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GLOBAL BANKING & MARKETS - REGULATORY OPERATIONS ASSOCIATE - FRANKFURT

Frankfurt, Hessen, Germany



JOB DESCRIPTION

YOUR IMPACT

We’re looking for a professional individual who wants to apply their financial
market knowledge and further develop their understanding of a growing sector of
the financial markets at the heart of regulatory reform.  With the continued
high rate of change in the regulatory reporting space, Regulatory Operations
professionals have the platform to significantly impact their environment and
the wider business.

Our team is seeking a professional who is looking to collaborate with multiple
stakeholders to improve the firm's compliance rates across various obligations.

OUR IMPACT


Operations division is a dynamic, multi-faceted organization that partners with
all parts of the firm to provide banking, securities, and asset management
services to clients around the world. In addition, Operations provides essential
risk management and controls to preserve and enhance the firm's assets and its
reputation. For every new product launched and every trade executed, it is
Operations that develops and manages the processes and controls that enable
business flow. 

We are a globally located team that exists to ensure that the firm fulfills a
wide range of non-financial regulatory reporting obligations. Our team of
critical thinkers partners with groups in all areas of the firm to perform
financial analytics and reporting as well as data analytics and engineering. Our
division also provides critical operations design and handles capital markets
operations to ensure business flows smoothly across our global offices. From day
one, team members play a vital role in upholding the three Operations principles
of client focus, process innovation and risk management.

Regulatory Operations team is responsible for reporting to external stakeholders
in the EMEA region, including the reporting and monitoring of trade, transaction
and position information across a wide range of traded financial products and
business lines.  The characteristics of the team have to marry the firm’s
culture of teamwork and diligence with the nature of regulatory obligations:
ever changing with a need for precision and fast turnaround.

 

HOW YOU WILL FULFILL YOUR POTENTIAL

 * Develop expert knowledge in Regulatory requirements, processes and systems
   across global jurisdictions
 * Investigate, remediate and provide supervisory guidance on issues with
   regulatory reports and develop control improvements including automation of
   manual processes
 * Provide oversight of the impact assessments done on these reports for new
   markets, new products, business reorganizations, system changes and
   new/changed regulations
 * Define and provide supervisory oversight for comprehensive project
   documentation in support of strategic initiatives and change management
   including: business/functional requirement documents, process flow diagrams
   and comprehensive data analysis
 * Produce test scripts and co-ordinate / participate in testing activities with
   Operations and Technology
 * Act as a risk manager for the firm through ongoing assessment and awareness
   of the regulatory environment and the firm’s adherence to its reporting
   obligations
 * Actively participate in industry forums and working groups and partner with
   Federation group to drive industry discussions
 * Work collaboratively across multiple business lines and stakeholder groups,
   such as Legal, Compliance, Technology and various Business Units in strategic
   initiatives and issue resolution across the global Regulatory Operations
   department
 * Develop strong working relationships externally with Regulators,
   self-regulated bodies and vendors, to support various reporting functions

 

 SKILLS & EXPERIENCE WE ARE LOOKING FOR

 * Strong analytical skills with an ability to understand complex workflows
   paired with meticulous attention to detail,
 * Strong communication skills to clearly articulate issues and ideas and
   provide timely escalation – able to present with impact and influence,
   confidence to interact with auditors and regulators,
 * Good interpersonal skills to build strong relationships with key stakeholders
   within and outside of Operations,
 * Good influencing skills to work with the Operations team in challenging the
   status quo and continuously enhancing the control environment required,
 * Self-motivated and proactive team player, who takes ownership and
   accountability of projects, has hands-on approach and strong organizational
   skills as well as the ability to effectively manage competing priorities
   within deadlines,
 * Flexible and able to work well under pressure in a team environment,
 * Proficiency in Microsoft Office applications,
 * Active interest in understanding and learning about the global financial
   markets.

 

PREFERRED QUALIFICATIONS

 * Experience in an Operations Control Environment,
 * Working knowledge about financial markets, regulatory landscape and
   associated processes, including the lifecycle of a trade and money markets
   transactions,
 * Experience with regulatory reporting, in particular Money Markets Statistics
   Reporting or similar MiFid II reporting obligations, and interaction with
   regulators / auditors,
 * Working experience and Interest in data analysis, process automation, big
   data or technical process efficiencies / BI tools
 * Working knowledge of project management and business analysis, 
 * German language proficiency


 
ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients,
shareholders and the communities we serve to grow. Founded in 1869, we are a
leading global investment banking, securities and investment management firm.
Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to
fostering and advancing diversity and inclusion in our own workplace and beyond
by ensuring every individual within our firm has a number of opportunities to
grow professionally and personally, from our training and development
opportunities and firmwide networks to benefits, wellness and personal finance
offerings and mindfulness programs. Learn more about our culture, benefits, and
people at GS.com/careers. 

We’re committed to finding reasonable accommodations for candidates with special
needs or disabilities during our recruiting process. Learn more:
https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer
Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity





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