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   * Securities Licensing
     
     Satisfy your regulatory requirements and pass your exams.
     
     * Registered Representative
       * SIE Exam Prep
       * Series 3
       * Series 6
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       * Series 31
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       * Series 50
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       * Series 63
       * Series 65
       * Series 66
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       * Series 99
     * Managers & Principals
       * Series 4
       * Series 9
       * Series 10
       * Series 14
       * Series 16
       * Series 24
       * Series 26
       * Series 27
       * Series 30
       * Series 51
       * Series 53
       * Series 54
     * Combo Packages
       * Series 6, SIE & 63
       * Series 7 & SIE & 63
       * Series 7 & SIE & 66
       * Series 9 & 10
       * Series 16 Part 1 & 2
       * Series 57 & SIE
       * Series 57 & SIE & 63
       * Series 86 & SIE
       * Series 86, Series 87 & SIE
       * Series 99 & SIE
     * Combo Packages
       * Series 6, SIE & 63
       * Series 7 & SIE & 63
       * Series 7 & SIE & 66
       * Series 9 & 10
       * Series 16 Part 1 & 2
       * Series 57 & SIE
       * Series 57 & SIE & 63
       * Series 86 & SIE
       * Series 86, Series 87 & SIE
       * Series 99 & SIE
   * Securities Continuing Education
     
     Stay compliant, expand your knowledge and meet regulatory requirements with
     online training.
     
     * Investment Advisor Representative (IAR)
     * Firm Element
   * Insurance Training
     
     Satisfy your state pre-licensing and continuing education requirements
     
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     * Insurance Continuing Education
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SECURITIES LICENSE EXAM PREP DESIGNED TO HELP YOU PASS THE FIRST TIME




 * 95% First-Time Pass Rates
 * Over 1,500,000 Financial Professionals Trained the Past 50 Years
 * Trusted by the Top 35 Banks and Broker-Dealers and 3,500 Corporate Clients
   Worldwide
 * Learn From the Industry’s Best-In-Class Instructors with Over 300 Years of
   Combined Experience

Find a program that is right for you:

Securities Licensing Securities Licensing SIE IAR CE FIRM Element CE Insurance
Licensing CFA FRM Resource Center
Securities Licensing
 * Securities Licensing
 * Securities Licensing
 * SIE
 * IAR CE
 * FIRM Element CE
 * Insurance Licensing
 * CFA
 * FRM
 * Resource Center

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MAKE A NAME FOR YOURSELF WITH THE FRM EXAM

Earn the most respected certification for financial risk management and join a
prestigious group of over 60,000 certified FRMs worldwide when you become a
Financial Risk Manager.

FRM EXAM PREP


BUNDLES MAKE IAR CONTINUING EDUCATION EASY TO COMPLETE

Get all you need to meet the new Investment Advisor continuing education
requirements today with easy and engaging bundles. Start now.

START YOUR IAR CE TODAY


SIE EXAM PREP: THE FIRST STEP IN A CAREER IN FINANCIAL SERVICES

Passing the SIE is a strong indication of financial industry readiness. Stand
out from other candidates by having the SIE under your belt. Kickstart your
financial career with STC’s SIE Exam Prep.

GET SIE EXAM PREP


FIRM ELEMENT TRAINING:

Avoid the hassle of designing Firm Element Training Courses. Choose from 100’s
of courses with content experts available for custom courses. Explore Firm
Element Training now.

EXPLORE FIRM ELEMENT TRAINING


CFA: OPEN NEW DOORS IN YOUR CAREER IN SECURITIES

Set yourself apart from the competition by earning your Chartered Financial
Analyst (CFA®) designation. Show employers your expertise in portfolio
management and investment analysis skills.

STUDY FOR CFA EXAM


MAKE A NAME FOR YOURSELF WITH THE FRM EXAM

Earn the most respected certification for financial risk management and join a
prestigious group of over 60,000 certified FRMs worldwide when you become a
Financial Risk Manager.

