and the country and
time zone where your device is located. Our server logs also record the IP
address assigned to the device you use to connect to the Internet. An IP address
is a unique number that devices use to identify and communicate with each other
on the Internet. We may also collect information about the website you were
visiting before you visited our websites.

In many cases, the information we collect using cookies and other tools is only
used in a non-identifiable way, without any reference to Personal Information.
For example, we use information we collect about all website users to optimize
our websites and to understand website traffic patterns. In some cases, we do
associate the information we collect using cookies and other technology with
your Personal Information.

On some of our sites, such as www.broadridge.com and certain annual meeting
websites (e.g., the Virtual Shareholder Meeting, which may be customized for our
client), and mobile applications, Broadridge directly or through third parties
uses web analytics tools to provide Broadridge or its clients with information
about the use of these websites. 

Google Analytics

Google Analytics is a web analytics tool provided by Google, Inc. that helps
website owners understand how visitors engage with their website. Broadridge may
use Google Analytics to view a variety of reports about how visitors interact
with our websites so that we can improve them. Google Analytics uses cookies and
other tools, which generate information about your use of our website (including
your IP address). This information is transmitted to and stored by Google on
servers in the United States. Google uses this information to evaluate your use
of our website, report on website activity and provide other services to us.
Google may also transfer this information to third parties where required to do
so by law, or where such third parties process the information on Google’s
behalf. Google may combine this information with other data held by Google
pursuant to Google’s privacy policy available on Google’s website. You may
refuse the use of cookies by opting-out of our collection of data via
Performance, Functional and Targeting Cookies through our privacy rights portal
at Your Privacy Choices. For more information on how Google Analytics uses the
information it collects, please visit “How Google uses information from sites or
apps that use our services”, located
at www.google.com/policies/privacy/partners/.

Social Media Interactions and Interest-based Ads

Our websites may enable you to interact with us and others via social media
platforms, such as Facebook, Google, Twitter, LinkedIn and Instagram. While we
respect each social media platform’s privacy policies, we may collect Personal
Information about you if you choose to use these tools.

We may display interest-based ads to you when you are using these platforms.
These platforms allow us to personalize the ads that we display to you. We do
not share any of your Personal Information with these platforms, although we may
convert your Personal Information collected into unique numbers which can be
matched by the platform with its user to allow delivery of the advertising.
Although we do not provide any Personal Information to these platforms, they may
gain insights about individuals who respond to the ads we display.

To opt out of data sharing and online targeted advertising by Broadridge, visit
our privacy rights portal at Your Privacy Choices.

Other Third Party Relationships

Segment is an analytics tool provided by Segment.io, Inc. that helps Broadridge
collect and manage information about how visitors interact with our websites and
marketing communications. Some of Segment’s data collection is facilitated by
cookies, JavaScript libraries or web beacons and pixels. Broadridge also uses
Segment to more efficiently route data to other services, and to control how
data is exchanged between these services. This data may include information
about the identity of users (such as name, postal address, e-mail address, IP
address and phone number), as well as information about the websites they visit,
the features they use, and the actions they take.

Broadridge also uses web analytics tools provided by Adobe. These tools also
provide reporting and analytics functions that help us understand how visitors
engage with our websites. To learn more about the Adobe analytics products,
please visit http://www.adobe.com/privacy/marketing-cloud.html.

Broadridge provides a third party, Demandbase, Inc., with the IP addresses
recorded by Broadridge’s server logs of visitors to Broadridge’s sites.
Demandbase’s web analytics identify information about visitors to Broadridge’s
sites, including, without limitation, industry, size, location and revenue,
based on Demandbase’s database of company IP addresses.

You may refuse the use of these companies’ cookies by opting-out of our
collection of data via Performance, Functional and Targeting Cookies through our
privacy rights portal at Your Privacy Choices.


IMPORTANT INFORMATION FOR EEA, UNITED KINGDOM AND SWISS RESIDENTS

Broadridge is providing this additional information, as required by the EU
General Data Protection Regulation, for the benefit of individuals in the
European Economic Area (EEA), United Kingdom and Switzerland, to explain our
practices with regard to European Economic Area (EEA), United Kingdom and Swiss
personal data.

