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SEC MONITORING IMPACTS OF HURRICANE MILTON AND HURRICANE HELENE ON CAPITAL
MARKETS

The Securities and Exchange Commission is closely monitoring the impact of
Hurricane Milton on investors and capital markets. The SEC also continues to
monitor the prior impact of Hurricane Helene.




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SEC ENCOURAGES INVESTORS TO CHOOSE THEIR INFORMATION SOURCES WISELY DURING WORLD
INVESTOR WEEK

This marks the eighth year of World Investor Week, a global effort promoted by
the International Organization of Securities Commissions that brings together
regulators on six continents to raise awareness about the importance of investor
education and investor protection.
Oct. 7, 2024
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SEC CHARGES CUMBERLAND DRW FOR OPERATING AS AN UNREGISTERED DEALER IN THE CRYPTO
ASSET MARKETS

Oct. 10, 2024

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SEC ISSUES $12 MILLION AWARD TO JOINT WHISTLEBLOWERS

Oct. 10, 2024


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