FRM EXAM PREP


BUNDLES MAKE IAR CONTINUING EDUCATION EASY TO COMPLETE

Get all you need to meet the new Investment Advisor continuing education
requirements today with easy and engaging bundles. Start now.

START YOUR IAR CE TODAY
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YOUR SUCCESS AS A LICENSED SECURITIES PROFESSIONAL STARTS HERE

Whether you are looking to start a career in financial services or insurance, we
have a wide range of study products designed to prepare you to pass your
qualifying exam.




SIE

The SIE (Securities Industry Essentials) Exam is a FINRA sponsored exam that is
a prerequisite to working within the financial services industry and launching
your Financial Services career. Individuals do not need to be associated with a
member firm to take the SIE. Follow our proven study best practices and we
guarantee you’ll pass.

Learn More



SERIES 7

Passing the FINRA Series 7 Exam is the next step in launching your career in the
securities industry. This exam, along with the SIE Exam, is required to be able
to sell a broad range of securities. To benefit from STC’s technology solutions
and up-to-date curriculum, choose one of our three different Prep Packages based
on your learning needs and prepare to pass the first time.

Learn More



SERIES 6

A Series 6 License is one of the first stepping stones to a successful financial
career and is a corequisite for the SIE Exam. Passing the Series 6 exam allows
you to sell certain securities products, such as mutual funds, variable
annuities, and unit investment trusts, which can broaden your product offerings
and make you more valuable to your clients. Choose from three different exam
prep packages taught by experienced instructors and get prepared to pass your
exam the first time!

Learn More


I wish I would have used STC from the beginning!

Bill W - Financial Advisor

Missouri


COLLEGE PROGRAM

In collaboration with our top corporate clients, we sponsor 15+ courses (and
periodic webinars) at over 35 universities nationwide. Our General Securities
College program allows students to learn practical and essential knowledge of
the securities industry that will make them more marketable to prospective
employers.

Learn More



CFA®

You can stand out in a highly competitive industry when you earn your Chartered
Financial Analyst (CFA®) Exam. Trusted by thousands, STC offers the #1 CFA® Exam
Prep platform. Prepare smarter and be ready to pass on your first try!

Learn More



IAR CE

Choose from over 30 NASAA approved IAR CE courses written by industry experts
and covering today's trending financial topics. Courses are offered in both
six-hour and 12-hour bundles. Complete your IAR CE swiftly with guided course
selection and earn free CFP CE credits.

Learn More




WHY CHOOSE STC FOR YOUR SECURITIES LICENSING TRAINING?

Whenever and wherever you prefer to prepare for your exam, we have the tools to
help you succeed on your professional path to success in securities, financial
services and insurance.

FINRA and Insurance licensing made easy.
95% of students pass their first time with STC.

STC was founded over 50 years ago with one purpose in mind - to help you pass
your licensing exam and begin to achieve your professional goals. At our core,
we are here to change lives and help you realize your dreams.

We also understand that people learn differently. That’s why we’ve spent
thousands of hours perfecting our study materials and proven learning
methodology. In addition to offering the widest variety of study options, STC
offers live and virtual classes and ON-Demand lectures which put you in control
of your training experience. Our study manual is available in online and print
formats, plus our mobile app for IOS lets students conveniently synch with their
STCI Homeroom from their mobile device.

Whenever and wherever you prefer to prepare for your exam, we have the tools to
help you succeed on your professional path to success.




SEE WHAT OUR STUDENTS & PARTNERS SAY

I just wanted to share my feedback on the Series 7 class that I took in NYC
8/1-8/4, with David Morris as the instructor. I found the class to be
instrumental in my preparation for the exam. The content encompassed all the
salient points that were important for the test, and David is a great
instructor. He is very knowledgeable, engaging, breaks concepts down for easier
understanding, and has great rapport with his students. I’m very happy to say
that I passed the Series 7 test today, and I credit STC and David’s instruction
in ensuring that I had the necessary knowledge necessary for the test.

- John H., FINANCIAL ADVISER, St. Louis Missouri

I took the Series 24 yesterday and passed with flying colors. I felt very
confident as I was going through the exam. Thank you for the great review course
and tips.