 1. Information about Broadridge

Broadridge Financial Solutions, Inc.
Attn: General Counsel
5 Dakota Drive
Suite 300
Lake Success, New York 11042
USA

Email: privacy@broadridge.com

If you have a question about our practices with respect to EEA, United Kingdom
or Swiss Personal Information, please email us at privacy@broadridge.com and
your request will be addressed by our European data protection officer who can
assist you.

 2. The Purposes and Legal Basis for Processing, including Legitimate Interests

We only process Personal Information when we have a legal basis for the
processing, such as:

 * To fulfill a contract with you or our client; and
 * With your or our client’s consent (where required and provided you have not
   objected, as may be applicable).

We may also process your Personal Information for our legitimate interests,
provided that such processing shall not outweigh your rights and freedoms. In
particular, we may process your Personal Information as needed to:

 * protect you, us or others from threats (such as security threats or fraud);
 * comply with the laws that are applicable to us around the world;
 * enable or administer our business, such as for the provision of services to
   our clients, quality control, consolidated reporting, and client service;
 * market our products and services to existing and prospective clients
 * manage corporate transactions, such as mergers or acquisitions; and
 * understand and improve our business or client relationships generally.

 3. The Purpose for which we Process your Personal Information

We process your Personal Information for the legitimate interests we have
referred to above and for the following purposes:

 * processing of customer data in accordance with our client contracts; and
 * payment processing and financial account management, contract management,
   website administration, business continuity and disaster recovery, security
   and fraud prevention, corporate governance, reporting and legal compliance.

 4. Your Rights

You always have the right to object to our marketing communications. To opt-out
of emails, simply click the link labeled “unsubscribe” at the bottom of any
email we send you. To revoke permissions that you may have given to send text
messages, text STOP in response to any message.  

Broadridge also respects the rights of EEA, United Kingdom and Swiss residents
to access, correct and request erasure or restriction of their Personal
Information as required by law. This means:

 * you generally have a right to know whether or not Broadridge maintains your
   Personal Information. If we do have your Personal Information, we will
   provide you with a copy (subject to the rights of others). If your
   information is incorrect or incomplete, you have the right to ask us to
   update it;
 * you have the right to object to our processing of your Personal Information;
 * you may also ask us to delete or restrict your Personal Information; and
 * you may also have the right to data portability in some circumstances.

If your Personal Information was provided to us by a client which is a company
with whom you have an account or relationship, you should reach out to such
company to learn more about its privacy practices and how to exercise your
rights.

If Broadridge has collected Personal Information directly from you, to exercise
these rights, please contact us via email at privacy@broadridge.com or write us
at the address above, and a member of our Privacy Office will assist you. Please
understand that we may need to verify your identity before we can process your
request.  

If you believe that we have processed your Personal Information in violation of
applicable law, you may file a complaint with the Broadridge Chief Privacy
Officer at privacy@broadridge.com or with a supervisory authority.

 5. International Transfers

Your Personal Information may be transferred to, stored at or processed in the
United States and other countries which may not have equivalent privacy or data
protection laws. However, we will always protect your information as described
in this Privacy Statement, no matter where it is stored.

We generally use approved Standard Contractual Clauses to assure that Personal
Information is adequately protected when it is transferred out of the EEA, the
United Kingdom or Switzerland to countries without an adequate level of data
protection, but we may also make transfers to recipients using other approved
data transfer mechanisms, including if declared adequate, an updated Privacy
Shield framework.

We process client data as needed to provide services to our clients, in
accordance with our contracts. For example, our clients use our services to
communicate with, manage and build relationships with their customers, investors
or shareholders. We use information about the individuals as needed to provide
these services and otherwise support our clients’ account management and
compliance functions. 

As permitted by our client contracts, we rely on some third parties to provide
services to us, such as data hosting, that may have access to client data.
Broadridge has contracts with these third parties to assure that client data is
protected at all times with appropriate privacy and security controls.

