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An official website of the United States Government
hidden text Investment Adviser Public Disclosure
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Investment Adviser Firm Summary

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EQUITABLE ADVISORS, LLC ( CRD # 6627/SEC#:801-14065,8-17883 ) Show All 6
AXA ADVISORS, LLC, EQUITABLE FINANCIAL ADVISORS, EQUITABLE ADVISORS, LLC, EQUICO
SECURITIES, INC., EQ FINANCIAL CONSULTANTS, INC.…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS

SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATESECApproved9/22/1978

NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to
state securities authorities a copy of their Form ADV and any accompanying
amendments filed with the SEC. These filings are called "notice filings". Below
are the states with which the firm you selected makes its notice filings. Also
listed is the date the firm first became notice filed or registered in each
state.

JURISDICTIONEFFECTIVE
DATEAlabama12/17/1999Alaska7/9/1992Arizona3/28/2003Arkansas7/16/1992California7/8/1997Colorado1/1/1999Connecticut7/9/1997Delaware8/19/2003District
of
Columbia3/29/2001Florida5/19/1985Georgia5/14/1992Hawaii10/1/1999Idaho7/13/1992Illinois3/3/1985Indiana3/29/2001Iowa10/11/1999Kansas1/9/1998Kentucky6/10/1985Louisiana8/8/2002Maine8/8/1992Maryland3/29/2001Michigan10/5/1999Minnesota5/16/1985Mississippi10/24/2000Missouri8/13/1985Montana2/23/1998Nebraska7/31/1999Nevada12/26/1990New
Hampshire8/11/1992New Jersey4/3/1985New Mexico2/8/2000New York11/7/1984North
Carolina10/24/2000North
Dakota3/29/2001Ohio1/1/2000Oklahoma12/3/1999Oregon3/29/2001Pennsylvania3/29/2001Puerto
Rico3/29/2001Rhode Island1/1/1999South Carolina3/29/2001South
Dakota7/2/1992Tennessee9/9/1997Texas9/20/1999Utah6/3/1992Vermont2/9/1995Virgin
Islands4/29/2010Virginia9/2/1987Washington7/28/1992West
Virginia6/23/1992Wisconsin3/31/1993Wyoming7/31/2017

EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required
to register as investment advisers because they rely on certain exemptions from
registration under sections 203(l) and 203(m) of the Investment Advisers Act of
1940 and related rules. Certain state securities regulatory authorities have
similar exemptions based on state statutes or regulations. An ERA is required to
file a report using Form ADV, but does not complete all items contained in Form
ADV that a registered adviser must complete. Other state securities regulatory
authorities require an ERA to register as an investment adviser and file a
complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser

Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions,
employment terminations, bankruptcy filings and certain civil or criminal
proceedings that they were a part of.