- John C., FINANCIAL ADVISER, Charlottesville North Carolina

My sincere thanks and appreciation for your unwavering support through my Series
7 prep. I was able to pass the exam this weekend and sincerely could not have
done it without the help you all lended me via multiple phone calls and email
communications. Thank you from the bottom of my heart for being patient with me
and helping me work through my weak areas.

After experiencing such excellent customer service with STC for both the SIE and
the 7, it was an easy decision to choose STC again for the 66. I look forward to
working with you all further as I tackle this next exam. Thanks again for
everything! Cheers!

- Rich D., FINANCIAL ADVISER, St. Louis Missouri

I passed the NY State LAH exam today – I got an 81. Thanks for the great
training material.

- Nick C., FINANCIAL ADVISOR, New York New York

Good Afternoon Dave, I took your class this week and let me again say thank you.
It was very clear to me how much you love your job and that you truly care about
all of us passing, which I’m not sure I can say about some of the other testing
companies I’ve previously used. Again, thank you for your hard work this week
and I look forward to speaking to you soon to tell you I passed. I promise you
will be third on my list of people to tell when I pass, just behind my
girlfriend and dad, I’ll even do it before my manager!

- Evan R., FINANCIAL ADVISER, Chicago Illinois

I just wanted to share my feedback on the Series 7 class that I took in NYC
8/1-8/4, with David Morris as the instructor. I found the class to be
instrumental in my preparation for the exam. The content encompassed all the
salient points that were important for the test, and David is a great
instructor. He is very knowledgeable, engaging, breaks concepts down for easier
understanding, and has great rapport with his students. I’m very happy to say
that I passed the Series 7 test today, and I credit STC and David’s instruction
in ensuring that I had the necessary knowledge necessary for the test.

- John H., FINANCIAL ADVISER, St. Louis Missouri

I took the Series 24 yesterday and passed with flying colors. I felt very
confident as I was going through the exam. Thank you for the great review course
and tips.

- John C., FINANCIAL ADVISER, Charlottesville North Carolina

My sincere thanks and appreciation for your unwavering support through my Series
7 prep. I was able to pass the exam this weekend and sincerely could not have
done it without the help you all lended me via multiple phone calls and email
communications. Thank you from the bottom of my heart for being patient with me
and helping me work through my weak areas.

After experiencing such excellent customer service with STC for both the SIE and
the 7, it was an easy decision to choose STC again for the 66. I look forward to
working with you all further as I tackle this next exam. Thanks again for
everything! Cheers!

- Rich D., FINANCIAL ADVISER, St. Louis Missouri

I passed the NY State LAH exam today – I got an 81. Thanks for the great
training material.

- Nick C., FINANCIAL ADVISOR, New York New York

Good Afternoon Dave, I took your class this week and let me again say thank you.
It was very clear to me how much you love your job and that you truly care about
all of us passing, which I’m not sure I can say about some of the other testing
companies I’ve previously used. Again, thank you for your hard work this week
and I look forward to speaking to you soon to tell you I passed. I promise you
will be third on my list of people to tell when I pass, just behind my
girlfriend and dad, I’ll even do it before my manager!

- Evan R., FINANCIAL ADVISER, Chicago Illinois

I just wanted to share my feedback on the Series 7 class that I took in NYC
8/1-8/4, with David Morris as the instructor. I found the class to be
instrumental in my preparation for the exam. The content encompassed all the
salient points that were important for the test, and David is a great
instructor. He is very knowledgeable, engaging, breaks concepts down for easier
understanding, and has great rapport with his students. I’m very happy to say
that I passed the Series 7 test today, and I credit STC and David’s instruction
in ensuring that I had the necessary knowledge necessary for the test.

- John H., FINANCIAL ADVISER, St. Louis Missouri

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CORPORATE SOLUTIONS

STC offers training on all FINRA required exams, Life and Health qualified
education, and continuing education for securities registered members. Over
3,500 satisfied corporate clients trust us for their employee training and to
fulfill exam requirements.

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