 6. Data Retention

We will retain your Personal Information for as long as the information is
needed for the purposes set forth above and for any additional period that may
be required or permitted by law. If we have collected or received your Personal
Information in our capacity as a service provider to a Broadridge client with
which you have a financial account or relationship, that company can assist you
with requests related to exercising your privacy rights, as Broadridge cannot
fulfill these requests directly. We suggest you reach out to such company to
learn more about its privacy practices and make requests to exercise your
rights. Unless we are required by law to retain your information, where we are:
(i) a data controller we will delete your Personal Information upon your
request; and (ii) a data processor, we will delete Personal Information pursuant
to the instruction of our client, the data controller. If Broadridge has
collected Personal Information from you directly, and you want to make a request
to delete such information, contact us via email at privacy@broadridge.com.

 7. Disclosure of Your Personal Information

Other than as set out in this Privacy Statement, your Personal Information will
not be sold, shared or provided to any third party:

 * we may share your Personal Information with our affiliates and subsidiaries;
   and
 * we may share your Personal Information with our vendors and subprocessors in
   connection with providing contracted services and products.

While we don’t sell, share or provide your Personal Information other than as
set forth in this Privacy Statement, our website includes a mechanism to manage
data shared with third parties via cookies through our privacy rights portal at
Your Privacy Choices.


IMPORTANT INFORMATION FOR CALIFORNIA RESIDENTS

This Broadridge Privacy Statement provides most of the information required by
the California Consumer Privacy Act and the California Privacy Rights Act
(collectively, the “CPRA”). This supplemental privacy notice gives California
residents the additional information required by the CPRA. Please note, if we
have collected or received your Personal Information in our capacity as a
service provider to a Broadridge client with which you have a financial account
or relationship, that company can assist you with requests related to exercising
your privacy rights, as Broadridge cannot fulfill these requests directly. We
suggest you reach out to such company to learn more about its privacy practices
and make requests to exercise your rights. These companies can authenticate you
and provide information about the rights that you may have under CPRA or other
applicable laws.

 1. Your California Privacy Rights

The CPRA provides California residents with specific privacy rights:

 * The right to know what Personal Information and sensitive Personal
   Information we collect;
 * The right to access your Personal Information;
 * The right to correct inaccurate Personal Information;
 * The right to request that we delete your Personal Information;
 * The right to know what categories of Personal Information are sold to third
   parties and to opt-out of that sale;
 * The right to know what categories of Personal Information are shared with
   third parties for cross-contextual behavioral targeting and to opt-out that
   sharing;
 * The right to limit the use and disclosure of sensitive Personal Information;
   and
 * The right not to be retaliated against for exercising your privacy rights.

Personal information of children under 16 cannot be sold or shared without
affirmative consent. We do not sell or share any Personal Information pertaining
to children.

If you are a California resident, you may exercise your rights by:

 * Calling our Toll-Free Number: (888) 237-7769
 * Visiting our privacy rights portal at Your Privacy Choices
 * Emailing privacy@broadridge.com
 * Writing to us at:

Broadridge Financial Solutions, Inc.
Attn: Chief Privacy Officer
5 Dakota Drive
Suite 300
Lake Success, New York 11042 USA

If you would like to designate an agent, please send an email from your own
email address to privacy@broadridge.com indicating the name and email address of
your agent. We will respond to that person’s requests using both your email
address and the agent’s email address.

If you are exercising CPRA access or deletion rights on behalf of another
person, please understand that we will need to verify your authority with the
person you seek to represent. 

We will not retaliate against you if you exercise your rights under CPRA.   

 2. Additional CPRA Right to Know Disclosures

Broadridge uses and discloses the following categories of Personal Information
described in this Privacy Statement.

Broadridge uses and discloses the following categories sensitive Personal
Information as described in more detail in this Privacy Statement. We do not
process any sensitive Personal Information for the purpose of informing
characteristics about you.

CATEGORY OF SENSITIVE PERSONAL INFORMATION

PURPOSES FOR USE AND DISCLOSURE

CAN YOU LIMIT THIS USE AND DISCLOSURE?



Government-issued Identification Numbers



We use and disclose Government-issued Identification Numbers in connection with
payments made to professionals for tax reporting and compliance.



No

Account log-in credentials

We use and disclose account access information as needed to allow you to access
your account, for account security purposes.

No

Financial account or payment card numbers

We use and disclose financial account and payment card numbers as needed to
process transactions.

No

Precise Geolocation Data

If you authorize our use of precise geolocation data in our mobile apps, we will
use it to deliver content to you based on your location.

Yes, you can disable sharing location data with us by changing the setting on
your mobile device

We do not collect other categories of sensitive Personal Information, such as
biometric identifiers, the contents of mail, email or texts, or non -public
information about your race, ethnicity, health, sex life or sexual orientation.

 3. Sale of Personal Information and Sharing of Personal Information for
    Cross-Contextual Behavioral Targeting; Collection of Personal Information by
    Third Parties

Broadridge does not sell any Personal Information for monetary consideration.

Some Broadridge websites allow third party advertising partners to utilize
cookies, web beacons or other technologies to deliver ads to you on our sites
and to deliver our advertisements to you on other sites. These third parties may
collect information about your online activities on our websites, and they may
use persistent identifiers to track you over time and across different websites
and other online services. You can opt-out of our sharing of your data for cross
contextual behavior advertising by visiting our privacy rights portal at Your
Privacy Choices. Our websites also recognize Global Privacy Control signals and
will respect your opt-out request if it is provided by your browser.

 4. Financial Incentives

Broadridge does not offer financial incentives for the collection or sale of
Personal Information. We may offer individuals the opportunity to receive free
content (such as white papers or reports) if they register with their email. If
you ask us to delete your information, you will not be able to receive new
content, but you can continue to use content that was sent to you previously.


IMPORTANT INFORMATION FOR BRAZILIAN RESIDENTS

Broadridge is providing this supplemental privacy notice to give individuals in
Brazil the additional information required by Federal Law No. 13,709/2018 -
General Data Protection Law of Brazil ("LGPD"). These provisions, together with
the statements in this Broadridge Privacy Statement, explain our practices for
personal data subject to LGPD (“Brazilian Data”).

 1. Information about Broadridge

This notice is being provided by Broadridge Financial Solutions, Inc.

Broadridge Financial Solutions, Inc.
Attn: General Counsel
5 Dakota Drive
Suite 300
Lake Success, New York 11042 USA

Our Brazilian affiliate is:

Broadridge Trading and Connectivity Solutions do Brazil LTDA

You may also contact the Broadridge Privacy Office by email
at privacy@broadridge.com.

 2. The Purposes and Legal Basis for Processing, including Legitimate Interests

This Broadridge Privacy Statement explains the reasons why we process Brazilian
Data. We only process Brazilian Data when we have a legal basis for the
processing, such as for the following types of processing activities:

 * To fulfill a contract with you or with your company (including providing
   support and service);
 * For closely related purposes, such as payment processing, account management,
   contract management, website administration, business continuity and disaster
   recovery, security and fraud prevention, corporate governance, reporting and
   legal compliance; and
 * With your consent (or provided you have not objected, as may be applicable),
   to respond to requests for information and to provide you with marketing
   communications.

We may also process your personal data for the purposes of our legitimate
interests (or for the legitimate interests of your company), provided that such
processing shall not outweigh your rights and freedoms. In particular, we may
process Brazilian Data as needed to:

 * Provided you have not objected, send you our own marketing materials;
 * Protect you, Broadridge or others from threats (such as security threats or
   fraud); 
 * Comply with the laws that are applicable to us around the world;
 * Enable or administer our business, such as for quality control, analytics,
   consolidated reporting, and product development;
 * Manage corporate transactions, such as mergers or acquisitions; and
 * Understand and improve our business or customer relationships generally. 

 3. Automated Decision-Making and Profiling

We may use analytics for product development purposes, such as to understand
product usage, or for security purposes, such as to identify unauthorized login
attempts. We will not make automated decisions about you that may significantly
affect you, unless: (1) the decision is necessary as part of a contract that we
have with you; (2) we have your explicit consent; or (3) we are required by law
to use the technology.

 4. When You are Required to Provide Personal Data to Broadridge

In most cases, you are not required by law to provide any personal data to
Broadridge. You are required to provide certain personal data to enable us to
enter into a contract with you, so that you can use our products and services,
including name and business contact information. Our “Talk to Us” and other
registration forms indicate which data elements are required.

 5. Your Rights

As noted in this Broadridge Privacy Statement, you always have the right to
object to our marketing communications. To opt-out of emails, simply click the
link labeled “unsubscribe” at the bottom of any email we send you. To revoke
permissions that you may have given to send text messages, text STOP in response
to any message.

Broadridge also respects the rights of Brazilian residents to access, correct
and request erasure or restriction of their personal data as required by LGPD.
This means:

 * You have a right to know if Broadridge maintains your personal data;
 * If we do have your personal data, you have the right to have access to the
   data;
 * You have the right ask us to correct or update incomplete, inaccurate or
   outdated information;
 * You have the right to ask us to anonymize, block or eliminate any unnecessary
   or excessive personal data, or any personal data processed in non-compliance
   with LGPD;
 * You have the right to data portability, in accordance with national authority
   regulations;
 * You have the right to receive information about the public and private
   entities with which we have shared your personal data; and
 * If we are processing your personal data on the basis of your consent, you
   also have the right to: (1) be informed about the possibility of not
   providing consent and consequences of not providing consent; (2) revoke your
   consent; and (3) ask us to delete your personal data, subject to our rights
   to retain data as provided by LGPD. 

To exercise these rights, please contact the Broadridge Privacy Office, and a
member of our privacy team will assist you. Please understand that we may need
to verify your identity before we can process your request. Additionally, your
rights may be subject to some limitations as provided by LGPD. If we deny your
request, we will explain the reasons for the denial.

If Broadridge is processing your personal data as a data processor, we will
refer you to our client for assistance with these requests. Broadridge supports
its clients in responding to requests as required by law.

If you believe that we have processed your personal data inappropriately, you
may also contact the Broadridge Privacy Office or other supervisory authority.
You may reach our Privacy Office by writing to privacy@broadridge.com.

 6. Data Sharing

As noted in this Broadridge Privacy Statement, we only share Brazilian Data:

 * With our affiliates, who use the personal data for the purposes set forth
   above; 
 * With our service providers (data processors) or others as needed to provide
   the services to you;
 * If you are affiliated with one of our customers, we may share your personal
   data with that customer;
 * With your consent, such as when you take advantage of a partner offer; or
 * As permitted by LGPD (such as in connection with the sale of business assets)
   or required by law.

 7. International Transfers

As noted in this Broadridge Privacy Statement, your personal data may be
transferred to, stored at, or processed in the United States and other countries
which may not have equivalent privacy or data protection laws. However,
Broadridge provides that Brazilian Data are always processed in compliance with
LGPD. Please contact the Broadridge Privacy Office if you would like more
information about our cross-border transfers.  

 8. Data Retention

We will retain your personal data for as long as the information is needed for
the purposes set forth in Section 2 above and for any additional period that may
be required or permitted by law. You may request that we delete your personal
data by contacting the Broadridge Privacy Office. If we do not have a legal
basis for retaining your information, we will delete it in accordance with
applicable law.


HOW TO CONTACT US AND OUR CHIEF PRIVACY OFFICER

Please contact us if you have any questions or comments about our privacy
practices or this Privacy Statement. You can always reach us via email
at privacy@broadridge.com. You can also reach us via mail at the postal address
provided below.

Broadridge Financial Solutions, Inc.
Attn: Chief Privacy Officer
5 Dakota Drive
Suite 300
Lake Success, New York 11042
USA

This Privacy Statement was last updated December 31, 2022.

--------------------------------------------------------------------------------

1 Everyday Business Purposes encompasses the Business Purposes (as defined by
California law) and following related purposes for which any Personal
Information may processed:

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provides the critical infrastructure that powers investing, corporate governance
and communications to enable better financial lives. We deliver
technology-driven solutions that drive digital transformation for our clients
and help them get ahead of today’s challenges to capitalize on what’s next.
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